Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
172 proposals. Every shareholder proposal Guggenheim backed in 2023-2024 is listed here.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| AMAZON.COM INC. | 2024-05-22 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Environment or Climate | Shareholder | FOR | 28 |
| AMAZON.COM INC. | 2024-05-22 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Human Rights or Human Capital/workforce | Shareholder | FOR | 28 |
| AMAZON.COM INC. | 2024-05-22 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Human Rights or Human Capital/workforce | Shareholder | FOR | 28 |
| AMAZON.COM INC. | 2024-05-22 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Diversity, Equity, and Inclusion | Shareholder | FOR | 28 |
| AMAZON.COM INC. | 2024-05-22 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Other Social Issues | Shareholder | FOR | 28 |
| AMAZON.COM INC. | 2024-05-22 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Environment or Climate | Shareholder | FOR | 28 |
| APPLE INC. | 2024-02-28 | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Diversity, Equity, and Inclusion | Shareholder | FOR | 26 |
| APPLE INC. | 2024-02-28 | A shareholder proposal requesting a report on the use of Al | Other Social Issues | Shareholder | FOR | 26 |
| META PLATFORMS INC. | 2024-05-29 | A shareholder proposal regarding human rights impact assessment on AI systems driving targeted advertising. | Human Rights or Human Capital/workforce | Shareholder | FOR | 24 |
| META PLATFORMS INC. | 2024-05-29 | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Other Social Issues | Shareholder | FOR | 24 |
| META PLATFORMS INC. | 2024-05-29 | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Environment or Climate | Shareholder | FOR | 24 |
| META PLATFORMS INC. | 2024-05-29 | A shareholder proposal regarding report on generative AI misinformation and disinformation risks. | Other Social Issues | Shareholder | FOR | 24 |
| VERTEX PHARMACEUTICALS INC. | 2024-05-15 | Shareholder proposal, if properly presented at the meeting, regarding a report on racial and gender pay gaps. | Diversity, Equity, and Inclusion | Shareholder | FOR | 23 |
| ALPHABET INC. | 2024-06-07 | Stockholder proposal regarding a human rights assessment of Al-driven targeted ad policies | Human Rights or Human Capital/workforce | Shareholder | FOR | 21 |
| ALPHABET INC. | 2024-06-07 | Stockholder proposal regarding a lobbying report | Other Social Issues | Shareholder | FOR | 21 |
| ALPHABET INC. | 2024-06-07 | Stockholder proposal regarding a report on generative Al misinformation and disinformation risks | Other Social Issues | Shareholder | FOR | 21 |
| ALPHABET INC. | 2024-06-07 | Stockholder proposal regarding a report on online safety for children | Other Social Issues | Shareholder | FOR | 21 |
| PACCAR INC. | 2024-04-30 | Stockholder proposal regarding a report on climate-related policy engagement | Environment or Climate | Shareholder | FOR | 20 |
| TESLA INC. | 2024-06-13 | A stockholder proposal regarding adoption of a freedom of association and collective bargaining policy, if properly presented. | Human Rights or Human Capital/workforce | Shareholder | FOR | 20 |
| TESLA INC. | 2024-06-13 | A stockholder proposal regarding annual reporting on anti-harassment and discrimination efforts, if properly presented. | Human Rights or Human Capital/workforce | Shareholder | FOR | 20 |
| BANK OF AMERICA CORP. | 2024-04-24 | Shareholder proposal requesting disclosure of clean energy financing ratio | Environment or Climate | Shareholder | FOR | 19 |
| BANK OF AMERICA CORP. | 2024-04-24 | Shareholder proposal requesting report on lobbying alignment with Bank of America's climate goals | Environment or Climate | Shareholder | FOR | 19 |
| SKYWORKS SOLUTIONS INC. | 2024-05-14 | To approve a stockholder proposal regarding adoption of greenhouse gas emissions reduction targets. | Environment or Climate | Shareholder | FOR | 19 |
| ABBVIE INC. | 2024-05-03 | Stockholder Proposal - to Issue Annual Report on Lobbying | Other Social Issues | Shareholder | FOR | 18 |
| ABBVIE INC. | 2024-05-03 | Stockholder Proposal - to Issue a Report on Patent Process | Other Social Issues | Shareholder | FOR | 18 |
| BERKSHIRE HATHAWAY INC. | 2024-05-04 | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investing activities. | Environment or Climate | Shareholder | FOR | 18 |
