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UBS GROUP AG 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings. Page generated 04 October 2026.

  • 100Reported items
  • 338Asset managers
  • 13,955Fund votes
  • 2024-04-24Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore UBS GROUP AG in the interactive database Compare manager voting policies

How asset managers voted at the UBS GROUP AG 2023-2024 meeting

Each item below shows how the 338 asset managers that disclosed a UBS GROUP AG vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of UBS GROUP AG’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory vote on the UBS Group AG Compensation Report 2023

SECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.6%

The 190 asset managers below cast 99.9% of the shares they voted on this item FOR (17,091,753 for, 1,624 against).

FOR: 17,091,753 (99.7%)AGAINST: 1,624 (0.0%)ABSTAIN: 49,863 (0.3%)UNKNOWN: 1,557 (0.0%)
Largest asset managers voting on “Advisory vote on the UBS Group AG Compensation Report 2023” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Natixis4,496,7410 00For
Northern Trust4,136,8730 00For
Advisor Managed Portfolios1,600,0000 00For
ENVESTNET ASSET MANAGEMENT INC1,397,5490 00For
RAYMOND JAMES & ASSOCIATES826,6430 00For
LEVIN CAPITAL STRATEGIES, L.P.779,9490 00For
Janney Montgomery Scott LLC570,0840 00For
PNC BANK, NATIONAL ASSOCIATION317,1770 00For
CONTRAVISORY INVESTMENT MANAGEMENT, INC.295,2950 00For
GARDNER LEWIS ASSET MANAGEMENT L P234,2570 00For
OPPENHEIMER & CO INC187,6330 00For
HIGHLAND CAPITAL MANAGEMENT, LLC181,6840 00For
MITCHELL CAPITAL MANAGEMENT CO179,0120 00For
MERCER GLOBAL ADVISORS INC /ADV177,3000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
MITCHELL & PAHL PRIVATE WEALTH, LLC106,2480 00For
Cynosure Group, LLC105,0000 00For
JPMorgan104,1160 00For
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC90,4010 00For
ADVISOR PARTNERS II, LLC87,9840 00For
Alaethes Wealth LLC72,9160 00For
TRUIST FINANCIAL CORP65,7880 00For
First Trust62,8351,565 00For
LPL Financial LLC60,6120 00For
Legacy Wealth Asset Management, LLC54,6280 00For

Showing the 25 largest of 190 asset managers. See all 190 in the interactive database.

2. APPROVE REMUNERATION REPORT

COMPENSATION

99.0% fund support · no official result

FOR 96%

The 122 asset managers below cast 99.0% of the shares they voted on this item FOR (538,009,401 for, 5,103,699 against).

FOR: 538,009,401 (95.8%)AGAINST: 5,103,699 (0.9%)ABSTAIN: 17,362,425 (3.1%)NOT VOTED: 1,225,047 (0.2%)
Largest asset managers voting on “APPROVE REMUNERATION REPORT” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
JPMorgan27,017,6920 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Crake Asset Management LLP00 12,665,7560Abstain
Investment Managers Series Trust12,478,1190 00For
WCM INVESTMENT MANAGEMENT, LLC11,783,2540 00For
Northern Trust5,323,41617,737 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
APG Asset Management US Inc.2,850,8610 00For
Brighthouse2,833,6050 00For
Korea Investment CORP02,748,860 00Against
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle02,254,440 00Against

Showing the 25 largest of 122 asset managers. See all 122 in the interactive database.

3. APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 33 MILLION

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 99.0%

The 106 asset managers below cast 100% of the shares they voted on this item FOR (500,501,204 for, 0 against).

FOR: 500,501,204 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 33 MILLION” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
APG Asset Management US Inc.2,850,8610 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

4. APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 108.3 MILLION

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 99.0%

The 106 asset managers below cast 100% of the shares they voted on this item FOR (500,501,204 for, 0 against).

FOR: 500,501,204 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 108.3 MILLION” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
APG Asset Management US Inc.2,850,8610 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

5. APPROVE ADDITIONAL REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.2 MILLION FOR THE PERIOD FROM 2023 AGM UNTIL 2024 AGM

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 99.0%

The 104 asset managers below cast 100% of the shares they voted on this item FOR (497,650,343 for, 0 against).

FOR: 497,650,343 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE ADDITIONAL REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.2 MILLION FOR THE PERIOD FROM 2023 AGM UNT” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

6. APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 16.5 MILLION FOR THE PERIOD FROM 2024 AGM UNTIL 2025 AGM

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 99.0%

The 104 asset managers below cast 100% of the shares they voted on this item FOR (497,650,343 for, 0 against).

