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Guggenheim 2025-2026: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

2,550 proposals.

Guggenheim, 2025-2026 proxy season. Who put a proposal on the ballot is taken from the filer’s own N-PX answer (Item 1(h)), or, marked “inferred”, from its category and wording where the filing does not say; see how we count these.
CompanyMeetingProposalCategory On the ballot fromBoard recommendedGuggenheim votedFunds
TechTarget, Inc. July 24, 2025 Election of Directors: Don Hawk Director Elections Board AGAINST 4
TechTarget, Inc. July 24, 2025 Election of Directors: Gary Nugent Director Elections Board AGAINST 4
TechTarget, Inc. July 24, 2025 Election of Directors: M. Sean Griffey Director Elections Board AGAINST 4
TechTarget, Inc. July 24, 2025 Election of Directors: Sally Ashford Director Elections Board AGAINST 4
TechTarget, Inc. July 24, 2025 Election of Directors: Stephen A. Carter Director Elections Board AGAINST 4
TechTarget, Inc. June 11, 2026 Election of Directors: Don Hawk Director Elections Board AGAINST 4
TechTarget, Inc. June 11, 2026 Election of Directors: Gary Nugent Director Elections Board AGAINST 4
TechTarget, Inc. June 11, 2026 Election of Directors: M. Sean Griffey Director Elections Board AGAINST 4
TechTarget, Inc. June 11, 2026 Election of Directors: Patrick Martell Director Elections Board AGAINST 4
TechTarget, Inc. June 11, 2026 Election of Directors: Sally Ashford Director Elections Board AGAINST 4
TechTarget, Inc. June 11, 2026 Election of Directors: Stephen Carter Director Elections Board AGAINST 4
Tecnoglass Inc. December 19, 2025 Advisory approval of the compensation for our named executive officers. Say-on-Pay Board AGAINST 4
Tenable Holdings, Inc. May 13, 2026 To elect the Board of Directors' nominees, John C. Huffard, Jr., A. Brooke Seawell, and Raymond Vicks, Jr., to the Board of Directors to hold office until the 2029 Annual Meeting of Stockholders: John C. Huffard, Jr. Director Elections Board WITHHOLD 4
Tenaris SA May 12, 2026 Approve Remuneration Report Compensation Board AGAINST 4
Tenaris SA May 12, 2026 Approve Share Repurchase Capital Structure Board AGAINST 4
Tenaris SA May 12, 2026 Elect Directors (Bundled) Director Elections Board AGAINST 4
Tevogen Bio Holdings Inc. February 19, 2026 Approval of an amendment to the Tevogen Bio Holdings Inc. 2024 Omnibus Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 100 million. Compensation Board AGAINST 4
The Buckle, Inc. June 1, 2026 Election of Directors: Karen B. Rhoads Director Elections Board WITHHOLD 4
The Carlyle Group Inc. June 3, 2026 Approval of The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan Compensation Board AGAINST 4
The Carlyle Group Inc. June 3, 2026 Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on-Pay") Say-on-Pay Board AGAINST 4
The Hain Celestial Group, Inc. October 30, 2025 Proposal to approve an amendment to the 2022 Long Term Incentive and Stock Award Plan. Compensation Board AGAINST 4
The Lovesac Company June 9, 2026 Election of Directors: Andrew Heyer Director Elections Board WITHHOLD 4
The Lovesac Company June 9, 2026 To provide advisory approval of the Company's fiscal 2026 compensation for its named executive officers. Say-on-Pay Board AGAINST 4
The Marcus Corporation May 21, 2026 Election of Directors: Austin M. Ramirez Director Elections Board WITHHOLD 4
The Marcus Corporation May 21, 2026 Election of Directors: Katherine M. Gehl Director Elections Board WITHHOLD 4
The Marcus Corporation May 21, 2026 Election of Directors: Philip L. Milstein Director Elections Board WITHHOLD 4
The Marcus Corporation May 21, 2026 Election of Directors: Timothy E. Hoeksema Director Elections Board WITHHOLD 4
The Oncology Institute, Inc. June 17, 2026 Election of eight directors: Karen Johnson Director Elections Board WITHHOLD 4
The Pennant Group, Inc. May 14, 2026 Election of Directors: Brent J. Guerisoli Director Elections Board AGAINST 4
The Pennant Group, Inc. May 14, 2026 Election of Directors: Christopher R. Christensen Director Elections Board AGAINST 4
The Pennant Group, Inc. May 14, 2026 Election of Directors: John G. Nackel, Ph.D. Director Elections Board AGAINST 4
The RMR Group Inc. March 26, 2026 Election of Directors: Adam Portnoy Director Elections Board WITHHOLD 4
The RMR Group Inc. March 26, 2026 Election of Directors: Ann Logan Director Elections Board WITHHOLD 4
