Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,596 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| Chewy, Inc. | 2024-07-11 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Chewy, Inc. | 2024-07-11 | To elect to the Board of Directors four director nominees for three-year terms: Fahim Ahmed | Director Elections | Board | WITHHOLD | 4 |
| Chewy, Inc. | 2024-07-11 | To elect to the Board of Directors four director nominees for three-year terms: Michael Chang | Director Elections | Board | WITHHOLD | 4 |
| Chicago Atlantic Real Estate Finance, Inc. | 2025-06-13 | Election of Directors: Dr. Jason Papastavrou | Director Elections | Board | WITHHOLD | 4 |
| Chicago Atlantic Real Estate Finance, Inc. | 2025-06-13 | Election of Directors: Mr. Brandon Konigsberg | Director Elections | Board | WITHHOLD | 4 |
| Chicago Atlantic Real Estate Finance, Inc. | 2025-06-13 | Election of Directors: Mr. Michael L. Steiner | Director Elections | Board | WITHHOLD | 4 |
| Cibus, Inc. | 2025-05-22 | Ratification of the appointment of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2025. | Audit-related | Board | AGAINST | 4 |
| Cibus, Inc. | 2025-05-22 | To approve the adoption of the Cibus, Inc. 2025 Employee Stock Purchase Plan. | Compensation | Board | AGAINST | 4 |
| Cipher Mining Inc. | 2025-06-03 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Cipher Mining Inc. | 2025-06-03 | Election of Directors: Caitlin Long | Director Elections | Board | WITHHOLD | 4 |
| Citi Trends, Inc. | 2025-06-05 | Election of Directors: Pamela Edwards | Director Elections | Board | AGAINST | 4 |
| Citi Trends, Inc. | 2025-06-05 | Vote to approve an Amendment to the 2021 Incentive Plan to increase the number of shares available by 500,000 for grant. | Compensation | Board | AGAINST | 4 |
| Citizens & Northern Corporation | 2025-04-24 | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Say-on-Pay | Board | AGAINST | 4 |
| Claros Mortgage Trust, Inc. | 2025-06-04 | Election of Directors: Derrick D. Cephas | Director Elections | Board | WITHHOLD | 4 |
| Claros Mortgage Trust, Inc. | 2025-06-04 | Election of Directors: Pamela Liebman | Director Elections | Board | WITHHOLD | 4 |
| Claros Mortgage Trust, Inc. | 2025-06-04 | Election of Directors: Vincent Tese | Director Elections | Board | WITHHOLD | 4 |
| Clarus Corporation | 2025-05-29 | To consider and vote on a proposal to amend and restate the Company's 2015 Stock Incentive Plan to, among other things, extend the term of such plan by 10 years and reserve 7,500,000 shares of the Company's common stock for issuance under such plan; and | Compensation | Board | AGAINST | 4 |
| Clarus Corporation | 2025-05-29 | To elect the five nominees named in the accompanying Proxy Statement to serve on the Board of Directors until the next Annual Meeting of Stockholders and until their successors are duly elected and qualified: Warren B. Kanders | Director Elections | Board | WITHHOLD | 4 |
| Clearwater Analytics Holdings, Inc. | 2025-06-23 | Election of Directors: Jacques Aigrain | Director Elections | Board | WITHHOLD | 4 |
| Clearwater Analytics Holdings, Inc. | 2025-06-23 | Election of Directors: Lisa Jones | Director Elections | Board | WITHHOLD | 4 |
| Clipper Realty Inc. | 2025-06-18 | Election of Directors: Howard M. Lorber | Director Elections | Board | WITHHOLD | 4 |
| Clipper Realty Inc. | 2025-06-18 | Election of Directors: Robert J. Ivanhoe | Director Elections | Board | WITHHOLD | 4 |
| Clipper Realty Inc. | 2025-06-18 | The approval of the Company's 2025 Non-Employee Director Plan. | Compensation | Board | AGAINST | 4 |
| Clipper Realty Inc. | 2025-06-18 | The approval of the Company's 2025 Omnibus Incentive Compensation Plan. | Compensation | Board | AGAINST | 4 |
