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Home › Companies › UPLAND SOFTWARE INC. › 2023-2024

UPLAND SOFTWARE INC. 2023-2024 Proxy Voting Records

At UPLAND SOFTWARE INC.'s shareholder meeting held June 5, 2024, in the 2023-2024 proxy season, 81 asset managers reported how they voted in their SEC Form N-PX filings, covering 574 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. UPLAND SOFTWARE INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE… — the reporting funds and managers cast 93% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.

Download data (CSV): ballot items · votes by manager · column guide.

Compiled from SEC Form N-PX filings and UPLAND SOFTWARE INC.’s Form 8-K, filed June 5, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.

  • 6Reported items
  • 81Asset managers
  • 574Fund votes
  • June 5, 2024Meeting date

Results at a glance

Meeting of June 5, 2024: 2 items on UPLAND SOFTWARE INC.’s Form 8-K, filed June 5, 2024: 2 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025

Explore UPLAND SOFTWARE INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by UPLAND SOFTWARE INC.

These tallies are UPLAND SOFTWARE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 5, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

UPLAND SOFTWARE INC. — official shareholder meeting results, meeting held June 5, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Steven E. Courter 22,987,472---- 671,9573,911,335 97%Not verified—
Elect Director: Teresa Miles Walsh 21,007,194---- 2,652,2353,911,335 89%Not verified—

Source: UPLAND SOFTWARE INC., Form 8-K, filed with the SEC on June 5, 2024 — read the filing on EDGAR.

How asset managers voted at the UPLAND SOFTWARE INC. 2023-2024 meeting

Each item below shows how the 81 asset managers that disclosed a UPLAND SOFTWARE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of UPLAND SOFTWARE INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Steven E. Courter

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 22,987,472WITHHELD: 671,957
Details: description as filed, official tally, votes by 30 asset managers

Description as filed by funds: Election of two Class I Directors: Stephen E. Courter

UPLAND SOFTWARE INC.’s own tally for this item (“Elect Director: Steven E. Courter”): 22,987,472 for, 671,957 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 30 asset managers below reported 5,802,933 for, 373,017 withheld.

FOR
FOR: 5,802,933WITHHOLD: 373,017
Largest asset managers voting on “Election of two Class I Directors: Stephen E. Courter” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard1,937,3370 00For
Columbia Threadneedle1,180,4600 00For
FIRST EAGLE FUNDS547,0160 00For
NORTHERN LIGHTS FUND TRUST II519,0770 00For
Fidelity377,2870 00For
Dimensional00 0359,557Withhold
BlackRock307,6040 00For
Royce244,1000 00For
BRIDGEWAY FUNDS INC153,8000 00For
Invesco111,7280 00For
Nationwide82,0620 00For
WisdomTree60,5610 00For
Thrivent58,8930 00For
CLEARWATER INVESTMENT TRUST46,4980 00For
T. Rowe Price44,0000 00For
Victory Capital32,5040 00For
American Century24,5660 00For
GuideStone24,5290 00For
Charles Schwab22,7750 00For
Vericimetry Funds8,5500 00For
Jackson National00 08,170Withhold
MASTER INVESTMENT PORTFOLIO8,1120 00For
Equitable4,7640 00For
Blackstone Alternative Investment Funds4,0000 00For
Northern Trust00 02,573Withhold

Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).

2. Elect Director: Teresa Miles Walsh

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

89% Majority: yes · of votes cast

FOR 89%
FOR: 21,007,194WITHHELD: 2,652,235
Details: description as filed, official tally, votes by 30 asset managers

Description as filed by funds: Election of two Class I Directors: Teresa Miles Walsh

UPLAND SOFTWARE INC.’s own tally for this item (“Elect Director: Teresa Miles Walsh”): 21,007,194 for, 2,652,235 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 30 asset managers below reported 4,313,020 for, 1,862,930 withheld.

FORWITHHOLD
FOR: 4,313,020WITHHOLD: 1,862,930
Largest asset managers voting on “Election of two Class I Directors: Teresa Miles Walsh” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard1,937,3370 00For
Columbia Threadneedle00 01,180,460Withhold
FIRST EAGLE FUNDS547,0160 00For
NORTHERN LIGHTS FUND TRUST II519,0770 00For
Fidelity377,2870 00For
Dimensional00 0359,557Withhold
BlackRock307,6040 00For
Royce244,1000 00For
BRIDGEWAY FUNDS INC00 0153,800Withhold
Invesco00 0111,728Withhold
Nationwide82,0620 00For
WisdomTree60,5610 00For
Thrivent58,8930 00For
CLEARWATER INVESTMENT TRUST00 046,498Withhold
T. Rowe Price44,0000 00For
Victory Capital32,5040 00For
American Century24,5660 00For
GuideStone24,5290 00For
Charles Schwab22,7750 00For
Vericimetry Funds8,5500 00For
Jackson National00 08,170Withhold
MASTER INVESTMENT PORTFOLIO8,1120 00For
Equitable4,7640 00For
Blackstone Alternative Investment Funds4,0000 00For
Northern Trust2,5730 00For

Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).

