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Guggenheim 2023-2024: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

3,363 proposals.

Guggenheim, 2023-2024 proxy season. Who put a proposal on the ballot is taken from its N-PX category; see the method note on the overview page.
CompanyMeetingProposalCategory On the ballot fromGuggenheim votedFunds
HUB GROUP INC. 2024-05-23 Election of Directors: Gary Yablon Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: James C. Kenny Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Jenell R. Ross Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Lisa Dykstra Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Martin P. Slark Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Mary H. Boosalis Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Michael E. Flannery Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Peter B. McNitt Director Elections Board ABSTAIN 8
HUB GROUP INC. 2024-05-23 Election of Directors: Phillip D. Yeager Director Elections Board ABSTAIN 8
IMMERSION CORP. 2024-04-29 Election of five (5) directors: Frederick Wasch Director Elections Board ABSTAIN 8
INARI MEDICAL INC. 2024-04-24 To elect the four nominees for Class I director to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified: Rebecca Chambers Director Elections Board ABSTAIN 8
INSTEEL INDUSTRIES INC. 2024-02-13 Election of Directors: H.O. Woltz III Director Elections Board ABSTAIN 8
JACK IN THE BOX INC. 2024-03-01 Shareholder Proposal Regarding Greenhouse Gas ("GHG") Emissions Disclosures. Environment or Climate Shareholder FOR 8
JBG SMITH PROPERTIES 2024-04-25 To approve an amendment to the Company's 2017 Omnibus Share Plan, as amended, to increase the number of common shares available for issuance under the plan. Compensation Board AGAINST 8
JBG SMITH PROPERTIES 2024-04-25 To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's Proxy Statement ("Say-on-Pay"). Say-on-Pay Board AGAINST 8
JETBLUE AIRWAYS CORP. 2024-05-17 To approve an amendment to the JetBlue Airways Corporation 2020 Omnibus Equity Incentive Plan to increase the number of shares of common stock authorized for issuance Compensation Board AGAINST 8
JETBLUE AIRWAYS CORP. 2024-05-17 To approve, on an advisory basis, the compensation of our named executive officers Say-on-Pay Board AGAINST 8
LAS VEGAS SANDS CORP. 2024-05-09 ELECTION OF DIRECTORS: Charles D. Forman Director Elections Board ABSTAIN 8
LAS VEGAS SANDS CORP. 2024-05-09 ELECTION OF DIRECTORS: Irwin Chafetz Director Elections Board ABSTAIN 8
LAS VEGAS SANDS CORP. 2024-05-09 ELECTION OF DIRECTORS: Lewis Kramer Director Elections Board ABSTAIN 8
LAS VEGAS SANDS CORP. 2024-05-09 ELECTION OF DIRECTORS: Micheline Chau Director Elections Board ABSTAIN 8
LAS VEGAS SANDS CORP. 2024-05-09 ELECTION OF DIRECTORS: Patrick Dumont Director Elections Board ABSTAIN 8
LAS VEGAS SANDS CORP. 2024-05-09 ELECTION OF DIRECTORS: Robert G. Goldstein Director Elections Board ABSTAIN 8
M.D.C. HOLDINGS INC. 2024-04-02 To approve, on a non-binding, advisory basis, the compensation that will or may become payable by M.D.C. Holdings, Inc. to its named executive officers in connection with the Merger. Say-on-Pay Board AGAINST 8
MEDPACE HOLDINGS INC. 2024-05-17 Election of Directors: Cornelius P. McCarthy III Director Elections Board ABSTAIN 8
MEDPACE HOLDINGS INC. 2024-05-17 Election of Directors: Fred B. Davenport, Jr. Director Elections Board ABSTAIN 8
MORGAN STANLEY 2024-05-23 Shareholder proposal regarding transparency in lobbying Other Social Issues Shareholder FOR 8
MORGAN STANLEY 2024-05-23 Shareholder proposal requesting a clean energy supply financing ratio Environment or Climate Shareholder FOR 8
MR. COOPER GROUP INC. 2024-05-23 To conduct an advisory vote on named executive officer compensation; Say-on-Pay Board AGAINST 8
NABORS INDUSTRIES LTD. 2024-06-04 Approval, on a non-binding advisory basis, of the compensation paid by the Company to its named executive officers. Say-on-Pay Board AGAINST 8
NABORS INDUSTRIES LTD. 2024-06-04 ELECTION OF DIRECTORS: Anthony R. Chase Director Elections Board ABSTAIN 8
NABORS INDUSTRIES LTD. 2024-06-04 ELECTION OF DIRECTORS: John P. Kotts Director Elections Board ABSTAIN 8
