Home › Asset managers › Principal Exchange-Traded Funds › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Principal Exchange-Traded Funds voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
805 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Principal Exchange-Traded Funds voted | Funds |
|---|---|---|---|---|---|---|---|
| STAAR SURGICAL CO. | 2024-06-20 | Non-binding advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| STOKE THERAPEUTICS INC. | 2023-10-24 | To approve the one-time approximately value neutral exchange of certain outstanding stock options issued pursuant to our 2014 Equity Incentive Plan or our 2019 Equity Incentive Plan that are held by our eligible employees into restricted stock units. | Compensation | Board | AGAINST | 1 | |
| STOKE THERAPEUTICS INC. | 2024-06-05 | Election of Class II Directors to serve until the 2027 annual meeting of shareholders or until their successor has been duly elected and qualified: Jennifer C. Burstein | Director Elections | Board | WITHHOLD | 1 | |
| STONECO LTD. | 2023-08-29 | APPROVAL OF THE ELECTION OF SILVIO JOSE MORAIS AS A DIRECTOR | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2023-08-29 | APPROVAL OF THE ELECTION OF THIAGO DOS SANTOS PIAU AS A DIRECTOR | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2023-08-29 | APPROVAL OF THE REELECTION OF ANDRE STREET DE AGUIAR AS A DIRECTOR | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2024-04-23 | Elect Director Diego Fresco Gutierrez | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2024-04-23 | Elect Director Luciana Ibiapina Lira Aguiar | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2024-04-23 | Elect Director Mauricio Luis Luchetti | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2024-04-23 | Elect Director Silvio Jose Morais | Director Elections | Board | AGAINST | 1 | |
| STONECO LTD. | 2024-04-23 | Elect Director Thiago dos Santos Piau | Director Elections | Board | AGAINST | 1 | |
| STRYKER CORP. | 2024-05-09 | Shareholder Proposal on Transparency in Political Spending. | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| SUMMIT THERAPEUTICS INC. | 2024-06-14 | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| SUPER MICRO COMPUTER INC. | 2024-01-22 | To approve the further amendment and restatement of the Super Micro Computer, Inc. 2020 Equity and Incentive Compensation Plan. | Compensation | Board | AGAINST | 1 | |
| SUTRO BIOPHARMA INC. | 2024-06-06 | Election of Class III Directors: Daniel H. Petree | Director Elections | Board | WITHHOLD | 1 | |
| SYNCHRONY FINANCIAL | 2024-06-11 | Advisory Vote to Approve Named Executive Officer Compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| SYNDAX PHARMACEUTICALS INC. | 2024-05-15 | Election of Directors: Jennifer Jarrett | Director Elections | Board | WITHHOLD | 1 | |
| SYSCO CORP. | 2023-11-17 | To consider a stockholder proposal related to re-establishing a policy for eliminating or reducing gestation crates in the Company's pork supply chain. | Other Social Issues | Shareholder | Against | FOR | 1 |
| TANGO THERAPEUTICS INC. | 2024-06-05 | Election of Class III Directors: Alexis Borisy | Director Elections | Board | WITHHOLD | 1 | |
| TANGO THERAPEUTICS INC. | 2024-06-05 | Election of Class III Directors: Barbara Weber, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| TARSUS PHARMACEUTICALS INC. | 2024-06-13 | To re-elect the following two nominees as Class I directors, to serve until the 2027 annual meeting of stockholders or until their respective successor have been elected or appointed: Bhaskar Chaudhuri | Director Elections | Board | WITHHOLD | 1 | |
| TECHTARGET INC. | 2024-06-04 | To approve an advisory (non-binding) resolution to approve the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| TEEKAY CORP. | 2024-06-03 | Elect Director Kenneth Hvid | Director Elections | Board | WITHHOLD | 1 | |