3. To approve the UPLAND SOFTWARE, INC. 2024 omnibus incentive plan.

No official matchCOMPENSATION

Combines 3 wordings of this item as funds reported it.

80% of fund votes cast · no official result

FORAGAINST
Details: description as filed, votes by 30 asset managers

Description as filed by funds: TO APPROVE THE UPLAND SOFTWARE, INC. 2024 OMNIBUS INCENTIVE PLAN.

The 30 asset managers below reported 4,970,924 for, 1,205,026 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 4,970,924AGAINST: 1,205,026
Largest asset managers voting on “TO APPROVE THE UPLAND SOFTWARE, INC. 2024 OMNIBUS INCENTIVE PLAN.” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard1,937,3370 00For
Columbia Threadneedle01,180,460 00Against
FIRST EAGLE FUNDS547,0160 00For
NORTHERN LIGHTS FUND TRUST II519,0770 00For
Fidelity377,2870 00For
Dimensional359,5570 00For
BlackRock307,6040 00For
Royce244,1000 00For
BRIDGEWAY FUNDS INC153,8000 00For
Invesco111,7280 00For
Nationwide82,0620 00For
WisdomTree60,5610 00For
Thrivent58,8930 00For
CLEARWATER INVESTMENT TRUST46,4980 00For
T. Rowe Price44,0000 00For
Victory Capital32,5040 00For
American Century024,566 00Against
GuideStone24,5290 00For
Charles Schwab22,7750 00For
Vericimetry Funds8,5500 00For
Jackson National8,1700 00For
MASTER INVESTMENT PORTFOLIO8,1120 00For
Equitable4,7640 00For
Blackstone Alternative Investment Funds4,0000 00For
Northern Trust2,5730 00For

Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).

4. To approve the UPLAND SOFTWARE, INC. 2024 tax benefit preservation plan.

No official matchCOMPENSATION

Combines 3 wordings of this item as funds reported it.

93% of fund votes cast · no official result

FOR
Details: description as filed, votes by 30 asset managers

Description as filed by funds: TO APPROVE THE UPLAND SOFTWARE, INC. 2024 TAX BENEFIT PRESERVATION PLAN.

The 30 asset managers below reported 5,736,940 for, 439,010 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 5,736,940AGAINST: 439,010
Largest asset managers voting on “TO APPROVE THE UPLAND SOFTWARE, INC. 2024 TAX BENEFIT PRESERVATION PLAN.” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard1,937,3370 00For
Columbia Threadneedle1,180,4600 00For
FIRST EAGLE FUNDS547,0160 00For
NORTHERN LIGHTS FUND TRUST II519,0770 00For
Fidelity377,2870 00For
Dimensional0359,557 00Against
BlackRock307,6040 00For
Royce244,1000 00For
BRIDGEWAY FUNDS INC153,8000 00For
Invesco111,7280 00For
Nationwide82,0620 00For
WisdomTree60,5610 00For
Thrivent58,8930 00For
CLEARWATER INVESTMENT TRUST46,4980 00For
T. Rowe Price044,000 00Against
Victory Capital32,5040 00For
American Century024,566 00Against
GuideStone24,5290 00For
Charles Schwab22,7750 00For
Vericimetry Funds8,5500 00For
Jackson National08,170 00Against
MASTER INVESTMENT PORTFOLIO8,1120 00For
Equitable4,7640 00For
Blackstone Alternative Investment Funds4,0000 00For
Northern Trust2,5730 00For

Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).

5. To approve, on a non-binding advisory basis, the compensation of the company's named executive officers.

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 5 wordings of this item as funds reported it.

93% Fund and manager reports combined; may count the same shares twice · no official result

FOR
Details: description as filed, votes by 80 asset managers

Description as filed by funds: TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 30 asset managers voting on “TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard1,937,3370 00For
Columbia Threadneedle1,180,4600 00For
FIRST EAGLE FUNDS547,0160 00For
NORTHERN LIGHTS FUND TRUST II519,0770 00For
Fidelity377,2870 00For
Dimensional0359,557 00Against
BlackRock307,6040 00For
Royce244,1000 00For
BRIDGEWAY FUNDS INC153,8000 00For
Invesco111,7280 00For
Nationwide82,0620 00For
WisdomTree60,5610 00For
Thrivent58,8930 00For
CLEARWATER INVESTMENT TRUST046,498 00Against
T. Rowe Price44,0000 00For
Victory Capital32,5040 00For
American Century24,5660 00For
GuideStone24,5290 00For
Charles Schwab22,7750 00For
Vericimetry Funds8,5500 00For
Jackson National08,170 00Against
MASTER INVESTMENT PORTFOLIO8,1120 00For
Equitable4,7640 00For
Blackstone Alternative Investment Funds4,0000 00For
Northern Trust2,5730 00For

Fund voting reports, all 30 managers: 5,759,008 for, 416,942 against. Showing the 25 largest; every one is in the interactive database (link above).

