Home › Asset managers › Northern Trust › 2023-2024 › Against the board
At least 6,252 proposals in the 2023-2024 proxy season: Northern Trust voted against, or withheld its votes from, at least 6,000 proposals put forward by company boards, and voted for 252 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Northern Trust voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
6,252 proposals. The board-sponsored half of this list keeps the 6,000 proposals with the most funds behind them; the rest are in the interactive database. Every shareholder proposal it backed is listed in full.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Northern Trust voted | Funds |
|---|---|---|---|---|---|---|---|
| SHANGHAI AIKO SOLAR ENERGY CO. LTD. | July 17, 2023 | Approve Implementation of Assessment Management Methods for Performance of Plans Participants | Compensation | Board | AGAINST | 2 | |
| SHANGHAI AIKO SOLAR ENERGY CO. LTD. | July 17, 2023 | Approve Verification of the List of Incentive Objects for Stock Option Plan and Performance Share Incentive Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI AIKO SOLAR ENERGY CO. LTD. | May 22, 2024 | Approve Authorization of Relevant Personnel to Handle Capital and Financing Business | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI AIKO SOLAR ENERGY CO. LTD. | May 22, 2024 | Approve Formulation of Remuneration Plan of Directors | Compensation | Board | AGAINST | 2 | |
| SHANGHAI AIKO SOLAR ENERGY CO. LTD. | May 22, 2024 | Approve Formulation of Remuneration Plan of Supervisors | Compensation | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shanghai Electric (Rudong) Water Environment Treatment Co., Ltd. for Shanghai Electric (Rudong) Water Development Co., Ltd. and vice versa | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shanghai Electric Investment Company Limited for Ningxia Anneng Biomass Thermal Power Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shanghai Electric Matechstone Engineering Group Co., Ltd. for Shanghai Electric Kecheng (Yingde) Engineering Technology Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shanghai Electric Power Transmission and Distribution Engineering Co., Ltd. for Shanghai Electric Power Transmission and Distribution Engineering (Malaysia) Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shanghai Electric Transmission and Distribution Group Co., Ltd. for Shanghai Huapu Cable Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shanghai Institute of Mechanical & Electrical Engineering Co., Ltd. for Shanghai Electric Xiangshui Biomass Power Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shenzhen Yinghe Technology Co., Ltd. for Dongguan Areconn Precision Engineering Company Limited | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by Shenzhen Yinghe Technology Co., Ltd. for Huizhou Yinghe Technology Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Golmud Meiman New Energy Technology Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Shanghai Electric (Huaibei) Biomass Cogeneration Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Shanghai Electric (Qidong) Water Development Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Shanghai Electric GuoXuan New Energy Technology Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Shanghai Electric Shangzhong Casting Forging Co., Ltd. | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Shanghai Prime (HK) Investment Management Company Limited | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI ELECTRIC GROUP COMPANY LTD. | June 28, 2024 | Approve Provision of Guarantee by the Company for Wujiang Taihu Industrial Wastes Treatment Company Limited | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO. LTD. | June 26, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. | May 28, 2024 | Approve to Increase the Allowances of Independent Directors | Compensation | Board | AGAINST | 2 | |
| SHANGHAI LINGANG HOLDINGS CORP. LTD. | June 24, 2024 | Approve Financing Application | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI LINGANG HOLDINGS CORP. LTD. | June 24, 2024 | Approve Financing Guarantee Plan | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI PHARMACEUTICALS HOLDING CO. LTD. | June 28, 2024 | Approve Application for Centralized Registration of Different Types of New Debt Financing Instruments | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI PHARMACEUTICALS HOLDING CO. LTD. | June 28, 2024 | Approve External Guarantees | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI PHARMACEUTICALS HOLDING CO. LTD. | June 28, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI PUDONG DEVELOPMENT BANK CO. LTD. | June 28, 2024 | Approve Extension of Validity Period for Financial Bond Issuance Plan and Related Authorization | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO. LTD. | December 8, 2023 | Approve Provision of Guarantee | Capital Structure | Board | AGAINST | 2 | |
