Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,496 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| Ashford Hospitality Trust, Inc. | May 13, 2025 | Election of Directors: Davinder "Sonny" Sra | Director Elections | Board | AGAINST | 1 | |
| Ashford Hospitality Trust, Inc. | May 13, 2025 | Election of Directors: Frederick J. Kleisner | Director Elections | Board | AGAINST | 1 | |
| Ashford Hospitality Trust, Inc. | May 13, 2025 | Election of Directors: J. Robison Hays, III | Director Elections | Board | AGAINST | 1 | |
| Ashford Hospitality Trust, Inc. | May 13, 2025 | Election of Directors: Monty J. Bennett | Director Elections | Board | AGAINST | 1 | |
| Ashford Hospitality Trust, Inc. | May 13, 2025 | Election of Directors: Sheri L. Pantermuehl | Director Elections | Board | AGAINST | 1 | |
| Aterian, Inc. | August 16, 2024 | To elect Susan Lattmann as a Class II director to serve until our 2027 Annual Meeting of Stockholders: Susan Lattmann | Director Elections | Board | WITHHOLD | 1 | |
| Athira Pharma, Inc. | May 29, 2025 | Election of Class II Directors: Joseph Edelman | Director Elections | Board | WITHHOLD | 1 | |
| Atomera Incorporated | May 15, 2025 | To approve Amendment No.1 to the Company's 2023 Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| Avalo Therapeutics, Inc. | August 13, 2024 | To approve the Avalo Therapeutics, Inc. Amended and Restated Employee Stock Purchase Plan; | Compensation | Board | AGAINST | 1 | |
| Avalo Therapeutics, Inc. | August 13, 2024 | To approve the Avalo Therapeutics, Inc. Fourth Amended and Restated Equity Incentive Plan; | Compensation | Board | AGAINST | 1 | |
| Barnes & Noble Education, Inc. | September 18, 2024 | To approve the Company's Amended and Restated Equity Incentive Plan to, among other things, increase the number of shares authorized to be issued under the Plan. | Compensation | Board | AGAINST | 1 | |
| Beam Global | September 23, 2024 | Election of Directors: Anthony Posawatz | Director Elections | Board | WITHHOLD | 1 | |
| BioAge Labs, Inc. | June 5, 2025 | To elect three Class I directors, to serve a three-year term through the third annual meeting of stockholders following this meeting and until a successor has been elected and qualified or until earlier resignation or removal: Kristen Fortney, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| BioAtla, Inc. | June 18, 2025 | Elect the Class II directors listed in the accompanying Proxy Statement, to serve a three-year term expiring at the 2028 annual meeting of stockholders or until such director's successor is duly elected and qualified or until such director's earlier death, resignation, disqualification or removal: Mary Ann Gray, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| Bitfarms Ltd. | June 30, 2025 | Approve Omnibus Long-Term Equity Incentive Plan | Compensation | Board | AGAINST | 1 | |
| Booz Allen Hamilton Holding Corporation | July 24, 2024 | Election of Directors: Arthur E. Johnson | Director Elections | Board | AGAINST | 1 | |
| Booz Allen Hamilton Holding Corporation | July 24, 2024 | Election of Directors: Charles O. Rossotti | Director Elections | Board | AGAINST | 1 | |
| Booz Allen Hamilton Holding Corporation | July 24, 2024 | Election of Directors: Horacio D. Rozanski | Director Elections | Board | AGAINST | 1 | |
| Booz Allen Hamilton Holding Corporation | July 24, 2024 | Election of Directors: Joan Lordi C. Amble | Director Elections | Board | AGAINST | 1 | |
| Booz Allen Hamilton Holding Corporation | July 24, 2024 | Election of Directors: Mark Gaumond | Director Elections | Board | AGAINST | 1 | |
| Booz Allen Hamilton Holding Corporation | July 24, 2024 | Ratification of the appointment of Ernst & Young LLP as the Company's registered independent public accountants for fiscal year 2025. | Audit-related | Board | AGAINST | 1 | |