| TEEKAY TANKERS LTD. | 2024-06-03 | Elect Director Kenneth Hvid | Director Elections | Board | WITHHOLD | 1 | |
| TEEKAY TANKERS LTD. | 2024-06-03 | Elect Director Peter Antturi | Director Elections | Board | WITHHOLD | 1 | |
| TEEKAY TANKERS LTD. | 2024-06-03 | Elect Director Richard T. du Moulin | Director Elections | Board | WITHHOLD | 1 | |
| TELSTRA GROUP LTD. | 2023-10-17 | Elect Maxine Brenner as Director | Director Elections | Board | AGAINST | 1 | |
| TERNS PHARMACEUTICALS INC. | 2024-06-10 | Election of Class III Directors for a three-year term: Jeffrey Kindler | Director Elections | Board | WITHHOLD | 1 | |
| TESLA INC. | 2024-06-13 | A Tesla proposal to approve executive compensation on a non-binding advisory basis. | Say-on-Pay | Board | AGAINST | 1 | |
| TESLA INC. | 2024-06-13 | A Tesla proposal to ratify the 100% performance-based stock option award to Elon Musk that was proposed to and approved by our stockholders in 2018. | Compensation | Board | AGAINST | 1 | |
| TESLA INC. | 2024-06-13 | A stockholder proposal regarding adoption of a freedom of association and collective bargaining policy, if properly presented. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| TESLA INC. | 2024-06-13 | A stockholder proposal regarding annual reporting on anti-harassment and discrimination efforts, if properly presented. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| TG THERAPEUTICS INC. | 2024-06-14 | An advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Daniel Hume | Director Elections | Board | WITHHOLD | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Kenneth Hoberman | Director Elections | Board | WITHHOLD | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Laurence Charney | Director Elections | Board | WITHHOLD | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Michael S. Weiss | Director Elections | Board | WITHHOLD | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Sagar Lonial, MD | Director Elections | Board | WITHHOLD | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Yann Echelard | Director Elections | Board | WITHHOLD | 1 | |
| TG THERAPEUTICS INC. | 2024-06-14 | To approve an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock from 175,000,000 to 190,000,000. | Capital Structure | Board | AGAINST | 1 | |
| THIRD HARMONIC BIO INC. | 2024-06-06 | Election of Class II Directors: H. Martin Seidel, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| THIRD HARMONIC BIO INC. | 2024-06-06 | Election of Class II Directors: Michael Gladstone | Director Elections | Board | WITHHOLD | 1 | |
| TRAVELERS COMPANIES INC. | 2024-05-15 | Non-binding vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| TRAVERE THERAPEUTICS INC. | 2024-05-08 | To approve the Company's 2018 Equity Incentive Plan, as amended, to increase the number of shares of common stock authorized for issuance thereunder by 2,700,000 shares. | Compensation | Board | AGAINST | 1 | |
| TREACE MEDICAL CONCEPTS INC. | 2024-05-21 | Election of Directors: John K. Bakewell | Director Elections | Board | WITHHOLD | 1 | |
| TRIUMPH GROUP INC. | 2023-07-20 | Election of Directors: Barbara W. Humpton | Director Elections | Board | AGAINST | 1 | |
| TRIUMPH GROUP INC. | 2023-07-20 | Election of Directors: Cynthia M. Egnotovich | Director Elections | Board | AGAINST | 1 | |
| TRIUMPH GROUP INC. | 2023-07-20 | Election of Directors: Neal J. Keating | Director Elections | Board | AGAINST | 1 | |
| TRIUMPH GROUP INC. | 2023-07-20 | Election of Directors: Paul Bourgon | Director Elections | Board | AGAINST | 1 | |
| TRUIST FINANCIAL CORP. | 2024-04-23 | Shareholder proposal regarding an annual report on lobbying activities, if properly presented at the Annual Meeting. | Other Social Issues | Shareholder | Against | FOR | 1 |