FOR: 497,650,343 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 16.5 MILLION FOR THE PERIOD FROM 2024 AGM UNTIL 2025 AG” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

7. APPOINT FRED HU AS MEMBER OF THE COMPENSATION COMMITTEE

DIRECTOR ELECTIONSCORPORATE GOVERNANCE

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 99.0%

The 102 asset managers below cast 100% of the shares they voted on this item FOR (498,477,135 for, 0 against).

FOR: 498,477,135 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPOINT FRED HU AS MEMBER OF THE COMPENSATION COMMITTEE” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 102 asset managers. See all 102 in the interactive database.

8. ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

CORPORATE GOVERNANCE

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (507,635,419 for, 0 against).

FOR: 507,635,419 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
RWC Asset Management LLP10,117,9000 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

9. APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF USD 0.70 PER SHARE

CAPITAL STRUCTURE

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (497,517,719 for, 0 against).

FOR: 497,517,719 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF USD 0.70 PER SHARE” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

10. Approve Creation of USD 70 Million Pool of Conditional Capital without Preemptive Rights

CAPITAL STRUCTURE

Combines 2 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99%

The 101 asset managers below cast 99.9% of the shares they voted on this item FOR (497,124,394 for, 393,125 against).

FOR: 497,124,394 (99.0%)AGAINST: 393,125 (0.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 18,072 (0.0%)
Largest asset managers voting on “Approve Creation of USD 70 Million Pool of Conditional Capital without Preemptive Rights” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

11. APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT

CORPORATE GOVERNANCE

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (497,523,534 for, 0 against).

FOR: 497,523,534 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

12. APPROVE SUSTAINABILITY REPORT

ENVIRONMENT OR CLIMATE

98% fund support · no official result

FOR 97%

The 101 asset managers below cast 98% of the shares they voted on this item FOR (496,239,656 for, 10,117,900 against).

FOR: 496,239,656 (96.9%)AGAINST: 10,117,900 (2.0%)ABSTAIN: 5,974,532 (1.2%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “APPROVE SUSTAINABILITY REPORT” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
RWC Asset Management LLP010,117,900 00Against
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,815,4630 18,1420For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

13. ELECT GAIL KELLY AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “ELECT GAIL KELLY AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

14. RATIFY BDO AG AS SPECIAL AUDITORS

AUDIT-RELATED

99.9% fund support · no official result

FOR 99%

The 101 asset managers below cast 99.9% of the shares they voted on this item FOR (498,776,579 for, 413,335 against).

FOR: 498,776,579 (99.0%)AGAINST: 413,335 (0.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “RATIFY BDO AG AS SPECIAL AUDITORS” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
RWC Asset Management LLP1,672,3950 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

15. REAPPOINT JEANETTE WONG AS MEMBER OF THE COMPENSATION COMMITTEE

DIRECTOR ELECTIONSCORPORATE GOVERNANCE

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (498,473,199 for, 0 against).

FOR: 498,473,199 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REAPPOINT JEANETTE WONG AS MEMBER OF THE COMPENSATION COMMITTEE” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

16. REAPPOINT JULIE RICHARDSON AS CHAIRPERSON OF THE COMPENSATION COMMITTEE

DIRECTOR ELECTIONSCORPORATE GOVERNANCE

99.5% fund support · no official result

FOR 99%

The 101 asset managers below cast 99.5% of the shares they voted on this item FOR (496,186,097 for, 2,287,102 against).

FOR: 496,186,097 (98.6%)AGAINST: 2,287,102 (0.5%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REAPPOINT JULIE RICHARDSON AS CHAIRPERSON OF THE COMPENSATION COMMITTEE” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle02,254,440 00Against
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

17. REELECT CLAUDIA BOECKSTIEGEL AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT CLAUDIA BOECKSTIEGEL AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

18. REELECT COLM KELLEHER AS DIRECTOR AND BOARD CHAIR

DIRECTOR ELECTIONS

99.2% fund support · no official result

FOR 98%

The 101 asset managers below cast 99.2% of the shares they voted on this item FOR (495,042,618 for, 3,653,300 against).