| SHANGHAI RAAS BLOOD PRODUCTS CO. LTD. | August 16, 2023 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI RAAS BLOOD PRODUCTS CO. LTD. | August 16, 2023 | Approve Draft and Summary of Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI RAAS BLOOD PRODUCTS CO. LTD. | August 16, 2023 | Approve Management Method of Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | July 4, 2023 | Approve Adjustment of Performance Share Incentive Plan and Part of the Company-level Performance Assessment Indicators of Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | August 29, 2023 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | August 29, 2023 | Approve Authorization of the Board to Handle All Related Matters | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | August 29, 2023 | Approve Draft and Summary of Performance Shares Incentive Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | August 29, 2023 | Approve Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | August 29, 2023 | Approve Management Method of Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | August 29, 2023 | Approve Measures for the Administration of the Assessment of Performance Shares Incentive Plans | Compensation | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | April 25, 2024 | Approve Authorization for Total Investment in Real Estate Business With Multiple Functions | Extraordinary Transactions | Board | AGAINST | 2 | |
| SHANGHAI YUYUAN TOURIST MART GROUP CO. LTD. | April 25, 2024 | Approve Loan and Guarantee | Capital Structure | Board | AGAINST | 2 | |
| SHANXI COKING COAL ENERGY GROUP CO. LTD. | December 20, 2023 | Elect Deng Shuping as Director | Director Elections | Board | AGAINST | 2 | |
| SHANXI COKING COAL ENERGY GROUP CO. LTD. | December 20, 2023 | Elect Li Yumin as Director | Director Elections | Board | AGAINST | 2 | |
| SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO. LTD. | May 29, 2024 | Approve Provision of Financial Assistance | Capital Structure | Board | AGAINST | 2 | |
| SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO. LTD. | May 29, 2024 | Approve Provision of Financial Assistance for Subsidiary | Capital Structure | Board | AGAINST | 2 | |
| SHANXI MEIJIN ENERGY CO. LTD. | November 27, 2023 | Approve Provision of Guarantee | Capital Structure | Board | AGAINST | 2 | |
| SHANXI MEIJIN ENERGY CO. LTD. | June 25, 2024 | Approve Downward Adjustment on Conversion Price of Meijin Convertible Bonds | Capital Structure | Board | AGAINST | 2 | |
| SHARP CORP. | June 27, 2024 | Elect Director Po-Hsuan Wu | Director Elections | Board | AGAINST | 2 | |
| SHELL PLC | May 21, 2024 | Re-elect Sir Andrew Mackenzie as Director | Director Elections | Board | AGAINST | 2 | |
| SHENGYI TECHNOLOGY CO. LTD. | May 8, 2024 | Approve Provision of Guarantee for Controlled Subsidiary | Capital Structure | Board | AGAINST | 2 | |
| SHENGYI TECHNOLOGY CO. LTD. | June 18, 2024 | Approve Authorization of the Board to Handle All Related Matters | Compensation | Board | AGAINST | 2 | |
| SHENGYI TECHNOLOGY CO. LTD. | June 18, 2024 | Approve Draft and Summary of Performance Share Incentive Plan | Compensation | Board | AGAINST | 2 | |
| SHENGYI TECHNOLOGY CO. LTD. | June 18, 2024 | Approve Methods to Assess the Performance of Plan Participants | Compensation | Board | AGAINST | 2 | |
| SHENWAN HONGYUAN GROUP CO. LTD. | June 28, 2024 | Approve Granting of General Mandate to the Board of Directors to Issue Additional Shares | Capital Structure | Board | AGAINST | 2 | |
| SHENZHEN INOVANCE TECHNOLOGY CO. LTD. | May 17, 2024 | Elect Huang Pei as Director | Director Elections | Board | AGAINST | 2 | |
| SHENZHEN INOVANCE TECHNOLOGY CO. LTD. | May 17, 2024 | Elect Zhang Taowei as Director | Director Elections | Board | AGAINST | 2 | |
| SHENZHEN INVESTMENT LTD. | May 31, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 2 | |
| SHENZHEN INVESTMENT LTD. | May 31, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 2 | |
| SHENZHEN INVESTMENT LTD. | May 31, 2024 | Elect Li Wai Keung as Director | Director Elections | Board | AGAINST | 2 | |
| SHIMAMURA CO. LTD. | May 17, 2024 | Appoint Statutory Auditor Horinokita, Shigehisa | Compensation | Board | AGAINST | 2 | |
| SHIMAMURA CO. LTD. | May 17, 2024 | Elect Director Suzuki, Makoto | Director Elections | Board | AGAINST | 2 | |
| SHIN KONG FINANCIAL HOLDING CO. LTD. | June 14, 2024 | Approve Long-term Capital Raising Plan in Accordance to Company Strategy and Growth | Capital Structure | Board | AGAINST | 2 | |
| SHIZUOKA FINANCIAL GROUP INC. | June 14, 2024 | Elect Director Nakanishi, Katsunori | Director Elections | Board | AGAINST | 2 | |
| SHIZUOKA FINANCIAL GROUP INC. | June 14, 2024 | Elect Director Shibata, Hisashi | Director Elections | Board | AGAINST | 2 | |
| SHORE BANCSHARES INC. | May 30, 2024 | Election of Directors: Alan J. Hyatt Class III (term expires 2027) | Director Elections | Board | AGAINST | 2 | |