| TURNING POINT BRANDS INC. | 2024-05-01 | Election of Directors: Ashley D. Frushone | Director Elections | Board | WITHHOLD | 1 | |
| TURNING POINT BRANDS INC. | 2024-05-01 | Election of Directors: Gregory H. A. Baxter | Director Elections | Board | WITHHOLD | 1 | |
| TURNING POINT BRANDS INC. | 2024-05-01 | Election of Directors: H.C. Charles Diao | Director Elections | Board | WITHHOLD | 1 | |
| TWIST BIOSCIENCE CORP. | 2024-02-06 | Election of Class III Directors: Emily M. Leproust, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| TWIST BIOSCIENCE CORP. | 2024-02-06 | Election of Class III Directors: Robert Chess | Director Elections | Board | WITHHOLD | 1 | |
| UDR INC. | 2024-05-23 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| ULTRAGENYX PHARMACEUTICAL INC. | 2024-06-18 | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| ULTRAGENYX PHARMACEUTICAL INC. | 2024-06-18 | Approval of the Amended and Restated 2023 Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| UNITED PARCEL SERVICE INC. | 2024-05-02 | To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Not determined | FOR | 1 |
| UNITED STATES LIME & MINERALS INC. | 2024-05-02 | To elect Directors - Nominees: A. M. Doumet | Director Elections | Board | WITHHOLD | 1 | |
| UNITEDHEALTH GROUP INC. | 2024-06-03 | If properly presented at the 2024 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Other Social Issues | Shareholder | Against | FOR | 1 |
| URSTADT BIDDLE PROPERTIES INC. | 2023-08-16 | Compensation Proposal: To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Urstadt Biddle's named executive officers that is based on or otherwise relates to the mergers. | Say-on-Pay | Board | AGAINST | 1 | |
| VICTORY CAPITAL HOLDINGS INC. | 2024-05-08 | Election of Class III Directors: Richard M. DeMartini | Director Elections | Board | AGAINST | 1 | |
| VIMEO INC. | 2024-05-21 | Election of Directors: Alesia J. Haas | Director Elections | Board | WITHHOLD | 1 | |
| VIMEO INC. | 2024-05-21 | Election of Directors: Mo Koyfman | Director Elections | Board | WITHHOLD | 1 | |
| VIR BIOTECHNOLOGY INC. | 2024-05-29 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| VIRIDIAN THERAPEUTICS INC. | 2024-06-17 | To approve a further amendment and restatement of the Company's Amended and Restated 2016 Equity Incentive Plan, including to increase the number of shares available for issuance thereunder. | Compensation | Board | AGAINST | 1 | |
| VIRIDIAN THERAPEUTICS INC. | 2024-06-17 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| VISHAY INTERTECHNOLOGY INC. | 2024-05-21 | Election of Directors: Nominees for 3-year terms: Marc Zandman | Director Elections | Board | WITHHOLD | 1 | |
| VISHAY INTERTECHNOLOGY INC. | 2024-05-21 | Election of Directors: Nominees for 3-year terms: Ruta Zandman | Director Elections | Board | WITHHOLD | 1 | |
| VISHAY INTERTECHNOLOGY INC. | 2024-05-21 | Election of Directors: Nominees for 3-year terms: Ziv Shoshani | Director Elections | Board | WITHHOLD | 1 | |
| VITA COCO COMPANY INC. | 2024-06-04 | Election of Class III Directors: Jane C. Morreau | Director Elections | Board | WITHHOLD | 1 | |
| VITESSE ENERGY INC. | 2024-05-02 | Election of Directors: Daniel J. O'Leary | Director Elections | Board | AGAINST | 1 | |
| WALMART INC. | 2024-06-05 | Human Rights Impact Assessment | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| WALMART INC. | 2024-06-05 | Publication of Targets for Transitioning from Gestation Crates in Pork Supply Chain | Other Social Issues | Shareholder | Against | FOR | 1 |
| WALMART INC. | 2024-06-05 | Racial Equity Audit | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| WALMART INC. | 2024-06-05 | Workplace Safety & Violence Review | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| WALT DISNEY CO. | 2024-04-03 | Election of Directors for terms ending in 2025. Opposed Company Nominees: Maria Elena Lagomasino | Director Elections | Board | WITHHOLD | 1 | |