| CARA Therapeutics, Inc. | April 1, 2025 | Approve the Tvardi Therapeutics, Inc. 2025 Employee Stock Purchase Plan, referred to as the ESPP Proposal. | Compensation | Board | AGAINST | 1 | |
| CARA Therapeutics, Inc. | April 1, 2025 | Approve the Tvardi Therapeutics, Inc. 2025 Equity Incentive Plan, referred to as the Equity Plan Proposal. | Compensation | Board | AGAINST | 1 | |
| CEL-SCI Corporation | May 19, 2025 | To elect the persons who shall constitute CEL-SCI's Board of Directors for the ensuing year: Geert R. Kersten | Director Elections | Board | WITHHOLD | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | Elect Guido Mantega as Fiscal Council Member and Regis Anderson Dudena as Alternate (Appointed by Uniao Federal) | Compensation | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | Elect Mauricio Tolmasquim as Director (Appointed by Uniao Federal - Candidate Could Be Withdrawn) | Director Elections | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | Elect Saulo Benigno Puttini as Fiscal Council Member and Marcio Eduardo Matta de Andrade Prado as Alternate | Compensation | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | Elect Silas Rondeau as Director (Appointed by Uniao Federal - Candidate Could Be Withdrawn) | Director Elections | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | If You Have Voted for the Candidate Carlos Marcio Ferreira in Item 5b, Do You Wish to Maintain Your Vote in the Conciliation Scenario? | Director Elections | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | If You Have Voted for the Candidate Daniel Alves Ferreira in Item 5b, Do You Wish to Maintain Your Vote in the Conciliation Scenario? | Director Elections | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | Percentage of Votes to Be Assigned - Elect Mauricio Tolmasquim as Director (Appointed by Uniao Federal - Candidate Could Be Withdrawn) | Director Elections | Board | ABSTAIN | 1 | |
| Centrais Eletricas Brasileiras SA | April 29, 2025 | Percentage of Votes to Be Assigned - Elect Silas Rondeau as Director (Appointed by Uniao Federal - Candidate Could Be Withdrawn) | Director Elections | Board | ABSTAIN | 1 | |
| Companhia de Saneamento Basico do Estado de Sao Paulo SABESP | September 27, 2024 | Elect Directors | Director Elections | Board | AGAINST | 1 | |
| Companhia de Saneamento Basico do Estado de Sao Paulo SABESP | September 27, 2024 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees? | Director Elections | Board | ABSTAIN | 1 | |
| Companhia de Saneamento Basico do Estado de Sao Paulo SABESP | April 29, 2025 | Approve Restricted Stock Plan | Compensation | Board | AGAINST | 1 | |
| CoreCard Corporation | May 29, 2025 | Approval of the CoreCard Corporation 2025 Employee Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| CoreCard Corporation | May 29, 2025 | Election of Two Directors. Nominees: Kathryn Petralia | Director Elections | Board | AGAINST | 1 | |
| CoreCard Corporation | May 29, 2025 | Election of Two Directors. Nominees: Philip H. Moise | Director Elections | Board | AGAINST | 1 | |
| Cue Biopharma, Inc. | June 4, 2025 | The election of six nominees to the Board of Directors: Frank Morich | Director Elections | Board | WITHHOLD | 1 | |
| Cue Biopharma, Inc. | June 4, 2025 | The election of six nominees to the Board of Directors: Peter A. Kiener | Director Elections | Board | WITHHOLD | 1 | |
| CuriosityStream Inc. | June 30, 2025 | To approve an amendment to the CuriosityStream Inc. 2020 Omnibus Incentive Plan (the Plan) to increase the number of shares of Common Stock authorized for issuance under the Plan from 7,725,000 shares of Common Stock to 10,725,000 shares of Common Stock. | Compensation | Board | AGAINST | 1 | |
| CuriosityStream Inc. | June 30, 2025 | To elect two Class II directors to hold office until the 2028 annual meeting of stockholders or until their respective successors are duly elected and qualified: John Hendricks | Director Elections | Board | WITHHOLD | 1 | |