NABORS INDUSTRIES LTD. 2024-06-04 ELECTION OF DIRECTORS: Tanya S. Beder Director Elections Board ABSTAIN 8
NEOGENOMICS INC. 2024-05-23 Approval, on an advisory basis, of the Compensation Paid to the Company's Named Executive Officers. Say-on-Pay Board AGAINST 8
NEW YORK COMMUNITY BANCORP INC. 2024-06-05 Approval of proposed amendments to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. Compensation Board AGAINST 8
NEWS CORP. 2023-11-15 Election of 7 Directors: Jose Maria Aznar Director Elections Board AGAINST 8
NEWS CORP. 2023-11-15 Election of 7 Directors: Lachlan K. Murdoch Director Elections Board AGAINST 8
NORFOLK SOUTHERN CORP. 2024-05-09 A Shareholder proposal regarding an annual report on lobbying activities, policies and communications. Other Social Issues Shareholder FOR 8
NOVAGOLD RESOURCES INC. 2024-05-16 Approval of Non-Binding Advisory Vote on Executive Compensation Approval of a non-binding resolution approving the compensation of the Company's Named Executive Officers. See disclosure under the heading "Additional Matters to be Acted Upon" as set out in the Company's Management Information Circular dated March 22, 2024. Say-on-Pay Board AGAINST 8
OCCIDENTAL PETROLEUM CORP. 2024-05-02 Shareholder Proposal Requesting an Annual Report on Lobbying Other Social Issues Shareholder FOR 8
OPTION CARE HEALTH INC. 2024-05-15 To approve, on a non-binding advisory basis, our executive compensation. Say-on-Pay Board AGAINST 8
ORACLE CORP. 2023-11-15 Approve an Amendment to the Oracle Corporation Amended and Restated 2020 Equity Incentive Plan Compensation Board AGAINST 8
ORACLE CORP. 2023-11-15 Election of Directors: Awo Ablo Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Bruce R. Chizen Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Charles W. Moorman Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: George H. Conrades Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Jeffrey O. Henley Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Jeffrey S. Berg Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Lawrence J. Ellison Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Leon E. Panetta Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Michael J. Boskin Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Naomi O. Seligman Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Renee J. James Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Rona A. Fairhead Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Safra A. Catz Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: Vishal Sikka Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Election of Directors: William G. Parrett Director Elections Board ABSTAIN 8
ORACLE CORP. 2023-11-15 Stockholder Proposal Regarding Pay Gap Report Diversity, Equity, and Inclusion Shareholder FOR 8
OUTFRONT MEDIA INC. 2024-06-03 Election of Director Nominees: Joseph H. Wender Director Elections Board AGAINST 8
OUTFRONT MEDIA INC. 2024-06-03 Election of Director Nominees: Manuel A. Diaz Director Elections Board AGAINST 8
OUTFRONT MEDIA INC. 2024-06-03 Election of Director Nominees: Susan M. Tolson Director Elections Board AGAINST 8
PAYCOM SOFTWARE INC. 2024-04-29 Advisory approval of the compensation of the Company's named executive officers. Say-on-Pay Board AGAINST 8
PGT INNOVATIONS INC. 2024-03-18 To approve on an advisory (non-binding) basis the compensation that may be paid or become payable to PGTI's named executive officers that is based on or otherwise relates to the merger (referred to as the "merger-related compensation proposal"); Say-on-Pay Board AGAINST 8
PURE STORAGE INC. 2024-06-12 An advisory vote on our named executive officer compensation. Say-on-Pay Board AGAINST 8
PURE STORAGE INC. 2024-06-12 Election of three Class III directors to serve until our Annual Meeting of Stockholders in 2027: Jeff Rothschild Director Elections Board ABSTAIN 8
REVOLUTION MEDICINES INC. 2024-06-20 To elect three Class I directors to hold office until the 2027 Annual Meeting of Stockholders or until his or her successor is elected: Elizabeth McKee Anderson Director Elections Board ABSTAIN 8
SAFEHOLD INC. 2024-05-15 Non-binding advisory vote to approve named executive officer compensation ("Say-on-Pay") Say-on-Pay Board AGAINST 8
