Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,496 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| Zymeworks Inc. | December 10, 2024 | Election of Directors: Kenneth Galbraith | Director Elections | Board | WITHHOLD | 4 | |
| Zymeworks Inc. | December 10, 2024 | Election of Directors: Susan Mahony | Director Elections | Board | WITHHOLD | 4 | |
| Zynex, Inc. | May 15, 2025 | Election of Directors: Barry D. Michaels | Director Elections | Board | WITHHOLD | 4 | |
| Zynex, Inc. | May 15, 2025 | Election of Directors: Joshua R. Disbrow | Director Elections | Board | WITHHOLD | 4 | |
| Zynex, Inc. | May 15, 2025 | Election of Directors: Michael Cress | Director Elections | Board | WITHHOLD | 4 | |
| a.k.a. Brands Holding Corp. | May 27, 2025 | Elect Class I directors to serve on the Board until the 2028 Annual Meeting and until their successors are duly elected and qualified: Christopher Dean | Director Elections | Board | WITHHOLD | 4 | |
| agilon health, inc. | May 28, 2025 | Election of Class I Directors: Sharad Mansukani, M.D. | Director Elections | Board | AGAINST | 4 | |
| argenx SE | May 27, 2025 | Approve Remuneration Policy | Compensation | Board | AGAINST | 4 | |
| argenx SE | May 27, 2025 | Approve Remuneration Report | Compensation | Board | AGAINST | 4 | |
| fuboTV Inc. | June 17, 2025 | Approval of an amendment to the Company's 2020 Equity Incentive Plan to, among other things, increase the number of shares of Common Stock available for issuance; and | Compensation | Board | AGAINST | 4 | |
| i-80 Gold Corp. | June 17, 2025 | Election of Directors: Cassandra Joseph | Director Elections | Board | WITHHOLD | 4 | |
| i-80 Gold Corp. | June 17, 2025 | Election of Directors: John Begeman | Director Elections | Board | WITHHOLD | 4 | |
| i-80 Gold Corp. | June 17, 2025 | Election of Directors: John Seaman | Director Elections | Board | WITHHOLD | 4 | |
| indie Semiconductor, Inc. | June 4, 2025 | To approve an amendment to the 2021 Omnibus Equity Incentive Plan to increase the number of shares of Class A Common Stock reserved for issuance thereunder by 17,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| nLIGHT, Inc. | June 10, 2025 | Election of Class I Directors: Camille Nichols | Director Elections | Board | WITHHOLD | 4 | |
| nLIGHT, Inc. | June 10, 2025 | Election of Class I Directors: Scott Keeney | Director Elections | Board | WITHHOLD | 4 | |
| scPharmaceuticals Inc. | June 3, 2025 | Election of Class II Directors: Mette Kirstine Agger | Director Elections | Board | WITHHOLD | 4 | |
| scPharmaceuticals Inc. | June 3, 2025 | Election of Class II Directors: William T. Abraham, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| America Movil SAB de CV | April 30, 2025 | Approve Consolidated Financial Statements, Allocation of Income and Dividends | Capital Structure | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Carlos Slim Domit as Board Chair | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Daniel Hajj Aboumrad as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify David Ibarra Munoz as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Ernesto Vega Velasco as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Luis Alejandro Soberon Kuri as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Miriam Guadalupe de la Vega Arizpe as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Oscar Von Hauske Solis as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Pablo Roberto Gonzalez Guajardo as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Patrick Slim Domit as Vice-Chair | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Rafael Moises Kalach Mizrahi as Director | Director Elections | Board | AGAINST | 3 | |
| America Movil SAB de CV | April 30, 2025 | Elect and/or Ratify Vanessa Hajj Slim as Director | Director Elections | Board | AGAINST | 3 | |
| Artiva Biotherapeutics, Inc. | June 24, 2025 | To approve an amendment to the Company's 2024 Equity Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 1,214,580 shares. | Compensation | Board | AGAINST | 3 | |
| BeiGene Ltd. | May 21, 2025 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 8 for a period of five years, which period will be subject to an extension on a rolling basis each year. | Capital Structure | Board | AGAINST | 3 | |