Institutional-manager reports: 62 asset managers voting on “TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
DE Shaw1,188,4520 00For
NEW SOUTH CAPITAL MANAGEMENT INC1,155,0780 00For
BlackRock634,1060 00For
First Eagle Investment Management, LLC594,8190 00For
ACADIAN ASSET MANAGEMENT LLC586,1990 00For
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO443,6770 00For
GEODE CAPITAL MANAGEMENT, LLC321,5760 00For
JACOBS LEVY EQUITY MANAGEMENT, INC254,7710 00For
RICE HALL JAMES & ASSOCIATES, LLC0237,163 00Against
Victory Capital230,6580 00For
RIVER GLOBAL INVESTORS LLP0207,620 00Against
BRIDGEWAY CAPITAL MANAGEMENT, LLC153,8000 00For
AMERIPRISE FINANCIAL INC152,1840 00For
Two Sigma112,7270 00For
Invesco111,7280 00For
Hodges Capital Management Inc.109,5400 00For
Renaissance108,3580 00For
Dimensional0105,930 00Against
State Street98,2510 00For
Thrivent61,1870 00For
Fidelity60,2270 00For
Northern Trust57,7190 00For
STATE OF WISCONSIN INVESTMENT BOARD45,7000 00For
T. Rowe Price44,0000 00For
Citadel40,8840 00For

Institutional-manager reports, all 62 managers: 6,763,543 for, 597,654 against. Showing the 25 largest; every one is in the interactive database (link above).

6. To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year…

No official matchAUDIT-RELATED

Combines 3 wordings of this item as funds reported it.

98% of fund votes cast · no official result

FOR
Details: description as filed, votes by 30 asset managers

Description as filed by funds: TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

The 30 asset managers below reported 6,022,063 for, 153,887 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 6,022,063AGAINST: 153,887
Largest asset managers voting on “TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISC” at UPLAND SOFTWARE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard1,937,3370 00For
Columbia Threadneedle1,180,4600 00For
FIRST EAGLE FUNDS547,0160 00For
NORTHERN LIGHTS FUND TRUST II519,0770 00For
Fidelity377,2870 00For
Dimensional359,5570 00For
BlackRock307,6040 00For
Royce244,1000 00For
BRIDGEWAY FUNDS INC0153,800 00Against
Invesco111,7280 00For
Nationwide82,0620 00For
WisdomTree60,5610 00For
Thrivent58,8930 00For
CLEARWATER INVESTMENT TRUST46,4980 00For
T. Rowe Price44,0000 00For
Victory Capital32,5040 00For
American Century24,5660 00For
GuideStone24,5290 00For
Charles Schwab22,7750 00For
Vericimetry Funds8,5500 00For
Jackson National8,1700 00For
MASTER INVESTMENT PORTFOLIO8,1120 00For
Equitable4,7640 00For
Blackstone Alternative Investment Funds4,0000 00For
Northern Trust2,5730 00For

Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).

Largest UPLAND SOFTWARE INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 27,592,899 shares outstanding at the time of that meeting.

Fund voting reports: top UPLAND SOFTWARE INC. shareholders by shares voted on “TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE…”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 7.02%
2Columbia Threadneedle 4.28%
3FIRST EAGLE FUNDS 1.98%
4NORTHERN LIGHTS FUND TRUST II 1.88%
5Fidelity 1.37%
6Dimensional 1.30%
7BlackRock 1.11%
8Royce 0.88%
9BRIDGEWAY FUNDS INC 0.56%
10Invesco 0.40%
Institutional-manager reports: top UPLAND SOFTWARE INC. shareholders by shares voted on “TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE…”, 2023-2024
#Asset manager % of shares outstanding
1DE Shaw 4.31%
2NEW SOUTH CAPITAL MANAGEMENT INC 4.19%
3BlackRock 2.30%
4First Eagle Investment Management, LLC 2.16%
5ACADIAN ASSET MANAGEMENT LLC 2.12%
6PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1.61%
7GEODE CAPITAL MANAGEMENT, LLC 1.17%
8JACOBS LEVY EQUITY MANAGEMENT, INC 0.92%
9RICE HALL JAMES & ASSOCIATES, LLC 0.86%
10Victory Capital 0.84%

Reported UPLAND SOFTWARE INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

UPLAND SOFTWARE INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
Jalak Investments B.V. 7.25% 13G
Vanguard Group 6.68% 13F
S 5.01% 13G
D.E. Shaw 4.39% 13F
CastleKnight Master Fund LP 3.70% 13G
BlackRock 2.25% 13F
Dimensional Fund Advisors 1.92% 13F
Geode Capital 1.17% 13F
Citadel Advisors 0.61% 13F
Two Sigma 0.51% 13F

Percentages above are of 27,592,899 shares outstanding, as reported by UPLAND SOFTWARE INC. on its Form 10-Q dated April 30, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

Related

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from UPLAND SOFTWARE INC.’s 10-Q dated April 30, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.

UPLAND SOFTWARE INC. proxy season coverage: 2023-2024 (this page) · 2024-2025.

Cite this page

proxyvotesnow.com, “UPLAND SOFTWARE (UPLD) 2024 Annual Meeting: Shareholder Vote Results”, https://proxyvotesnow.com/company/upland-software-inc/2024 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.