FOR: 495,042,618 (98.3%)AGAINST: 3,653,300 (0.7%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT COLM KELLEHER AS DIRECTOR AND BOARD CHAIR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust3,730,567323,858 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

19. REELECT FRED HU AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT FRED HU AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

20. REELECT JEANETTE WONG AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT JEANETTE WONG AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

21. REELECT JEREMY ANDERSON AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT JEREMY ANDERSON AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

22. REELECT JULIE RICHARDSON AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (498,695,918 for, 0 against).

FOR: 498,695,918 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT JULIE RICHARDSON AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

23. REELECT LUKAS GAEHWILER AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT LUKAS GAEHWILER AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

24. REELECT MARK HUGHES AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT MARK HUGHES AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

25. REELECT NATHALIE RACHOU AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT NATHALIE RACHOU AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

26. REELECT PATRICK FIRMENICH AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT PATRICK FIRMENICH AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

27. REELECT WILLIAM DUDLEY AS DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.0%

The 101 asset managers below cast 100% of the shares they voted on this item FOR (518,805,580 for, 0 against).

FOR: 518,805,580 (99.1%)ABSTAIN: 4,696,669 (0.9%)NOT VOTED: 17,037 (0.0%)
Largest asset managers voting on “REELECT WILLIAM DUDLEY AS DIRECTOR” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
RWC Asset Management LLP21,288,0610 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Investment Managers Series Trust12,478,1190 00For
JPMorgan5,412,3480 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
Bridge Builder Trust4,054,4250 00For
WisdomTree3,590,6590 00For
Brighthouse2,833,6050 00For
Goldman Sachs2,487,4500 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Jackson National2,113,1940 00For
Equitable1,565,6230 00For
John Hancock1,528,7880 00For
DWS1,289,6380 00For

Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.

28. Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy

OTHER

100% fund support · no official result

FOR 99.0%

The 86 asset managers below cast 100% of the shares they voted on this item FOR (470,642,470 for, 0 against).

FOR: 470,642,470 (99.0%)ABSTAIN: 4,696,669 (1.0%)
Largest asset managers voting on “Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group36,236,7070 00For
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
WisdomTree3,590,6590 00For
Brighthouse2,765,5220 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Goldman Sachs2,184,0300 00For
Equitable1,565,6230 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For
Victory Capital1,186,4200 00For
Northern Trust1,162,6330 00For
Lincoln Financial1,077,4770 00For
American Century1,063,0980 00For
Prudential/PGIM1,041,8690 00For

Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.

29. Ratify Ernst & Young AG as Auditors

AUDIT-RELATED

92% fund support · no official result

FOR 91%8%

The 86 asset managers below cast 92% of the shares they voted on this item FOR (433,851,583 for, 36,816,274 against).

FOR: 433,851,583 (91.3%)AGAINST: 36,816,274 (7.7%)ABSTAIN: 4,696,669 (1.0%)
Largest asset managers voting on “Ratify Ernst & Young AG as Auditors” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard82,251,4540 00For
Dodge & Cox65,492,1420 00For
BlackRock62,660,0600 00For
Artisan59,236,1560 00For
Fidelity49,216,9760 00For
MFS42,933,7020 00For
Capital Group036,236,707 00Against
TIAA13,477,0300 00For
Dimensional13,182,9140 00For
Six Circles Trust5,125,4880 00For
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street4,389,8920 00For
WisdomTree3,590,6590 00For
Brighthouse2,765,5220 00For
Northwestern Mutual2,427,0600 00For
Columbia Threadneedle2,254,4400 00For
Goldman Sachs2,184,0300 00For
Equitable1,565,6230 00For
DWS1,289,6380 00For
AIG/SunAmerica1,259,7210 00For
Victory Capital1,186,4200 00For
Northern Trust1,162,6330 00For
Lincoln Financial1,077,4770 00For
American Century1,063,0980 00For
Prudential/PGIM1,041,8690 00For

Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.

30. Transact Other Business (Voting)

OTHER

0.1% fund support · no official result

AGAINST 84%ABSTAIN 16%

The 86 asset managers below cast 0.1% of the shares they voted on this item FOR (141,472 for, 399,474,760 against).

FOR: 141,472 (0.0%)AGAINST: 399,474,760 (84.0%)ABSTAIN: 75,722,907 (15.9%)
Largest asset managers voting on “Transact Other Business (Voting)” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard080,806,624 1,444,8300Against
Dodge & Cox065,492,142 00Against
BlackRock00 62,660,0600Abstain
Artisan059,236,156 00Against
Fidelity049,216,976 00Against
MFS042,933,702 00Against
Capital Group036,236,707 00Against
TIAA013,477,030 00Against
Dimensional013,182,914 00Against
Six Circles Trust00 5,125,4880Abstain
Westwood Global Investments, LLC00 4,696,6690Abstain
State Street04,389,892 00Against
WisdomTree03,590,659 00Against
Brighthouse02,765,522 00Against
Northwestern Mutual02,427,060 00Against
Columbia Threadneedle02,254,440 00Against
Goldman Sachs02,184,030 00Against
Equitable0857,513 708,1100Against
DWS01,289,638 00Against
AIG/SunAmerica01,259,721 00Against
Victory Capital01,186,420 00Against
Northern Trust01,162,633 00Against
Lincoln Financial0566,027 511,4500Against
American Century01,063,098 00Against
Prudential/PGIM01,041,869 00Against

Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.