| Coastal Financial Corporation | 2025-05-28 | To approve the Second Amendment to the Coastal Financial Corporation 2018 Omnibus Incentive Plan (the "2018 Plan"), including an increase in the number of authorized shares under the 2018 Plan. | Compensation | Board | AGAINST | 4 |
| Codexis, Inc. | 2025-06-10 | To approve an amendment to the Codexis, Inc. 2019 Incentive Award Plan to increase the number of shares available for issuance thereunder by 8,000,000 shares. | Compensation | Board | AGAINST | 4 |
| Codexis, Inc. | 2025-06-10 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Cogent Biosciences, Inc. | 2025-06-04 | Election of the two Class I director nominees to serve until the 2028 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Dr. Karen Ferrante | Director Elections | Board | WITHHOLD | 4 |
| Columbia Financial, Inc. | 2025-06-05 | Election of Directors: Nominees For A One-Year Term: Robert Van Dyk | Director Elections | Board | WITHHOLD | 4 |
| CompX International Inc. | 2025-05-21 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 |
| CompX International Inc. | 2025-05-21 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 |
| CompX International Inc. | 2025-05-21 | Director Nominees: Scott C. James | Director Elections | Board | WITHHOLD | 4 |
| CompX International Inc. | 2025-05-21 | Say-on-Pay, nonbinding advisory vote approving executive compensation | Say-on-Pay | Board | AGAINST | 4 |
| CompoSecure, Inc. | 2025-05-28 | A proposal to approve an amendment to the Company's 2021 Incentive Equity Plan (the "Plan") to (a) increase the number of shares of the Company's Common Stock reserved for issuance pursuant to the Plan by an additional four million (4,000,000) shares; (b) increase the annual automatic increase in the number of shares reserved for issuance pursuant to the Plan from 4% to 6% of the outstanding shares of the Company's Common Stock as of the first day of each calendar year; and (c) to extend the term of the Plan, which currently expires in 2031, to 2035. | Compensation | Board | AGAINST | 4 |
| CompoSecure, Inc. | 2025-05-28 | A proposal to approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation to increase the authorized number of shares of the Company's Common Stock from 250,000,000 shares to 1,000,000,000 shares. | Capital Structure | Board | AGAINST | 4 |
| CompoSecure, Inc. | 2025-05-28 | Election of Directors: Jane J. Thompson | Director Elections | Board | WITHHOLD | 4 |
| CompoSecure, Inc. | 2025-05-28 | Election of Directors: John D. Cote | Director Elections | Board | WITHHOLD | 4 |
| Concentra Group Holdings Parent, Inc. | 2025-05-01 | Hold a non-binding advisory vote on the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Concentrix Corporation | 2024-10-28 | Approval to amend the Concentrix Corporation 2020 Stock Incentive Plan, including to (i) increase the number of authorized shares thereunder by 3,000,000 shares and (ii) to remove the evergreen provision, among other amendments. | Compensation | Board | AGAINST | 4 |
| Concrete Pumping Holdings, Inc. | 2025-04-22 | To elect the four Class I Director nominees: David G. Hall | Director Elections | Board | WITHHOLD | 4 |
| Concrete Pumping Holdings, Inc. | 2025-04-22 | To elect the four Class I Director nominees: Heather L. Faust | Director Elections | Board | WITHHOLD | 4 |
| Concrete Pumping Holdings, Inc. | 2025-04-22 | To elect the four Class I Director nominees: Stephen Alarcon | Director Elections | Board | WITHHOLD | 4 |
| Conduit Pharmaceuticals Inc. | 2024-12-18 | Election of Directors: Andrew Regan | Director Elections | Board | WITHHOLD | 4 |
| Conduit Pharmaceuticals Inc. | 2024-12-18 | Election of Directors: Chele Chiavacci Farley | Director Elections | Board | WITHHOLD | 4 |
| Conduit Pharmaceuticals Inc. | 2024-12-18 | Election of Directors: David Tapolczay | Director Elections | Board | WITHHOLD | 4 |
