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Compiled from SEC Form N-PX filings and CODEXIS INC.’s Form 8-K, filed 2025-06-11 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore CODEXIS INC. in the interactive database Compare manager voting policies
These tallies are CODEXIS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-11 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: David V. Smith | 53,781,084 | -- | -- | 710,177 | 15,623,696 | Majority: yes |
| Elect Director: Dennis P. Wolf | 44,001,175 | -- | -- | 10,490,086 | 15,623,696 | Majority: yes |
| Proposal 2. Ratification of Independent Registered Public Accounting Firm. | 69,067,367 | 563,675 | 483,915 | -- | -- | Majority: yes |
| Proposal 3. Non-binding, Advisory Vote on Executive Compensation. | 48,882,072 | 4,841,595 | 767,594 | -- | 15,623,696 | Majority: yes |
| Proposal 4. Approval of the Amendment to the Company's 2019 Incentive Award Plan. | 39,906,994 | 14,328,338 | 255,929 | -- | 15,623,696 | Majority: yes |
Source: CODEXIS INC., Form 8-K, filed with the SEC on 2025-06-11 — read the filing on EDGAR.
Each item below shows how the 142 asset managers that disclosed a CODEXIS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 8 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
CODEXIS INC.’s own tally for this item (“Proposal 3. Non-binding, Advisory Vote on Executive Compensation.”): 48,882,072 for, 4,841,595 against, per its Form 8-K filed 2025-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,844,849 outstanding shares: 59% for, 6% against (65% of the company cast a for/against vote).
The 140 asset managers below cast 93% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Opaleye Management Inc. | 9,560,000 | 0 | 0 | 0 | For |
| Fidelity | 9,442,192 | 0 | 0 | 0 | For |
| BlackRock | 5,733,184 | 331 | 0 | 0 | For |
| Vanguard | 4,535,115 | 5,864 | 0 | 0 | For |
| Casdin Capital, LLC | 2,944,598 | 0 | 0 | 0 | For |
| Nantahala Capital Management, LLC | 2,537,028 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,225,530 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,888,067 | 0 | 0 | 0 | For |
| Federated Hermes | 1,780,212 | 0 | 0 | 0 | For |
| Aberdeen | 1,212,588 | 0 | 0 | 0 | For |
| Pier Capital, LLC | 1,091,046 | 0 | 0 | 0 | For |
| State Street | 1,022,279 | 5,505 | 0 | 0 | For |
| Nuveen | 784,861 | 0 | 0 | 0 | For |
| TIAA | 774,638 | 0 | 0 | 0 | For |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 0 | 0 | 700,591 | 0 | Abstain |
| BAILLIE GIFFORD & CO LTD | 679,983 | 0 | 0 | 0 | For |
| ENVESTNET ASSET MANAGEMENT INC | 548,118 | 0 | 0 | 0 | For |
| Putnam | 0 | 530,884 | 0 | 0 | Against |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 503,050 | 0 | 0 | Against |
| Charles Schwab | 500,488 | 0 | 0 | 0 | For |
| RBC Capital Markets, LLC | 0 | 408,532 | 0 | 0 | Against |
| Northern Trust | 0 | 377,932 | 0 | 0 | Against |
| PLATINUM INVESTMENT MANAGEMENT LTD | 316,383 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 308,519 | 0 | 0 | 0 | For |
| Citadel | 268,608 | 0 | 0 | 0 | For |
Showing the 25 largest of 140 asset managers. See all 140 in the interactive database.
Combines 2 wordings of this item as funds reported it.
74% Majority: yes · of votes cast
CODEXIS INC.’s own tally for this item (“Proposal 4. Approval of the Amendment to the Company's 2019 Incentive Award Plan.”): 39,906,994 for, 14,328,338 against, per its Form 8-K filed 2025-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,844,849 outstanding shares: 48.2% for, 17% against (65% of the company cast a for/against vote).