The RMR Group Inc. March 26, 2026 Election of Directors: Jonathan Veitch Director Elections Board WITHHOLD 4
The RMR Group Inc. March 26, 2026 Election of Directors: Rosen Plevneliev Director Elections Board WITHHOLD 4
The RMR Group Inc. March 26, 2026 Election of Directors: Walter C. Watkins, Jr. Director Elections Board WITHHOLD 4
The Scotts Miracle-Gro Company January 26, 2026 Approval of an amendment and restatement of The Scotts Miracle-Gro Company Long-Term Incentive Plan to, among other things, increase the maximum number of common shares available for grant to participants. Compensation Board AGAINST 4
Thryv Holdings, Inc. June 11, 2026 Election of John Slater and Joseph A. Walsh as Class III directors to serve until 2029: John Slater Director Elections Board WITHHOLD 4
Tile Shop Holdings, Inc. December 3, 2025 To amend the Company's Certificate of Incorporation to effect a reverse stock split of the Company's outstanding common stock, at any ratio between not less than 1-for-2,000 and not greater than 1-for-4,000 at such time as and at such ratio as the Board of Directors shall determine. Extraordinary Transactions Board AGAINST 4
Tiptree Inc. April 28, 2026 Election of three Class I Directors: Bradley E. Smith Director Elections Board WITHHOLD 4
Tiptree Inc. April 28, 2026 Election of three Class I Directors: Paul M. Friedman Director Elections Board WITHHOLD 4
Tiptree Inc. April 28, 2026 To approve Amendment No. 2 to the 2017 Omnibus Incentive Plan to (a) extend the term of the 2017 Plan to June 6, 2037, and (b) increase the number of shares of the Company's common stock available for awards thereunder by an additional 4,000,000 shares. Compensation Board AGAINST 4
Titan America SA May 5, 2026 Reelect Marcel-Constantin Cobuz as Director Director Elections Board AGAINST 4
Titan America SA May 5, 2026 Reelect Michael Colakides as Director Director Elections Board AGAINST 4
Tonix Pharmaceuticals Holding Corp. May 7, 2026 To approve the Tonix Pharmaceuticals Holding Corp. 2026 Stock Incentive Plan; Compensation Board AGAINST 4
Transcontinental Realty Investors, Inc. December 10, 2025 Election of Directors: Fernando Victor Lara Celis Director Elections Board WITHHOLD 4
Transcontinental Realty Investors, Inc. December 10, 2025 Election of Directors: Henry A. Butler Director Elections Board WITHHOLD 4
Transcontinental Realty Investors, Inc. December 10, 2025 Election of Directors: Robert A. Jakuszewski Director Elections Board WITHHOLD 4
Transcontinental Realty Investors, Inc. December 10, 2025 Election of Directors: Ted R. Munselle Director Elections Board WITHHOLD 4
Transcontinental Realty Investors, Inc. December 10, 2025 Election of Directors: William J. Hogan Director Elections Board WITHHOLD 4
Travelzoo April 20, 2026 Vote to approve option grant to General Manager, U.S. Compensation Board AGAINST 4
Travelzoo April 20, 2026 Vote to approve option grant to Global Chief Executive Officer. Compensation Board AGAINST 4
Travelzoo April 20, 2026 Vote to approve option grant to Head of Engineering. Compensation Board AGAINST 4
Treace Medical Concepts, Inc. May 19, 2026 Election of Directors: Elizabeth S. Hanna Director Elections Board WITHHOLD 4
Tredegar Corporation May 8, 2026 Election of Directors: Carl E. Tack III Director Elections Board AGAINST 4
Tredegar Corporation May 8, 2026 Election of Directors: Christine R. Vlahcevic Director Elections Board AGAINST 4
Tredegar Corporation May 8, 2026 Election of Directors: George C. Freeman III Director Elections Board AGAINST 4
Tredegar Corporation May 8, 2026 Non-Binding Advisory Vote to Approve Named Executive Officer Compensation. Say-on-Pay Board AGAINST 4
Trevi Therapeutics, Inc. June 3, 2026 Election of one Class I director to our Board of Directors, to serve until the 2029 Annual Meeting of Stockholders: Michael Heffernan Director Elections Board WITHHOLD 4
TriSalus Life Sciences, Inc. May 14, 2026 To elect the Board's two nominees for directors named as nominees in the Proxy Statement to hold office until the 2029 Annual Meeting of Stockholders and their successors are duly elected and qualified, or until their earlier death, resignation, or removal: Mary Szela Director Elections Board WITHHOLD 4
Triumph Financial, Inc. April 23, 2026 Management Proposal Regarding Advisory Approval of the Company's Executive Compensation Say-on-Pay Board AGAINST 4