| Conduit Pharmaceuticals Inc. | 2024-12-18 | Election of Directors: Faith L. Charles | Director Elections | Board | WITHHOLD | 4 |
| Conduit Pharmaceuticals Inc. | 2024-12-18 | Election of Directors: Freda Lewis-Hall | Director Elections | Board | WITHHOLD | 4 |
| Conduit Pharmaceuticals Inc. | 2024-12-18 | Election of Directors: James Bligh | Director Elections | Board | WITHHOLD | 4 |
| Constellium SE | 2025-05-15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 587,279.54 | Capital Structure | Board | AGAINST | 4 |
| Constellium SE | 2025-05-15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 15 | Capital Structure | Board | AGAINST | 4 |
| Constellium SE | 2025-05-15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 880,919 | Capital Structure | Board | AGAINST | 4 |
| Construction Partners, Inc. | 2025-03-20 | Proposal to elect three Class I directors to serve for a three-year term expiring at the 2028 annual meeting of stockholders: Ned N. Fleming, III | Director Elections | Board | WITHHOLD | 4 |
| Consumer Portfolio Services, Inc. | 2024-11-12 | Election of Directors: Gregory S. Washer | Director Elections | Board | WITHHOLD | 4 |
| Contango ORE, Inc. | 2025-06-10 | Election of Directors: Brad Juneau | Director Elections | Board | WITHHOLD | 4 |
| Contango ORE, Inc. | 2025-06-10 | Election of Directors: Darwin Green | Director Elections | Board | WITHHOLD | 4 |
| Contango ORE, Inc. | 2025-06-10 | Election of Directors: Rick Van Nieuwenhuyse | Director Elections | Board | WITHHOLD | 4 |
| Contango ORE, Inc. | 2025-06-10 | To conduct a non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Contineum Therapeutics, Inc. | 2025-06-26 | To elect Class I directors, to serve until the 2028 annual meeting of stockholders or until their respective successors have been elected or appointed: Sarah Boyce | Director Elections | Board | WITHHOLD | 4 |
| Cooper-Standard Holdings Inc. | 2025-05-15 | Advisory Vote on Named Executive Officer Compensation. | Say-on-Pay | Board | AGAINST | 4 |
| CorMedix Inc. | 2024-11-21 | Election of Directors: Myron Kaplan | Director Elections | Board | WITHHOLD | 4 |
| Coty Inc. | 2024-11-07 | Election of Directors: Gordon von Bretten | Director Elections | Board | WITHHOLD | 4 |
| Coty Inc. | 2024-11-07 | Election of Directors: Joachim Creus | Director Elections | Board | WITHHOLD | 4 |
| Coty Inc. | 2024-11-07 | Election of Directors: Lubomira Rochet | Director Elections | Board | WITHHOLD | 4 |
| Coty Inc. | 2024-11-07 | Election of Directors: Olivier Goudet | Director Elections | Board | WITHHOLD | 4 |
| Coty Inc. | 2024-11-07 | Election of Directors: Peter Harf | Director Elections | Board | WITHHOLD | 4 |
| Coty Inc. | 2024-11-07 | Election of Directors: Sue Y. Nabi | Director Elections | Board | WITHHOLD | 4 |
| Couchbase, Inc. | 2025-05-29 | Election of Class I Directors: Lynn M. Christensen | Director Elections | Board | WITHHOLD | 4 |
| Coupang, Inc. | 2025-06-12 | Election of Directors: Benjamin Sun | Director Elections | Board | AGAINST | 4 |
| Coupang, Inc. | 2025-06-12 | Election of Directors: Bom Kim | Director Elections | Board | AGAINST | 4 |
| Coupang, Inc. | 2025-06-12 | Election of Directors: Kevin Warsh | Director Elections | Board | AGAINST | 4 |
| Coupang, Inc. | 2025-06-12 | Election of Directors: Neil Mehta | Director Elections | Board | AGAINST | 4 |
| Coursera, Inc. | 2025-05-20 | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Coursera, Inc. | 2025-05-20 | The election of three Class I directors to serve until the 2028 annual meeting of stockholders or until their successors are duly elected and qualified: Carmen Chang | Director Elections | Board | WITHHOLD | 4 |