The 52 asset managers below cast 62% of the shares they voted on this item FOR (13,390,517 for, 8,140,061 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,719,933 | 3,705,233 | 0 | 0 | Against |
| Vanguard | 4,462,341 | 0 | 0 | 0 | For |
| BlackRock | 3,344,540 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 2,225,530 | 0 | 0 | Against |
| Pier Capital, LLC | 1,091,046 | 0 | 0 | 0 | For |
| Federated Hermes | 884,570 | 0 | 0 | 0 | For |
| TIAA | 0 | 774,638 | 0 | 0 | Against |
| Aberdeen | 606,294 | 0 | 0 | 0 | For |
| Putnam | 0 | 265,400 | 0 | 0 | Against |
| Pacific Life | 45,888 | 210,363 | 0 | 0 | Against |
| Charles Schwab | 250,238 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 228,186 | 0 | 0 | 0 | For |
| Dunham Funds | 199,939 | 0 | 0 | 0 | For |
| Equitable | 74,422 | 110,730 | 0 | 0 | Against |
| Jacob Funds Inc. | 61,046 | 88,875 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 137,295 | 0 | 0 | 0 | For |
| Dimensional | 0 | 132,962 | 0 | 0 | Against |
| Northern Lights Fund Trust IV | 126,103 | 0 | 0 | 0 | For |
| Nationwide | 19,453 | 105,629 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 92,000 | 0 | 0 | Against |
| Lincoln Financial | 0 | 59,000 | 0 | 0 | Against |
| Global X | 46,750 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 41,906 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 41,154 | 0 | 0 | Against |
| Brighthouse | 0 | 9,343 | 31,689 | 0 | Abstain |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
CODEXIS INC.’s own tally for this item (“Elect Director: David V. Smith”): 53,781,084 for, 710,177 withheld, per its Form 8-K filed 2025-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,844,849 outstanding shares: 65% for, 0.9% withheld (66% of the company cast a for/withheld vote).
The 51 asset managers below cast 100% of the shares they voted on this item FOR (20,328,001 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,425,166 | 0 | 0 | 0 | For |
| Vanguard | 4,462,341 | 0 | 0 | 0 | For |
| BlackRock | 3,344,540 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,225,530 | 0 | 0 | 0 | For |
| Federated Hermes | 884,570 | 0 | 0 | 0 | For |
| TIAA | 774,638 | 0 | 0 | 0 | For |
| Aberdeen | 606,294 | 0 | 0 | 0 | For |
| Putnam | 265,400 | 0 | 0 | 0 | For |
| Pacific Life | 256,251 | 0 | 0 | 0 | For |
| Charles Schwab | 250,238 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 228,186 | 0 | 0 | 0 | For |
| Dunham Funds | 199,939 | 0 | 0 | 0 | For |
| Equitable | 74,422 | 0 | 110,730 | 0 | Abstain |
| Jacob Funds Inc. | 149,921 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 137,295 | 0 | 0 | 0 | For |
| Dimensional | 132,962 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust IV | 126,103 | 0 | 0 | 0 | For |
| Nationwide | 125,082 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 92,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 59,000 | 0 | 0 | 0 | For |
| Global X | 46,750 | 0 | 0 | 0 | For |
| Northern Trust | 41,906 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 41,154 | 0 | 0 | 0 | For |
| Brighthouse | 9,343 | 0 | 31,689 | 0 | Abstain |
| Bridge Builder Trust | 35,105 | 0 | 0 | 0 | For |
Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.
Combines 5 wordings of this item as funds reported it.
81% Majority: yes · of votes cast
CODEXIS INC.’s own tally for this item (“Elect Director: Dennis P. Wolf”): 44,001,175 for, 10,490,086 withheld, per its Form 8-K filed 2025-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,844,849 outstanding shares: 53.1% for, 13% withheld (66% of the company cast a for/withheld vote).