| BERKSHIRE HATHAWAY INC. | 2024-05-04 | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | FOR | 18 |
| GOLDMAN SACHS GROUP INC. | 2024-04-24 | Shareholder Proposal Regarding Disclosure of Clean Energy Supply Financing Ratio | Environment or Climate | Shareholder | FOR | 18 |
| GOLDMAN SACHS GROUP INC. | 2024-04-24 | Shareholder Proposal Regarding Pay Equity Reporting | Diversity, Equity, and Inclusion | Shareholder | FOR | 18 |
| GOLDMAN SACHS GROUP INC. | 2024-04-24 | Shareholder Proposal Regarding a Transparency In Lobbying Report | Other Social Issues | Shareholder | FOR | 18 |
| CATERPILLAR INC. | 2024-06-12 | Shareholder Proposal - Lobbying Disclosure | Other Social Issues | Shareholder | FOR | 17 |
| NETFLIX INC. | 2024-06-06 | Stockholder proposal entitled, "Report on Netflix's Use of Artificial Intelligence," if properly presented at the meeting. | Other Social Issues | Shareholder | FOR | 17 |
| UNITEDHEALTH GROUP INC. | 2024-06-03 | If properly presented at the 2024 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Other Social Issues | Shareholder | FOR | 17 |
| CHARTER COMMUNICATIONS INC. | 2024-04-23 | Stockholder proposal regarding lobbying activities. | Other Social Issues | Shareholder | FOR | 16 |
| CHARTER COMMUNICATIONS INC. | 2024-04-23 | Stockholder proposal regarding political expenditures report. | Other Social Issues | Shareholder | FOR | 16 |
| CITIGROUP INC. | 2024-04-30 | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Human Rights or Human Capital/workforce | Shareholder | FOR | 16 |
| WARNER BROS. DISCOVERY INC. | 2024-06-03 | To vote on a stockholder proposal entitled, "Report on Use of Al", if properly presented. | Other Social Issues | Shareholder | FOR | 16 |
| AIRBNB INC. | 2024-06-05 | Stockholder proposal regarding political disclosure, if properly presented at the Annual Meeting. | Other Social Issues | Shareholder | FOR | 15 |
| DOW INC. | 2024-04-11 | Stockholder Proposal - Single-Use Plastics Report | Environment or Climate | Shareholder | FOR | 15 |
| ELI LILLY AND CO. | 2024-05-06 | Shareholder proposal to publish an annual report disclosing lobbying activities. | Other Social Issues | Shareholder | FOR | 15 |
| ELI LILLY AND CO. | 2024-05-06 | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | FOR | 15 |
| INTERNATIONAL BUSINESS MACHINES CORP. | 2024-04-30 | Stockholder Proposal Requesting a Public Report on Climate Lobbying | Environment or Climate | Shareholder | FOR | 15 |
| INTERNATIONAL BUSINESS MACHINES CORP. | 2024-04-30 | Stockholder Proposal Requesting a Public Report on Lobbying Activities | Other Social Issues | Shareholder | FOR | 15 |
| INTERNATIONAL BUSINESS MACHINES CORP. | 2024-04-30 | Stockholder Proposal Requesting the Adoption of Greenhouse Gas Emissions Targets | Environment or Climate | Shareholder | FOR | 15 |
| KINDER MORGAN INC. | 2024-05-08 | Stockholder proposal relating to establishing a greenhouse gas emission reduction target | Environment or Climate | Shareholder | FOR | 15 |
| KRAFT HEINZ CO. | 2024-05-02 | Stockholder Proposal - Report on group-housed pork, if properly presented. | Other Social Issues | Shareholder | FOR | 15 |
| KRAFT HEINZ CO. | 2024-05-02 | Stockholder Proposal - Report on recyclability claims, if properly presented. | Environment or Climate | Shareholder | FOR | 15 |
| LENNAR CORP. | 2024-04-10 | Vote on a stockholder proposal requesting a report disclosing the Company's LGBTQ equity and inclusion efforts in its human capital management strategy. | Diversity, Equity, and Inclusion | Shareholder | FOR | 15 |
| LENNAR CORP. | 2024-04-10 | Vote on a stockholder proposal requesting a report disclosing the Company's political spending and related policies and procedures. | Other Social Issues | Shareholder | FOR | 15 |
| LENNAR CORP. | 2024-04-10 | Vote on a stockholder proposal requesting a report on the Company's plans to reduce greenhouse gas emissions. | Environment or Climate | Shareholder | FOR | 15 |
| MARRIOTT INTERNATIONAL INC. | 2024-05-10 | STOCKHOLDER RESOLUTION REQUESTING THE COMPANY ANNUALLY PREPARE A RACIAL AND GENDER PAY GAP REPORT | Diversity, Equity, and Inclusion | Shareholder | FOR | 15 |
| OLD DOMINION FREIGHT LINE INC. | 2024-05-15 | Shareholder proposal regarding greenhouse gas reduction. | Environment or Climate | Shareholder | FOR | 15 |