| CytomX Therapeutics, Inc. | June 11, 2025 | To elect three directors with terms to expire at the 2028 Annual Meeting of Stockholders; Sean A. McCarthy, D. Phil. | Director Elections | Board | AGAINST | 1 | |
| Douglas Elliman Inc. | June 25, 2025 | Election of Directors: Wilson L. White | Director Elections | Board | WITHHOLD | 1 | |
| Duluth Holdings Inc. | May 29, 2025 | Election of Directors: Brett L. Paschke | Director Elections | Board | WITHHOLD | 1 | |
| Duluth Holdings Inc. | May 29, 2025 | Election of Directors: David C. Finch | Director Elections | Board | WITHHOLD | 1 | |
| Duluth Holdings Inc. | May 29, 2025 | Election of Directors: Scott K. Williams | Director Elections | Board | WITHHOLD | 1 | |
| Duluth Holdings Inc. | May 29, 2025 | Election of Directors: Stephen L. Schlecht | Director Elections | Board | WITHHOLD | 1 | |
| Elicio Therapeutics, Inc. | November 21, 2024 | To elect the Board of Directors' nominees: Allen R. Nissenson, M.D. | Director Elections | Board | AGAINST | 1 | |
| Elicio Therapeutics, Inc. | November 21, 2024 | To elect the Board of Directors' nominees: Robert Connelly | Director Elections | Board | AGAINST | 1 | |
| Elicio Therapeutics, Inc. | November 21, 2024 | To elect the Board of Directors' nominees: Yekaterina (Katie) Chudnovsky | Director Elections | Board | AGAINST | 1 | |
| Elicio Therapeutics, Inc. | May 19, 2025 | To elect the Board of Directors' nominees: Karen Wilson | Director Elections | Board | AGAINST | 1 | |
| Eos Energy Enterprises, Inc. | May 15, 2025 | Amendment to our Amended and Restated 2020 Equity Compensation Plan. | Compensation | Board | AGAINST | 1 | |
| Eos Energy Enterprises, Inc. | May 15, 2025 | Election of Directors: Alex Dimitrief | Director Elections | Board | AGAINST | 1 | |
| Eterna Therapeutics, Inc. | October 29, 2024 | Election of Directors: William Wexler | Director Elections | Board | WITHHOLD | 1 | |
| FORIAN INC. | June 11, 2025 | To amend our 2020 Equity Incentive Plan to increase the number of shares authorized for issuance by 4,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| FORIAN INC. | June 11, 2025 | To elect the following to serve as Class I directors until the annual meeting to be held in 2028 or until their successors are duly elected and qualified: Stanley S. Trotman, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| Fathom Holdings Inc. | August 19, 2024 | To approve an amendment to the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan to increase the share reserve by one million six hundred thousand (1,600,000) shares of common stock. | Compensation | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: DAVID P. STEINER | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: FREDERICK W. SMITH | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: JOSHUA COOPER RAMO | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: PAUL S. WALSH | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: R. BRAD MARTIN | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: RAJESH SUBRAMANIAM | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Election of Directors: SUSAN C. SCHWAB | Director Elections | Board | AGAINST | 1 | |
| FedEx Corporation | September 23, 2024 | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2025. | Audit-related | Board | AGAINST | 1 | |
| Finance of America Companies Inc. | May 16, 2025 | Election of Directors: Brian L. Libman | Director Elections | Board | WITHHOLD | 1 | |
| Finch Therapeutics Group, Inc. | June 12, 2025 | Elect Director Jeffery A. Smisek | Director Elections | Board | WITHHOLD | 1 | |