| BeiGene Ltd. | May 21, 2025 | THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares ("ADSs") (including any sale or transfer of treasury shares out of treasury) not exceeding 20% of the total number of issued shares of the Company (excluding treasury shares) as of the date of passing of this ordinary resolution up to the next annual general meeting of shareholders of the Company be and is hereby approved. | Capital Structure | Board | AGAINST | 3 | |
| BeiGene Ltd. | May 21, 2025 | THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | Say-on-Pay | Board | AGAINST | 3 | |
| Bilibili, Inc. | June 20, 2025 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 3 | |
| Bilibili, Inc. | June 20, 2025 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Audit-related | Board | AGAINST | 3 | |
| Bilibili, Inc. | June 20, 2025 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 3 | |
| Fomento Economico Mexicano SAB de CV | April 11, 2025 | Elect Alejandro Bailleres Gual as Director | Director Elections | Board | AGAINST | 3 | |
| Harmony Gold Mining Co. Ltd. | November 27, 2024 | Re-elect John Wetton as Member of the Audit and Risk Committee | Director Elections | Board | AGAINST | 3 | |
| Investors Title Company | May 21, 2025 | Election of Directors: J. Allen Fine | Director Elections | Board | WITHHOLD | 3 | |
| Investors Title Company | May 21, 2025 | Election of Directors: James H. Speed, Jr. | Director Elections | Board | WITHHOLD | 3 | |
| Li Auto Inc. | May 30, 2025 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 3 | |
| Li Auto Inc. | May 30, 2025 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Audit-related | Board | AGAINST | 3 | |
| Li Auto Inc. | May 30, 2025 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 3 | |
| Lincoln National Corporation | May 22, 2025 | The approval of an amendment to the Lincoln National Corporation 2020 Incentive Compensation Plan. | Compensation | Board | AGAINST | 3 | |
| MarketWise, Inc. | June 12, 2025 | Election of Directors: Van Simmons | Director Elections | Board | WITHHOLD | 3 | |
| MarketWise, Inc. | June 12, 2025 | To adopt and approve an Amendment to the 2021 Incentive Award Plan to increase the overall share limit reserved for awards made under the plan. | Compensation | Board | AGAINST | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Approve Classification of Rafael Ramalho Dubeux as Independent Director | Director Elections | Board | AGAINST | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Approve Remuneration of Company's Management, Fiscal Council, and Statutory Advisory Committees | Compensation | Board | AGAINST | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Elect Directors | Director Elections | Board | AGAINST | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Elect Fiscal Council Members | Compensation | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Elect Pietro Adamo Sampaio Mendes as Board Chair | Director Elections | Board | AGAINST | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Benjamin Alves Rabelo Filho as Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Bruno Moretti as Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Ivanyra Maura de Medeiros Correia as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Jose Fernando Coura as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Magda Maria de Regina Chambriard as Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Pietro Adamo Sampaio Mendes as Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Rafael Ramalho Dubeux as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| Petroleo Brasileiro SA | April 16, 2025 | Percentage of Votes to Be Assigned - Elect Renato Campos Galuppo as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| PrimeEnergy Resources Corporation | June 5, 2025 | Election of Directors: Beverly A. Cummings | Director Elections | Board | WITHHOLD | 3 | |
| PrimeEnergy Resources Corporation | June 5, 2025 | Election of Directors: Charles E. Drimal, Jr. | Director Elections | Board | WITHHOLD | 3 | |
| QVC Group, Inc. | May 12, 2025 | Election of Directors: Richard N. Barton | Director Elections | Board | WITHHOLD | 3 | |
| Resolute Holdings Management, Inc. | May 28, 2025 | Election of Directors: John D. Cote | Director Elections | Board | WITHHOLD | 3 | |
| Resolute Holdings Management, Inc. | May 28, 2025 | Election of Directors: Roger Fradin | Director Elections | Board | WITHHOLD | 3 | |
| VF Corporation | July 23, 2024 | Vote to approve the amendment and restatement of the 1996 Stock Compensation Plan. | Compensation | Board | AGAINST | 3 | |
| Vale SA | April 30, 2025 | Amend Long-Term Incentive Plan | Compensation | Board | AGAINST | 3 | |