| ROSS STORES INC. | 2024-05-22 | To vote on a stockholder proposal regarding reporting on material value chain GHG emissions, if properly presented at the Annual Meeting. | Environment or Climate | Shareholder | FOR | 15 |
| WALT DISNEY CO. | 2024-04-03 | Shareholder Proposal, if properly presented, requesting a political expenditures report | Other Social Issues | Shareholder | FOR | 15 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Annual Climate Lobbying Congruency Report. | Environment or Climate | Shareholder | FOR | 15 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Annual Report on Congruency of Political Spending and Corporate Values. | Other Social Issues | Shareholder | FOR | 15 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | Human Rights or Human Capital/workforce | Shareholder | FOR | 15 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Report on Respecting Indigenous Peoples' Rights. | Human Rights or Human Capital/workforce | Shareholder | FOR | 15 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Third-Party Assessment of Respect for Freedom of Association and Collective Bargaining. | Human Rights or Human Capital/workforce | Shareholder | FOR | 15 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Transparency in Lobbying Annual Report. | Other Social Issues | Shareholder | FOR | 15 |
| AMERICAN TOWER CORP. | 2024-05-22 | To consider a stockholder proposal, if properly presented, regarding disclosure of racial and gender pay gaps. | Diversity, Equity, and Inclusion | Shareholder | FOR | 13 |
| BANK OF NEW YORK MELLON CORP. | 2024-04-09 | Stockholder proposal regarding transperency in lobbying, if properly presented. | Other Social Issues | Shareholder | FOR | 13 |
| CENTENE CORP. | 2024-05-14 | STOCKHOLDER PROPOSAL FOR MANAGING CLIMATE RISK THROUGH SCIENCE-BASED TARGETS AND TRANSITION PLANNING. | Environment or Climate | Shareholder | FOR | 13 |
| CINTAS CORP. | 2023-10-24 | A shareholder proposal regarding greater disclosure of material corporate diversity, equity and inclusion data, if properly presented at the meeting. | Diversity, Equity, and Inclusion | Shareholder | FOR | 13 |
| CINTAS CORP. | 2023-10-24 | A shareholder proposal regarding managing climate risk through science-based targets and transition planning, if properly presented at the meeting. | Environment or Climate | Shareholder | FOR | 13 |
| DELTA AIR LINES INC. | 2024-06-20 | A shareholder proposal requesting the adoption of a non-interference policy. | Human Rights or Human Capital/workforce | Shareholder | FOR | 13 |
| INTUITIVE SURGICAL INC. | 2024-04-25 | The stockholder proposal requesting a racial and gender pay gap report, if properly presented at the Annual Meeting. | Diversity, Equity, and Inclusion | Shareholder | FOR | 13 |
| LOCKHEED MARTIN CORP. | 2024-05-02 | Stockholder Proposal Requesting a Report on Reducing Full Value Chain GHG Emissions | Environment or Climate | Shareholder | FOR | 13 |
| MONDELEZ INTERNATIONAL INC. | 2024-05-22 | Shareholder proposal requesting third-party report assessing effectiveness of implementation of human rights policy; and | Human Rights or Human Capital/workforce | Shareholder | FOR | 13 |
| TRUIST FINANCIAL CORP. | 2024-04-23 | Shareholder proposal regarding an annual report on lobbying activities, if properly presented at the Annual Meeting. | Other Social Issues | Shareholder | FOR | 13 |
| TYSON FOODS INC. | 2024-02-08 | Shareholder proposal regarding Tyson Foods' labor practices. | Human Rights or Human Capital/workforce | Shareholder | FOR | 13 |
| TYSON FOODS INC. | 2024-02-08 | Shareholder proposal regarding corporate climate lobbying. | Environment or Climate | Shareholder | FOR | 13 |
| AUTONATION INC. | 2024-04-24 | Adoption of stockholder proposal regarding political contributions. | Other Social Issues | Shareholder | FOR | 12 |
| CHARLES SCHWAB CORP. | 2024-05-23 | Stockholder Proposal on Pay Equity Disclosure | Diversity, Equity, and Inclusion | Shareholder | FOR | 12 |
| MASTERCARD INC. | 2024-06-18 | Consideration of a stockholder proposal requesting transparency in lobbying | Other Social Issues | Shareholder | FOR | 12 |
| AMERICAN EXPRESS CO. | 2024-05-06 | Shareholder proposal relating to climate lobbying. | Environment or Climate | Shareholder | FOR | 11 |
| BOYD GAMING CORP. | 2024-05-09 | Advisory vote on the stockholder proposal regarding the commissioning of a report on the effects of a company-wide non-smoking policy. | Other Social Issues | Shareholder | FOR | 11 |