| WALT DISNEY CO. | 2024-04-03 | Shareholder Proposal, if properly presented, requesting a political expenditures report | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| WARRIOR MET COAL INC. | 2024-04-25 | STOCKHOLDER PROPOSAL: To adopt a resolution urging the Board of Directors to commission and oversee an assessment of the Company's respect for the internationally recognized human rights of freedom of association and collective bargaining. | Human Rights or Human Capital/workforce | Shareholder | Not determined | FOR | 1 |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: David A. Dunbar | Director Elections | Board | WITHHOLD | 1 | |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Joseph W. Reitmeier | Director Elections | Board | WITHHOLD | 1 | |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Louise K. Goeser | Director Elections | Board | WITHHOLD | 1 | |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Merilee Raines | Director Elections | Board | WITHHOLD | 1 | |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Michael J. Dubose | Director Elections | Board | WITHHOLD | 1 | |
| WEAVE COMMUNICATIONS INC. | 2024-05-22 | Election of Directors: Stuart C. Harvey, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Annual Climate Lobbying Congruency Report. | Environment or Climate | Shareholder | Against | FOR | 1 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Annual Report on Congruency of Political Spending and Corporate Values. | Other Social Issues | Shareholder | Against | FOR | 1 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Report on Respecting Indigenous Peoples' Rights. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Third-Party Assessment of Respect for Freedom of Association and Collective Bargaining. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| WELLS FARGO & CO. | 2024-04-30 | Shareholder Proposal - Transparency in Lobbying Annual Report. | Other Social Issues | Shareholder | Against | FOR | 1 |
| WIX.COM LTD. | 2023-11-06 | Approve Compensation of CEO | Compensation | Board | AGAINST | 1 | |
| X4 PHARMACEUTICALS INC. | 2024-06-10 | To elect three (3) nominees, David McGirr, Paula Ragan, Ph.D. and Michael Wyzga to the Board of Directors to hold office until the 2027 Annual Meeting of Stockholders and until their successors are duty elected and qualified: David McGirr | Director Elections | Board | WITHHOLD | 1 | |
| XP INC. | 2023-10-06 | APPROVAL AND RATIFICATION OF THE REAPPOINTMENT OF EACH OF GUILHERME DIAS FERNANDES BENCHIMOL, BRUNO CONSTANTINO ALEXANDRE DOS SANTOS, BERNARDO AMARAL BOTELHO, FABRICIO CUNHA DE ALMEIDA, MARTIN EMILIANO ESCOBARI LIFCHITZ, GABRIEL KLAS DA ROCHA LEAL, LUIZ FELIPE AMARAL CALABRO AND CRISTIANA PEREIRA AS DIRECTORS. | Director Elections | Board | AGAINST | 1 | |
| XPEL INC. | 2024-06-05 | To elect as directors to the XPEL Board of Directors the five nominees named below for a term of one year: Ryan L. Pape | Director Elections | Board | WITHHOLD | 1 | |
| XPONENTIAL FITNESS INC. | 2024-05-30 | To elect two Class III Directors to serve until the 2027 Annual Meeting of Stockholders, or until their successors have been duly elected and qualified: Mark Grabowski | Director Elections | Board | WITHHOLD | 1 | |
| Y-MABS THERAPEUTICS INC. | 2024-06-11 | Election of Directors: Johan Wedell-Wedellsborg | Director Elections | Board | WITHHOLD | 1 | |
| Y-MABS THERAPEUTICS INC. | 2024-06-11 | Election of Directors: Thomas Gad | Director Elections | Board | WITHHOLD | 1 | |
| YEXT INC. | 2024-06-12 | Election of Class I Directors: Julie Richardson | Director Elections | Board | WITHHOLD | 1 |
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Built 2026-10-12 from SEC Form N-PX filings.