| Vale SA | April 30, 2025 | Elect Fernando Jorge Buso Gomes as Director | Director Elections | Board | AGAINST | 3 | |
| Vale SA | April 30, 2025 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director | Director Elections | Board | AGAINST | 3 | |
| Value Line, Inc. | October 8, 2024 | ELECTION OF NOMINEES AS DIRECTORS: H.A. Brecher | Director Elections | Board | WITHHOLD | 3 | |
| Value Line, Inc. | October 8, 2024 | ELECTION OF NOMINEES AS DIRECTORS: M. Bernstein | Director Elections | Board | WITHHOLD | 3 | |
| Value Line, Inc. | October 8, 2024 | ELECTION OF NOMINEES AS DIRECTORS: S.R. Anastasio | Director Elections | Board | WITHHOLD | 3 | |
| ZTO Express (Cayman) Inc. | June 17, 2025 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 3 | |
| Affirm Holdings, Inc. | December 9, 2024 | To elect the three Class I nominees for director named in the accompanying proxy statement to hold office until the 2027 Annual Meeting and until their successors have been duly elected and qualified or until such director's earlier death, resignation or removal: Libor Michalek | Director Elections | Board | AGAINST | 2 | |
| Affirm Holdings, Inc. | June 25, 2025 | To approve the reincorporation of the Company from the State of Delaware to the State of Nevada by conversion. | Extraordinary Transactions | Board | AGAINST | 2 | |
| Air Lease Corporation | May 2, 2025 | Advisory vote to approve named executive officer compensation | Say-on-Pay | Board | AGAINST | 2 | |
| Akoustis Technologies, Inc. | January 9, 2025 | Proposal to approve, on a non-binding, advisory basis, the compensation paid to our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| Albertsons Companies, Inc. | August 8, 2024 | Election of Directors: Sharon Allen | Director Elections | Board | AGAINST | 2 | |
| Allspring Income Opportunities Fund | August 5, 2024 | Election of Trustees: Jane A. Freeman | Director Elections | Board | WITHHOLD | 2 | |
| Allspring Income Opportunities Fund | August 5, 2024 | Election of Trustees: William R. Ebsworth | Director Elections | Board | WITHHOLD | 2 | |
| Allspring Utilities and High Income Fund | December 2, 2024 | Election of Trustees: Jane A. Freeman | Director Elections | Board | WITHHOLD | 2 | |
| Allspring Utilities and High Income Fund | December 2, 2024 | Election of Trustees: William R. Ebsworth | Director Elections | Board | WITHHOLD | 2 | |
| Ares Capital Corporation | May 12, 2025 | Election of Directors: Daniel G. Kelly, Jr. | Director Elections | Board | AGAINST | 2 | |
| Ares Capital Corporation | May 12, 2025 | Election of Directors: Eric B. Siegel | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Approval, on a non-binding, advisory basis, of the compensation paid to our named executive officers for our 2024 fiscal year. | Say-on-Pay | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: Antoinette Bush | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: Antony P. Ressler | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: Bennett Rosenthal | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: David B. Kaplan | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: Dr. Judy D. Olian | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: Michael J Arougheti | Director Elections | Board | AGAINST | 2 | |
| Ares Management Corporation | June 6, 2025 | Election of Directors: R. Kipp deVeer | Director Elections | Board | AGAINST | 2 | |
| Ascendis Pharma A/S | May 27, 2025 | Approve Issuance of Warrants to Board Members | Compensation | Board | AGAINST | 2 | |
| Ashford Hospitality Trust, Inc. | May 13, 2025 | To obtain advisory approval of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| Avangrid, Inc. | September 26, 2024 | ELECTION OF DIRECTORS: Jose Sainz Armada | Director Elections | Board | AGAINST | 2 | |
| BOK Financial Corporation | April 29, 2025 | Election of Directors: Alan S. Armstrong | Director Elections | Board | WITHHOLD | 2 | |
| BOK Financial Corporation | April 29, 2025 | Election of Directors: Chester E. Cadieux, III | Director Elections | Board | WITHHOLD | 2 | |
| BOK Financial Corporation | April 29, 2025 | Election of Directors: Claudia S. San Pedro | Director Elections | Board | WITHHOLD | 2 | |
| BOK Financial Corporation | April 29, 2025 | Election of Directors: E. Carey Joullian, IV | Director Elections | Board | WITHHOLD | 2 | |
| BOK Financial Corporation | April 29, 2025 | Election of Directors: George B. Kaiser | Director Elections | Board | WITHHOLD | 2 |
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Built October 13, 2026 from SEC Form N-PX filings.