| Covenant Logistics Group, Inc. | 2025-05-14 | To consider and act upon a proposal to elect nine (9) directors: Benjamin S. Carson, Sr. | Director Elections | Board | WITHHOLD | 4 |
| Covenant Logistics Group, Inc. | 2025-05-14 | To consider and act upon a proposal to elect nine (9) directors: Bradley A. Moline | Director Elections | Board | WITHHOLD | 4 |
| Covenant Logistics Group, Inc. | 2025-05-14 | To consider and act upon a proposal to elect nine (9) directors: Tracy Rosser | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | Election of Directors: Ashish Arora | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | Election of Directors: Billie Williamson | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | Election of Directors: Jason Makler | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | Election of Directors: Melissa Reiff | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | Election of Directors: Russell Freeman | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | Election of Directors: Steven Blasnik | Director Elections | Board | WITHHOLD | 4 |
| Cricut, Inc. | 2025-05-28 | To approve, by non-binding vote, named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 |
| Crown Holdings, Inc. | 2025-05-01 | Consideration of a Shareholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | FOR | 4 |
| Custom Truck One Source, Inc. | 2025-06-12 | To elect each of the four Class C directors to serve until the 2028 annual meeting of stockholders and until his or her successor is duly elected and qualified: Fred Ross | Director Elections | Board | WITHHOLD | 4 |
| Cutera, Inc. | 2024-07-15 | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total shares available for issuance under the 2019 Equity Incentive Plan by 2,395,275. | Compensation | Board | AGAINST | 4 |
| Cutera, Inc. | 2024-07-15 | Approval of the amendment of outstanding stock options to reduce the exercise price per share to the closing price on the date of the annual meeting. | Compensation | Board | AGAINST | 4 |
| D-Wave Quantum Inc. | 2025-06-05 | Election of three Class III directors to hold office until our 2028 Annual Meeting of Stockholders: Steven M. West | Director Elections | Board | WITHHOLD | 4 |
| Daily Journal Corporation | 2025-02-19 | Election of four Directors: John B. Frank | Director Elections | Board | AGAINST | 4 |
| Daily Journal Corporation | 2025-02-19 | Election of four Directors: Mary Conlin | Director Elections | Board | AGAINST | 4 |
| Daily Journal Corporation | 2025-02-19 | Election of four Directors: Steven Myhill-Jones | Director Elections | Board | AGAINST | 4 |
| Dakota Gold Corp. | 2025-05-13 | Election of Directors: Gerald Aberle | Director Elections | Board | WITHHOLD | 4 |
| Dakota Gold Corp. | 2025-05-13 | Election of Directors: Robert Quartermain | Director Elections | Board | WITHHOLD | 4 |
| Dakota Gold Corp. | 2025-05-13 | Election of Directors: Stephen O'Rourke | Director Elections | Board | WITHHOLD | 4 |
| Dave Inc. | 2025-06-02 | Director Election: Michael Pope | Director Elections | Board | WITHHOLD | 4 |
| Dave Inc. | 2025-06-02 | Director Election: Yadin Rozov | Director Elections | Board | WITHHOLD | 4 |
| Day One Biopharmaceuticals, Inc. | 2025-06-02 | Election of Class I Directors: Garry Nicholson | Director Elections | Board | WITHHOLD | 4 |
| Definitive Healthcare Corp. | 2025-06-05 | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers, as disclosed in the Proxy Statement. | Say-on-Pay | Board | AGAINST | 4 |
| Designer Brands Inc. | 2025-06-18 | Election of Directors: Joanna T. Lau | Director Elections | Board | WITHHOLD | 4 |
| Despegar.com, Corp. | 2024-12-12 | Elect Director Alfonso Paredes | Director Elections | Board | AGAINST | 4 |
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Built 2026-10-11 from SEC Form N-PX filings.