U.S. Gold Corp. April 27, 2026 Election of Directors Nominees: Luke Norman Director Elections Board WITHHOLD 4
USCB Financial Holdings, Inc. May 26, 2026 Election of Directors: NOMINEES for a one-year term expiring in 2027: Ramon Abadin Director Elections Board WITHHOLD 4
Ultragenyx Pharmaceutical Inc. May 14, 2026 Approval of the Third Amended and Restated 2023 Incentive Plan. Compensation Board AGAINST 4
Under Armour, Inc. September 3, 2025 Election of Directors: Carolyn N. Everson Director Elections Board WITHHOLD 4
Under Armour, Inc. September 3, 2025 Election of Directors: Eric T. Olson Director Elections Board WITHHOLD 4
Under Armour, Inc. September 3, 2025 Election of Directors: Jerri L. DeVard Director Elections Board WITHHOLD 4
Under Armour, Inc. September 3, 2025 Election of Directors: Kevin A. Plank Director Elections Board WITHHOLD 4
UniFirst Corporation June 11, 2026 To approve, by an advisory (non-binding) vote, certain compensation that may be paid or become payable to UniFirst named executed officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "UniFirst compensation proposal"). Say-on-Pay Board AGAINST 4
United Parks & Resorts Inc. June 16, 2026 Election of the ten director nominees: James Chambers Director Elections Board AGAINST 4
United Parks & Resorts Inc. June 16, 2026 Election of the ten director nominees: Scott Ross Director Elections Board AGAINST 4
United Parks & Resorts Inc. June 16, 2026 Election of the ten director nominees: Thomas E. Moloney Director Elections Board AGAINST 4
United Parks & Resorts Inc. June 16, 2026 Election of the ten director nominees: Yoshikazu Maruyama Director Elections Board AGAINST 4
United States Lime & Minerals, Inc. May 1, 2026 To elect Directors - Nominees: A. M. Doumet Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: Frederick P. Calderone Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: Grant E. Belanger Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: H.E. "Scott" Wolfe Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: Marcus D. Hudson Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: Matthew J. Moroun Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: Matthew T. Moroun Director Elections Board WITHHOLD 4
Universal Logistics Holdings, Inc. April 29, 2026 To elect 9 directors for the coming year: Tim Phillips Director Elections Board WITHHOLD 4
Valhi, Inc. May 21, 2026 Election of Directors: Loretta J. Feehan Director Elections Board WITHHOLD 4
Valhi, Inc. May 21, 2026 Election of Directors: Michael S. Simmons Director Elections Board WITHHOLD 4
Valhi, Inc. May 21, 2026 Nonbinding advisory vote approving named executive officer compensation. Say-on-Pay Board AGAINST 4
Verde Clean Fuels, Inc. June 12, 2026 Re-election of one Class III director nominee: Jonathan Siegler Director Elections Board WITHHOLD 4
Vertex, Inc. June 10, 2026 Election of directors: Eric Andersen Director Elections Board WITHHOLD 4
Victory Capital Holdings, Inc. May 6, 2026 Election of Class II Directors: Mary Jackson Director Elections Board AGAINST 4
Viking Therapeutics, Inc. May 19, 2026 ELECTION OF DIRECTOR NOMINEES FOR CLASS II (term to expire in 2029): J. Matthew Singleton Director Elections Board WITHHOLD 4
Viking Therapeutics, Inc. May 19, 2026 ELECTION OF DIRECTOR NOMINEES FOR CLASS II (term to expire in 2029): S. Kathryn Rouan, Ph.D. Director Elections Board WITHHOLD 4
Viking Therapeutics, Inc. May 19, 2026 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. Say-on-Pay Board AGAINST 4
Village Super Market, Inc. December 12, 2025 Election of Directors: John J. Sumas Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: John P. Sumas Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Kevin Begley Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Nicholas Sumas Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Perry Blatt Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Prasad Pola Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Robert Sumas Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Stephen F. Rooney Director Elections Board WITHHOLD 4
Village Super Market, Inc. December 12, 2025 Election of Directors: Steven Crystal Director Elections Board WITHHOLD 4
Viper Energy, Inc. May 19, 2026 The approval, on an advisory basis, of the compensation of the Company's named executive officers. Say-on-Pay Board AGAINST 4

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Built October 18, 2026 from SEC Form N-PX filings.