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Compiled from SEC Form N-PX filings and UNITY BANCORP INC.’s Form 8-K, filed 2024-04-25 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Proxy season: 2023-2024
Explore UNITY BANCORP INC. in the interactive database Compare manager voting policies
These tallies are UNITY BANCORP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-04-25 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Dr. Mark S. Brody | 7,249,496 | -- | -- | 671,787 | 976,547 | Majority: yes |
| Elect Director: Raj Patel | 7,826,377 | -- | -- | 94,906 | 976,547 | Majority: yes |
| Elect Director: Donald E. Souders, Jr | 6,906,625 | -- | -- | 1,014,658 | 976,547 | Majority: yes |
| Proposal 2: The Ratification of the selection of Wolf & Company P.C | 8,865,915 | 30,913 | 1,002 | -- | 976,547 | Majority: yes |
| Proposal 3: The Approval of the Executive Compensation Under Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, companies with securities registered with the Securities and Exchange Commission are required to provide shareholders the | 7,348,406 | 317,636 | 255,240 | -- | 976,547 | Majority: yes |
Source: UNITY BANCORP INC., Form 8-K, filed with the SEC on 2024-04-25 — read the filing on EDGAR.
Each item below shows how the 110 asset managers that disclosed a UNITY BANCORP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of UNITY BANCORP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
90% fund support · no official result
The 109 asset managers below cast 90% of the shares they voted on this item FOR (3,273,966 for, 366,334 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 459,397 | 0 | 0 | 0 | For |
| Wellington | 425,510 | 0 | 0 | 0 | For |
| Vanguard | 412,748 | 0 | 0 | 0 | For |
| BlackRock | 409,809 | 0 | 0 | 0 | For |
| Fidelity | 392,211 | 0 | 0 | 0 | For |
| AllianceBernstein | 322,760 | 0 | 0 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 143,990 | 0 | 0 | 0 | For |
| American Century | 0 | 98,920 | 0 | 0 | Against |
| RBB FUND, INC. | 0 | 0 | 72,830 | 0 | Abstain |
| Pacific Ridge Capital Partners, LLC | 0 | 0 | 68,573 | 0 | Abstain |
| KENNEDY CAPITAL MANAGEMENT LLC | 35,232 | 24,410 | 0 | 0 | For |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 54,422 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 43,867 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 43,867 | 0 | 0 | Against |
| Charles Schwab | 38,584 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 30,551 | 0 | 0 | 0 | For |
| EA Series Trust | 28,863 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 28,382 | 0 | 0 | Against |
| Invesco | 24,207 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,993 | 0 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 21,670 | 0 | 0 | 0 | For |
| Gator Capital Management, LLC | 20,580 | 0 | 0 | 0 | For |
| JPMorgan | 18,462 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 18,460 | 0 | 0 | 0 | For |
Showing the 25 largest of 109 asset managers. See all 109 in the interactive database.
Combines 3 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
UNITY BANCORP INC.’s own tally for this item (“Elect Director: Donald E. Souders, Jr”): 6,906,625 for, 1,014,658 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 10,141,047 outstanding shares: 68% for, 10% withheld (78% of the company cast a for/withheld vote).
The 45 asset managers below cast 100% of the shares they voted on this item FOR (1,296,498 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 282,047 | 0 | Abstain |
| Fidelity | 136,516 | 0 | 118,714 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 43,867 | 0 | Abstain |
| EA Series Trust | 0 | 0 | 28,863 | 0 | Abstain |
| Goldman Sachs | 0 | 0 | 23,020 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 19,292 | 0 | Abstain |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 2,380 | 0 | 12,671 | 0 | Abstain |
| WisdomTree | 0 | 0 | 12,989 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 12,604 | 0 | Abstain |
| Invesco | 0 | 0 | 10,976 | 0 | Abstain |
| TIAA | 0 | 0 | 10,618 | 0 | Abstain |
| Lincoln Financial | 2,975 | 0 | 6,000 | 0 | Abstain |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 5,900 | 0 | Abstain |
| Northern Trust | 0 | 0 | 5,696 | 0 | Abstain |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 3,454 | 0 | Abstain |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 3 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
UNITY BANCORP INC.’s own tally for this item (“Elect Director: Dr. Mark S. Brody”): 7,249,496 for, 671,787 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 10,141,047 outstanding shares: 71% for, 7% withheld (78% of the company cast a for/withheld vote).
The 45 asset managers below cast 100% of the shares they voted on this item FOR (1,778,908 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 136,516 | 0 | 118,714 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 43,867 | 0 | 0 | 0 | For |
| EA Series Trust | 28,863 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 12,989 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 10,618 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,975 | 0 | 6,000 | 0 | Abstain |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 3,454 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
UNITY BANCORP INC.’s own tally for this item (“Elect Director: Raj Patel”): 7,826,377 for, 94,906 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 10,141,047 outstanding shares: 77% for, 1.0% withheld (78% of the company cast a for/withheld vote).
The 45 asset managers below cast 100% of the shares they voted on this item FOR (1,897,644 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 255,230 | 0 | 0 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 43,867 | 0 | 0 | 0 | For |
| EA Series Trust | 28,863 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 12,989 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 10,618 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,975 | 0 | 6,000 | 0 | Abstain |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 3,454 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
UNITY BANCORP INC.’s own tally for this item (“Proposal 2: The Ratification of the selection of Wolf & Company P.C”): 8,865,915 for, 30,913 against, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 10,141,047 outstanding shares: 87% for, 0.4% against (88% of the company cast a for/against vote).
The 45 asset managers below cast 98% of the shares they voted on this item FOR (1,875,114 for, 28,863 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 255,230 | 0 | 0 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 43,867 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 28,863 | 0 | 0 | Against |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 12,989 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 10,618 | 0 | 0 | 0 | For |
| Lincoln Financial | 8,975 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 3,454 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Ranked by the number of UNITY BANCORP INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 10,141,047 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Dimensional | 4.53% |
| 2 | Wellington | 4.20% |
| 3 | Vanguard | 4.07% |
| 4 | BlackRock | 4.04% |
| 5 | Fidelity | 3.87% |
| 6 | AllianceBernstein | 3.18% |
| 7 | Royce | 2.24% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 1.42% |
| 9 | American Century | 0.98% |
| 10 | RBB FUND, INC. | 0.72% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| David D. Dallas, Chairman | 18.04% | DEF14A |
| Robert H. Dallas, II, Director | 17.93% | DEF14A |
| Banc Fund X L.P. | 9.78% | DEF14A |
| BlackRock | 5.00% | 13F |
| Dimensional Fund Advisors | 4.67% | 13F |
| Vanguard Group | 4.07% | 13F |
| Dr. Mark S. Brody, Director | 3.80% | DEF14A |
| Wellington Management | 3.50% | 13F |
| James A. Hughes, President and Director | 2.82% | DEF14A |
| Geode Capital | 1.44% | 13F |
Percentages above are of 10,141,047 shares outstanding, as reported by UNITY BANCORP INC. on its Form 10-K dated 2024-02-29 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from UNITY BANCORP INC.’s 10-K dated 2024-02-29. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At UNITY BANCORP INC.'s shareholder meeting held 2024-04-25, in the 2023-2024 proxy season, 110 asset managers reported how they voted in their SEC Form N-PX filings, covering 767 separate fund positions. Their filings are grouped here into 5 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. UNITY BANCORP INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE… — the reporting funds cast 90% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
UNITY BANCORP INC. proxy season coverage: 2023-2024 (this page).