The 51 asset managers below cast 100% of the shares they voted on this item FOR (19,705,003 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,425,166 | 0 | 0 | 0 | For |
| Vanguard | 4,462,341 | 0 | 0 | 0 | For |
| BlackRock | 3,344,540 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,225,530 | 0 | 0 | 0 | For |
| Federated Hermes | 884,570 | 0 | 0 | 0 | For |
| TIAA | 774,638 | 0 | 0 | 0 | For |
| Aberdeen | 0 | 0 | 606,294 | 0 | Abstain |
| Putnam | 265,400 | 0 | 0 | 0 | For |
| Pacific Life | 256,251 | 0 | 0 | 0 | For |
| Charles Schwab | 250,238 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 228,186 | 0 | 0 | 0 | For |
| Dunham Funds | 199,939 | 0 | 0 | 0 | For |
| Equitable | 74,422 | 0 | 110,730 | 0 | Abstain |
| Jacob Funds Inc. | 149,921 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 137,295 | 0 | 0 | 0 | For |
| Dimensional | 132,962 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust IV | 126,103 | 0 | 0 | 0 | For |
| Nationwide | 125,082 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 92,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 59,000 | 0 | 0 | 0 | For |
| Global X | 46,750 | 0 | 0 | 0 | For |
| Northern Trust | 41,906 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 41,154 | 0 | 0 | 0 | For |
| Brighthouse | 9,343 | 0 | 31,689 | 0 | Abstain |
| Bridge Builder Trust | 35,105 | 0 | 0 | 0 | For |
Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
CODEXIS INC.’s own tally for this item (“Proposal 2. Ratification of Independent Registered Public Accounting Firm.”): 69,067,367 for, 563,675 against, per its Form 8-K filed 2025-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,844,849 outstanding shares: 83% for, 0.7% against (84% of the company cast a for/against vote).
The 51 asset managers below cast 100% of the shares they voted on this item FOR (20,439,532 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,425,166 | 0 | 0 | 0 | For |
| Vanguard | 4,462,341 | 0 | 0 | 0 | For |
| BlackRock | 3,344,540 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,225,530 | 0 | 0 | 0 | For |
| Federated Hermes | 884,570 | 0 | 0 | 0 | For |
| TIAA | 774,638 | 0 | 0 | 0 | For |
| Aberdeen | 606,294 | 0 | 0 | 0 | For |
| Putnam | 265,400 | 0 | 0 | 0 | For |
| Pacific Life | 256,251 | 0 | 0 | 0 | For |
| Charles Schwab | 250,238 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 228,186 | 0 | 0 | 0 | For |
| Dunham Funds | 199,939 | 0 | 0 | 0 | For |
| Equitable | 185,152 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 149,921 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 137,295 | 0 | 0 | 0 | For |
| Dimensional | 132,962 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust IV | 126,103 | 0 | 0 | 0 | For |
| Nationwide | 125,082 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 92,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 59,000 | 0 | 0 | 0 | For |
| Global X | 46,750 | 0 | 0 | 0 | For |
| Northern Trust | 41,906 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 41,154 | 0 | 0 | 0 | For |
| Brighthouse | 9,343 | 0 | 31,689 | 0 | Abstain |
| Bridge Builder Trust | 35,105 | 0 | 0 | 0 | For |
Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.
Ranked by the number of CODEXIS INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 82,844,849 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Opaleye Management Inc. | 11.54% |
| 2 | Fidelity | 11.40% |
| 3 | BlackRock | 6.92% |
| 4 | Vanguard | 5.48% |
| 5 | Casdin Capital, LLC | 3.55% |
| 6 | Nantahala Capital Management, LLC | 3.06% |
| 7 | Columbia Threadneedle | 2.69% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 2.28% |
| 9 | Federated Hermes | 2.15% |
| 10 | Aberdeen | 1.46% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Casdin Capital, LLC | 9.78% | DEF14A |
| Aberdeen Group plc | 9.62% | 13G |
| BlackRock | 9.16% | 13F |
| Opaleye Management Inc. | 8.19% | 13G |
| Integrated Core Strategies (US) LLC | 5.72% | 13G |
| Vanguard Group | 5.70% | 13F |
| FMR (Fidelity) | 5.52% | 13F |
| LYTTON LAURENCE W | 5.47% | 13G |
| FMR LLC | 5.27% | DEF14A |
| Geode Capital | 2.32% | 13F |
Percentages above are of 82,844,849 shares outstanding, as reported by CODEXIS INC. on its Form 10-Q dated 2025-05-09 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CODEXIS INC.’s 10-Q dated 2025-05-09. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At CODEXIS INC.'s shareholder meeting held 2025-06-10, in the 2024-2025 proxy season, 142 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 905 separate fund positions. On the most widely held item on that ballot — To approve, on a non-binding, advisory basis, the compensation of our named executive officers. — FOR was 91% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: CODEXIS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-06-11.
CODEXIS INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.