| SHRIRAM FINANCE LTD. | October 5, 2023 | Reelect Pradeep Kumar Panja as Director | Director Elections | Board | AGAINST | 2 | |
| SIBANYE STILLWATER LTD. | May 28, 2024 | Approve Remuneration Implementation Report | Compensation | Board | AGAINST | 2 | |
| SIBANYE STILLWATER LTD. | May 28, 2024 | Re-elect Jerry Vilakazi as Director | Director Elections | Board | AGAINST | 2 | |
| SIBANYE STILLWATER LTD. | May 28, 2024 | Re-elect Keith Rayner as Chair of the Audit Committee | Director Elections | Board | AGAINST | 2 | |
| SIBANYE STILLWATER LTD. | May 28, 2024 | Re-elect Rick Menell as Director | Director Elections | Board | AGAINST | 2 | |
| SIBANYE STILLWATER LTD. | May 28, 2024 | Re-elect Rick Menell as Member of the Audit Committee | Director Elections | Board | AGAINST | 2 | |
| SICHUAN CHUANTOU ENERGY CO. LTD. | May 17, 2024 | Approve Report on the Financing Work of the Company's Headquarters | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN HEBANG BIOTECHNOLOGY CO. LTD. | February 19, 2024 | Approve Authorization of the Board to Handle All Related Matters | Compensation | Board | AGAINST | 2 | |
| SICHUAN HEBANG BIOTECHNOLOGY CO. LTD. | February 19, 2024 | Approve Draft and Summary of Employee Share Purchase Plan | Compensation | Board | AGAINST | 2 | |
| SICHUAN HEBANG BIOTECHNOLOGY CO. LTD. | February 19, 2024 | Approve Methods to Assess the Performance of Plan Participants | Compensation | Board | AGAINST | 2 | |
| SICHUAN HEBANG BIOTECHNOLOGY CO. LTD. | May 15, 2024 | Approve Financing Plan | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN HEBANG BIOTECHNOLOGY CO. LTD. | May 15, 2024 | Approve the Company's External Guarantee Authorization | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN KELUN PHARMACEUTICAL CO. LTD. | January 31, 2024 | Approve Issuance of Non-financial Corporate Debt Financing Instruments | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN KELUN PHARMACEUTICAL CO. LTD. | May 15, 2024 | Approve Bill Pool Business | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN KELUN PHARMACEUTICAL CO. LTD. | May 15, 2024 | Approve Provision of Guarantee | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN KELUN PHARMACEUTICAL CO. LTD. | May 15, 2024 | Approve Use of Idle Own Funds to Purchase Financial Product | Extraordinary Transactions | Board | AGAINST | 2 | |
| SICHUAN KELUN PHARMACEUTICAL CO. LTD. | May 15, 2024 | Elect Gao Jinbo as Director | Director Elections | Board | AGAINST | 2 | |
| SICHUAN ROAD & BRIDGE CO. LTD. | January 17, 2024 | Approve Credit Line and Provision of Guarantee | Capital Structure | Board | AGAINST | 2 | |
| SICHUAN SWELLFUN CO. LTD. | February 27, 2024 | Elect Mark Crennan as Supervisor | Compensation | Board | AGAINST | 2 | |
| SIEMENS HEALTHINEERS AG | April 18, 2024 | Elect Dow Wilson to the Supervisory Board | Director Elections | Board | AGAINST | 2 | |
| SIEMENS HEALTHINEERS AG | April 18, 2024 | Elect Nathalie von Siemens to the Supervisory Board | Director Elections | Board | AGAINST | 2 | |
| SIEMENS HEALTHINEERS AG | April 18, 2024 | Elect Peer Schatz to the Supervisory Board | Director Elections | Board | AGAINST | 2 | |
| SIEMENS HEALTHINEERS AG | April 18, 2024 | Elect Sarena Lin to the Supervisory Board | Director Elections | Board | AGAINST | 2 | |
| SIG GROUP AG | April 23, 2024 | Appoint Werner Bauer as Member of the Compensation Committee | Director Elections | Board | AGAINST | 2 | |
| SIG GROUP AG | April 23, 2024 | Reappoint Wah-Hui Chu as Member of the Compensation Committee | Director Elections | Board | AGAINST | 2 | |
| SIG GROUP AG | April 23, 2024 | Reelect Mariel Hoch as Director | Director Elections | Board | AGAINST | 2 | |
| SIG GROUP AG | April 23, 2024 | Reelect Martine Snels as Director | Director Elections | Board | AGAINST | 2 | |
| SIG GROUP AG | April 23, 2024 | Reelect Wah-Hui Chu as Director | Director Elections | Board | AGAINST | 2 | |
| SIG GROUP AG | April 23, 2024 | Reelect Werner Bauer as Director | Director Elections | Board | AGAINST | 2 | |
| SIKA AG | March 26, 2024 | Appoint Paul Schuler as Member of the Nomination and Compensation Committee | Director Elections | Board | AGAINST | 2 | |
| SIKA AG | March 26, 2024 | Reelect Paul Schuler as Director | Director Elections | Board | AGAINST | 2 | |
| SIMULATIONS PLUS INC. | February 8, 2024 | Approval of an amendment to the Company's 2021 Equity Incentive Plan, as amended, to increase the number of shares authorized for issuance thereunder from 1,550,000 shares to 2,500,000 shares of common stock of the Company. | Compensation | Board | AGAINST | 2 | |
| SINO BIOPHARMACEUTICAL LTD. | June 5, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 2 | |
| SINO BIOPHARMACEUTICAL LTD. | June 5, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 2 | |
| SINO BIOPHARMACEUTICAL LTD. | June 5, 2024 | Elect Tse Ping as Director | Director Elections | Board | AGAINST | 2 |
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Built November 8, 2026 from SEC Form N-PX filings.