| WESTLAKE CORP. | 2024-05-09 | A stockholder proposal regarding the preparation of a report on reducing plastic pollution of the oceans. | Environment or Climate | Shareholder | FOR | 11 |
| AMKOR TECHNOLOGY INC. | 2024-05-14 | Shareholder proposal to report on effectiveness of the Company's diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | FOR | 10 |
| CONSTELLATION BRANDS INC. | 2023-07-18 | Stockholder proposal on circular packaging. | Environment or Climate | Shareholder | FOR | 10 |
| CONSTELLATION BRANDS INC. | 2023-07-18 | Stockholder proposal on greenhouse gas emissions. | Environment or Climate | Shareholder | FOR | 10 |
| FEDEX CORP. | 2023-09-21 | Stockholder proposal regarding a "Just Transition" report. | Environment or Climate | Shareholder | FOR | 10 |
| NIKE INC. | 2023-09-12 | To consider a shareholder proposal regarding Supplemental Pay Equity Disclosure, if properly presented at the meeting. | Diversity, Equity, and Inclusion | Shareholder | FOR | 10 |
| NVR INC. | 2024-05-07 | Shareholder proposal to expand political spending disclosure. | Other Social Issues | Shareholder | FOR | 10 |
| NVR INC. | 2024-05-07 | Shareholder proposal to publish report on impact of diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | FOR | 10 |
| SEMPRA | 2024-05-09 | Shareholder proposal requesting a report on certain safety and environmental matters | Human Rights or Human Capital/workforce | Shareholder | FOR | 10 |
| SYSCO CORP. | 2023-11-17 | To consider a stockholder proposal related to re-establishing a policy for eliminating or reducing gestation crates in the Company's pork supply chain. | Other Social Issues | Shareholder | FOR | 10 |
| TIMKEN CO. | 2024-05-03 | Consideration of a shareholder proposal requesting that The Timken Company adopt independently-verified short- and medium-term science-based greenhouse gas emissions reduction targets, inclusive of emissions from its full value chain, in order to achieve net-zero emissions by 2050 in line with the Paris Agreement's goal of limiting global temperature rise to 1.5 degrees Celsius. | Environment or Climate | Shareholder | FOR | 10 |
| CAESARS ENTERTAINMENT INC. | 2024-06-11 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SMOKEFREE POLICY FOR CAESARS ENTERTAINMENT PROPERTIES. | Other Social Issues | Shareholder | FOR | 9 |
| CHIPOTLE MEXICAN GRILL INC. | 2024-06-06 | Shareholder Proposal - Requesting a report on adoption of automation. | Other Social Issues | Shareholder | FOR | 9 |
| CHIPOTLE MEXICAN GRILL INC. | 2024-06-06 | Shareholder Proposal - Requesting an audit of safety practices. | Human Rights or Human Capital/workforce | Shareholder | FOR | 9 |
| DINE BRANDS GLOBAL INC. | 2024-05-14 | Stockholder proposal regarding climate change policies and climate change risk disclosures. | Environment or Climate | Shareholder | FOR | 9 |
| DINE BRANDS GLOBAL INC. | 2024-05-14 | Stockholder proposal regarding group-housed pork. | Other Social Issues | Shareholder | FOR | 9 |
| HUNTSMAN CORP. | 2024-05-02 | Stockholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | FOR | 9 |
| L3HARRIS TECHNOLOGIES INC. | 2024-04-19 | Shareholder Proposal titled "Transparency in Lobbying" | Other Social Issues | Shareholder | FOR | 9 |
| QUEST DIAGNOSTICS INC. | 2024-05-16 | Stockholder proposal regarding managing climate risk through science-based targets and transition planning | Environment or Climate | Shareholder | FOR | 9 |
| SONOCO PRODUCTS CO. | 2024-04-17 | Advisory (non-binding) shareholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | FOR | 9 |
| WARRIOR MET COAL INC. | 2024-04-25 | STOCKHOLDER PROPOSAL: To adopt a resolution urging the Board of Directors to commission and oversee an assessment of the Company's respect for the internationally recognized human rights of freedom of association and collective bargaining. | Human Rights or Human Capital/workforce | Shareholder | FOR | 9 |
| WINGSTOP INC. | 2024-05-23 | Vote on a stockholder proposal regarding greenhouse gas emissions reporting and goals, if properly presented at the Annual Meeting of Stockholders; and | Environment or Climate | Shareholder | FOR | 9 |
| CASEY'S GENERAL STORES INC. | 2023-09-06 | Shareholder proposal regarding greenhouse gas emissions reporting. | Environment or Climate | Shareholder | FOR | 8 |
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Built 2026-09-27 from SEC Form N-PX filings.