31. Elect Claudia Bockstiegel

DIRECTOR ELECTIONS

Combines 4 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Claudia Bockstiegel” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

32. Elect Gail P. Kelly

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Gail P. Kelly” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

33. Elect Jeanette Wong

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Jeanette Wong” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

34. Elect Jeremy Anderson

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Jeremy Anderson” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

35. Elect Julie G. Richardson

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Julie G. Richardson” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

36. Elect Lukas Gahwiler

DIRECTOR ELECTIONS

Combines 4 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Lukas Gahwiler” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

37. Elect Mark Hughes

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Mark Hughes” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

38. Elect Nathalie Rachou

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Nathalie Rachou” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

39. Elect Patrick Firmenich

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect Patrick Firmenich” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

40. Elect William C. Dudley

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 34%NOT VOTED 66%

The 33 asset managers below cast 100% of the shares they voted on this item FOR (8,822,027 for, 0 against).

FOR: 8,822,027 (33.7%)NOT VOTED: 17,351,444 (66.3%)
Largest asset managers voting on “Elect William C. Dudley” at UBS GROUP AG, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 00Not Voted
Vanguard3,333,6420 00For
Russell Investments00 00Not Voted
SEI00 00Not Voted
Hartford1,6060 00Not Voted
Advisor Managed Portfolios1,600,0000 00For
Mercer Funds1,529,9770 00For
Federated Hermes773,3340 00For
Adviser Managed Trust00 00Not Voted
BRANDES INVESTMENT TRUST627,8210 00For
Putnam00 00Not Voted
Pacific Life00 00Not Voted
Empower226,1000 00For
TRUST FOR PROFESSIONAL MANAGERS172,5220 00For
Victory Capital00 00Not Voted
Prudential/PGIM160,3000 00For
Equitable71,9450 00For
Chesapeake Investment Trust68,1750 00For
US GLOBAL INVESTORS FUNDS68,0000 00For
2023 ETF Series Trust56,4870 00For
Gabelli37,0000 00For
Advisors' Inner Circle Fund III32,8710 00For
Brighthouse29,5470 00For
ADVISORS' INNER CIRCLE FUND13,3000 00For
Investment Managers Series Trust8,7500 00For

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Showing the 40 reported items with the widest manager coverage, of 100 in total. View every item.

Largest UBS GROUP AG shareholders voting in 2023-2024

Ranked by the number of UBS GROUP AG shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 3,462,087,722 shares outstanding at the time of that meeting.

Top UBS GROUP AG shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Natixis 0.13%
2Northern Trust 0.12%
3Advisor Managed Portfolios 0.05%
4ENVESTNET ASSET MANAGEMENT INC 0.04%
5RAYMOND JAMES & ASSOCIATES 0.02%
6LEVIN CAPITAL STRATEGIES, L.P. 0.02%
7Janney Montgomery Scott LLC 0.02%
8PNC BANK, NATIONAL ASSOCIATION <0.01%
9CONTRAVISORY INVESTMENT MANAGEMENT, INC. <0.01%
10GARDNER LEWIS ASSET MANAGEMENT L P <0.01%

Reported UBS GROUP AG ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

UBS GROUP AG beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
Norges Bank 4.43% 13F
Vanguard Group 3.97% 13F
FMR (Fidelity) 1.40% 13F
JPMorgan Chase 1.00% 13F
Goldman Sachs 0.96% 13F
Nuveen 0.41% 13F
BNY Mellon 0.27% 13F
Morgan Stanley 0.22% 13F
Wellington Management 0.20% 13F
BlackRock 0.12% 13F

Percentages above are of 3,462,087,722 shares outstanding, as reported by UBS GROUP AG on its Form 20-F dated 2023-12-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from UBS GROUP AG’s 20-F dated 2023-12-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At UBS GROUP AG's shareholder meeting held 2024-04-24, in the 2023-2024 proxy season, 338 asset managers reported how they voted in their SEC Form N-PX filings, covering 13,955 separate fund positions. Their filings are grouped here into 100 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. No official Form 8-K vote tally has been matched to this meeting, so this page states no certified outcome for its most widely held ballot item. On that item — Advisory vote on the UBS Group AG Compensation Report 2023 — the reporting funds cast 99.9% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

UBS GROUP AG proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.