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Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
211 proposals. Every shareholder proposal Guggenheim backed in 2023-2024 is listed here.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Third-Party Assessment on Non-Sugar Sweetener Risks. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Third-Party Racial Equity Audit. | Diversity, Equity, and Inclusion | Shareholder | Not determined | FOR | 1 |
| RTX CORP. | May 2, 2024 | Shareowner Proposal Requesting a Human Rights Impact Assessment | Human Rights or Human Capital/workforce | Shareholder | Not determined | FOR | 1 |
| TESLA INC. | June 13, 2024 | A stockholder proposal regarding committing to a moratorium on sourcing minerals from deep sea mining, if properly presented. | Environment or Climate | Shareholder | Against | FOR | 1 |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Stockholder proposal to report on due diligence efforts to identify risks associated with product misuse. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to CEO pay ratio and executive compensation, if presented at the Annual Meeting of Shareholders. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to GHG emissions, if presented at the Annual Meeting of Shareholders. | Environment or Climate | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to a report on methane in the energy sector, if presented at the Annual Meeting of Shareholders. | Environment or Climate | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to human rights risks in underwriting, if presented at the Annual Meeting of Shareholders. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| WALMART INC. | June 5, 2024 | Set Compensation that Optimizes Portfolio Value for Company Shareholders | Other Social Issues | Shareholder | Against | FOR | 1 |
| YUM! BRANDS INC. | May 16, 2024 | Shareholder Proposal Regarding Adoption of a Policy on the Use of Medically Important Antimicrobials in Food-Producing Animals. | Environment or Climate | Shareholder | Against | FOR | 1 |
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Built November 1, 2026 from SEC Form N-PX filings.