| Forte Biosciences, Inc. | August 20, 2024 | The approval of an amended and restated 2021 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| Forte Biosciences, Inc. | January 24, 2025 | The approval of an amended and restated 2021 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| Fortress Biotech, Inc. | June 17, 2025 | Election of Directors: Michael S. Weiss | Director Elections | Board | AGAINST | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Agnes Mullady | Director Elections | Board | WITHHOLD | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Alexis Glick | Director Elections | Board | WITHHOLD | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Douglas R. Jamieson | Director Elections | Board | WITHHOLD | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Elisa M. Wilson | Director Elections | Board | WITHHOLD | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Mario J. Gabelli | Director Elections | Board | WITHHOLD | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Raymond C. Avansino, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| GAMCO Investors, Inc. | July 10, 2024 | Elect Director Robert S. Prather, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| Ginkgo Bioworks Holdings, Inc. | June 12, 2025 | Election of Directors: Harry E. Sloan | Director Elections | Board | AGAINST | 1 | |
| Ginkgo Bioworks Holdings, Inc. | June 12, 2025 | Election of Directors: Shyam Sankar | Director Elections | Board | AGAINST | 1 | |
| Glatfelter Corporation | October 23, 2024 | Omnibus Plan Proposal. To approve the Magnera Corporation 2024 Omnibus Incentive Plan; and | Compensation | Board | AGAINST | 1 | |
| H World Group Limited | June 27, 2025 | Elect Director Jie Zheng | Director Elections | Board | AGAINST | 1 | |
| Hydrofarm Holdings Group, Inc. | June 9, 2025 | To elect two (2) class II directors to serve three-year terms expiring in 2028: Renah Persofsky | Director Elections | Board | WITHHOLD | 1 | |
| Identiv, Inc. | June 10, 2025 | Election of Directors: James E. Ousley | Director Elections | Board | WITHHOLD | 1 | |
| Identiv, Inc. | June 10, 2025 | Election of Directors: Laura Angelini | Director Elections | Board | WITHHOLD | 1 | |
| Inotiv, Inc. | March 13, 2025 | Election of Directors: R. Matthew Neff | Director Elections | Board | WITHHOLD | 1 | |
| Inseego Corp. | September 23, 2024 | Approve an amendment of the Inseego Corp. 2018 Omnibus Incentive Compensation Plan to increase the number of shares issuable under the plan by 2,500,000 shares; | Compensation | Board | AGAINST | 1 | |
| Inseego Corp. | September 23, 2024 | Elect one director to serve until the 2027 annual meeting of stockholders: Christopher Harland | Director Elections | Board | WITHHOLD | 1 | |
| KE Holdings Inc. | June 27, 2025 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| KE Holdings Inc. | June 27, 2025 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Audit-related | Board | AGAINST | 1 | |
| KE Holdings Inc. | June 27, 2025 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 1 | |
| KLA Corporation | November 6, 2024 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2025. | Audit-related | Board | AGAINST | 1 | |
| Kezar Life Sciences, Inc. | June 17, 2025 | Election of Directors: Courtney Wallace | Director Elections | Board | WITHHOLD | 1 | |
| Kezar Life Sciences, Inc. | June 17, 2025 | Election of Directors: Elizabeth Garner, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| Kezar Life Sciences, Inc. | June 17, 2025 | Election of Directors: Michael Kauffman, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| LL Flooring Holdings, Inc. | July 10, 2024 | Company Nominees: Douglas T. Moore | Director Elections | Board | WITHHOLD | 1 | |
| Laird Superfood, Inc. | June 26, 2025 | Election of Directors: Maile Naylor | Director Elections | Board | WITHHOLD | 1 | |
| Lucid Diagnostics Inc. | July 23, 2024 | Election of Class C Directors: Debra J. White | Director Elections | Board | WITHHOLD | 1 | |
| Lucid Diagnostics Inc. | June 18, 2025 | Election of Class A Directors: Jacque J. Sokolov, M.D. | Director Elections | Board | WITHHOLD | 1 |
← Previous Page 24 of 25 Next →
← Back to Guggenheim 2024-2025 overview
Built October 18, 2026 from SEC Form N-PX filings.