SANDRIDGE ENERGY INC. 2024-06-12 Election of Directors: Nancy Dunlap Director Elections Board AGAINST 8
SHOCKWAVE MEDICAL INC. 2024-05-29 To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shockwave's named executive officers that is based on or otherwise relates to the Merger. Say-on-Pay Board AGAINST 8
SIX FLAGS ENTERTAINMENT CORP. 2024-03-12 The Compensation Advisory Proposal - To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Six Flags' named executive officers that is based on or otherwise relates to the Mergers (the "Compensation Advisory Proposal"). Say-on-Pay Board AGAINST 8
SL GREEN REALTY CORP. 2024-06-03 Election of Directors: Carol N. Brown Director Elections Board AGAINST 8
SL GREEN REALTY CORP. 2024-06-03 Election of Directors: Lauren B. Dillard Director Elections Board AGAINST 8
SL GREEN REALTY CORP. 2024-06-03 To approve, on a non-binding advisory basis, our executive compensation. Say-on-Pay Board AGAINST 8
STRYKER CORP. 2024-05-09 Shareholder Proposal on Transparency in Political Spending. Other Social Issues Shareholder FOR 8
TEEKAY CORP. 2024-06-03 Elect Director Kenneth Hvid Director Elections Board ABSTAIN 8
TEEKAY TANKERS LTD. 2024-06-03 Elect Director Kenneth Hvid Director Elections Board ABSTAIN 8
TEEKAY TANKERS LTD. 2024-06-03 Elect Director Peter Antturi Director Elections Board ABSTAIN 8
TEEKAY TANKERS LTD. 2024-06-03 Elect Director Richard T. du Moulin Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 An advisory vote to approve the compensation of our named executive officers. Say-on-Pay Board AGAINST 8
TG THERAPEUTICS INC. 2024-06-14 Election of Directors: Daniel Hume Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 Election of Directors: Kenneth Hoberman Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 Election of Directors: Laurence Charney Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 Election of Directors: Michael S. Weiss Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 Election of Directors: Sagar Lonial, MD Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 Election of Directors: Yann Echelard Director Elections Board ABSTAIN 8
TG THERAPEUTICS INC. 2024-06-14 To approve an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock from 175,000,000 to 190,000,000. Capital Structure Board AGAINST 8
VORNADO REALTY TRUST 2024-05-23 NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Say-on-Pay Board AGAINST 8
AMBARELLA INC. 2024-06-12 To approve an amendment and restatement of the Ambarella, Inc. 2021 Equity Incentive Plan. Compensation Board AGAINST 7
ANTERO RESOURCES CORP. 2024-06-05 To approve, on an advisory basis, the compensation of Antero Resources Corporation's named executive officers. Say-on-Pay Board AGAINST 7
ATLASSIAN CORP. 2023-12-06 Election of Directors: Enrique Salem Director Elections Board AGAINST 7
ATLASSIAN CORP. 2023-12-06 Election of Directors: Heather M. Fernandez Director Elections Board AGAINST 7
ATLASSIAN CORP. 2023-12-06 Election of Directors: Michael Cannon-Brookes Director Elections Board AGAINST 7
ATLASSIAN CORP. 2023-12-06 Election of Directors: Richard P. Wong Director Elections Board AGAINST 7
ATLASSIAN CORP. 2023-12-06 Election of Directors: Scott Farquhar Director Elections Board AGAINST 7
BEAM THERAPEUTICS INC. 2024-06-05 Election of the following nominee as a Class I Director for a three-year term ending at our Annual Meeting of Stockholders to be held in 2027: Graham Cooper Director Elections Board AGAINST 7
BEYOND INC. 2024-05-21 The approval of the grant of a performance-based stock option to Marcus A. Lemonis, the Company's Executive Chairman. Compensation Board AGAINST 7
BOK FINANCIAL CORP. 2024-04-30 Election of Directors: Alan S. Armstrong Director Elections Board ABSTAIN 7
BOK FINANCIAL CORP. 2024-04-30 Election of Directors: Chester E. Cadieux, III Director Elections Board ABSTAIN 7
BOK FINANCIAL CORP. 2024-04-30 Election of Directors: E. Carey Joullian, IV Director Elections Board ABSTAIN 7
BOK FINANCIAL CORP. 2024-04-30 Election of Directors: George B. Kaiser Director Elections Board ABSTAIN 7

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Built 2026-10-04 from SEC Form N-PX filings.