Home › Asset managers › Principal › 2023-2024 › Against the board
4,961 proposals in the 2023-2024 proxy season: Principal voted against, or withheld its votes from, 4,762 proposals put forward by company boards, and voted for 199 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Principal voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
4,961 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Principal voted | Funds |
|---|---|---|---|---|---|---|---|
| ARCHER AVIATION INC. | June 21, 2024 | Election of Class III Directors: Adam Goldstein | Director Elections | Board | WITHHOLD | 1 | |
| ARCHER AVIATION INC. | June 21, 2024 | Election of Class III Directors: Oscar Munoz | Director Elections | Board | WITHHOLD | 1 | |
| ARCUTIS BIOTHERAPEUTICS INC. | June 14, 2024 | To approve, on a non-binding advisory basis, the compensation of the Company s named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| ARCUTIS BIOTHERAPEUTICS INC. | June 14, 2024 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| ARES COMMERCIAL REAL ESTATE CORP. | May 22, 2024 | Election of Directors: Rand S. April | Director Elections | Board | WITHHOLD | 1 | |
| AREZZO INDUSTRIA E COMERCIO SA | September 15, 2023 | Elect Tufi Duek as Director | Director Elections | Board | AGAINST | 1 | |
| ARGENX SE | May 7, 2024 | Remuneration Policy | Compensation | Board | AGAINST | 1 | |
| ARGENX SE | May 7, 2024 | Remuneration Report | Compensation | Board | AGAINST | 1 | |
| ARHAUS INC. | May 16, 2024 | To elect three Directors, each to serve a three-year term: Bill Beargie | Director Elections | Board | WITHHOLD | 1 | |
| ARHAUS INC. | May 16, 2024 | To elect three Directors, each to serve a three-year term: Gary Lewis | Director Elections | Board | WITHHOLD | 1 | |
| ARHAUS INC. | May 16, 2024 | To elect three Directors, each to serve a three-year term: John Reed | Director Elections | Board | WITHHOLD | 1 | |
| ARISTOCRAT LEISURE LTD. | February 22, 2024 | Approve Grant of Performance Share Rights to Trevor Croker under the Long-Term Incentive Program | Compensation | Board | AGAINST | 1 | |
| ARKEMA | May 15, 2024 | Appointment of Auditor (Ernst & Young) | Audit-related | Board | AGAINST | 1 | |
| ARKEMA | May 15, 2024 | Elect Thierry Le Henaff | Director Elections | Board | AGAINST | 1 | |
| ARKO CORP. | June 6, 2024 | Amend the ARKO Corp. 2020 Incentive Compensation Plan to increase the number of shares of the Company's common stock, par value $0.0001 per share, available for awards thereunder. | Compensation | Board | AGAINST | 1 | |
| ARMSTRONG WORLD INDUSTRIES INC. | June 13, 2024 | Elect Richard D. Holder | Director Elections | Board | WITHHOLD | 1 | |
| ARRAY TECHNOLOGIES INC. | May 21, 2024 | ELECTION OF CLASS I DIRECTORS: Orlando D. Ashford | Director Elections | Board | WITHHOLD | 1 | |
| ARRAY TECHNOLOGIES INC. | May 21, 2024 | ELECTION OF CLASS I DIRECTORS: Troy Alstead | Director Elections | Board | WITHHOLD | 1 | |
| ARVINAS INC. | May 29, 2024 | Elect Briggs Morrison | Director Elections | Board | WITHHOLD | 1 | |
| ASAHI INTECC CO. LTD. | September 28, 2023 | Elect Director Miyata, Masahiko | Director Elections | Board | AGAINST | 1 | |
| ASANA INC. | June 17, 2024 | Election of two Class I directors to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Matthew Cohler | Director Elections | Board | WITHHOLD | 1 | |
| ASCENDIS PHARMA A/S | May 30, 2024 | Approve Warrant Plan for Key Employees | Compensation | Board | AGAINST | 1 | |
| ASPEN AEROGELS INC. | May 30, 2024 | Approval of the compensation of Aspen Aerogel, Inc 's named executive officers, as disclosed in its Proxy Statement for the 2024 Annual Meeting. | Say-on-Pay | Board | AGAINST | 1 | |
| ASPEN AEROGELS INC. | May 30, 2024 | Election of Directors: Rebecca B. Blalock | Director Elections | Board | WITHHOLD | 1 | |
| ASSETMARK FINANCIAL HOLDINGS INC. | May 20, 2024 | Company Proposal - Election of Class II Directors: Ying Sun | Director Elections | Board | WITHHOLD | 1 | |
| ASSOCIATED BRITISH FOODS PLC | December 8, 2023 | Elect Emma Adamo | Director Elections | Board | AGAINST | 1 | |
| ASSOCIATED BRITISH FOODS PLC | December 8, 2023 | Elect Eoin Tonge | Director Elections | Board | AGAINST | 1 | |
| ASSOCIATED BRITISH FOODS PLC | December 8, 2023 | Elect George G. Weston | Director Elections | Board | AGAINST | 1 | |
| ASSOCIATED BRITISH FOODS PLC | December 8, 2023 | Elect Graham Allan | Director Elections | Board | AGAINST | 1 | |
| ASSOCIATED BRITISH FOODS PLC | December 8, 2023 | Elect Michael G. A. McLintock | Director Elections | Board | AGAINST | 1 | |
| ASTRAZENECA PLC | April 11, 2024 | Elect Marcus Wallenberg | Director Elections | Board | AGAINST | 1 | |
| ATEA PHARMACEUTICALS INC. | June 21, 2024 | Election of Class I Directors: Franklin Berger | Director Elections | Board | WITHHOLD | 1 | |
| ATEA PHARMACEUTICALS INC. | June 21, 2024 | Election of Class I Directors: Jean-Pierre Sommadossi, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| ATHENS INTERNATIONAL AIRPORT SA | April 25, 2024 | Approve Auditors and Fix Their Remuneration | Audit-related | Board | AGAINST | 1 | |
| ATHENS INTERNATIONAL AIRPORT SA | April 25, 2024 | Approve Profit Sharing Plan | Compensation | Board | AGAINST | 1 | |
| ATLAS ARTERIA | May 16, 2024 | Approve the Spill Resolution | Compensation | Board | AGAINST | 1 | |
| ATLASSIAN CORP. | December 6, 2023 | An advisory vote to approve the fiscal year 2023 compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| ATLASSIAN CORP. | December 6, 2023 | Election of Directors: Richard P. Wong | Director Elections | Board | AGAINST | 1 | |
| AUB GROUP LTD. | November 2, 2023 | Approve Issuance of Performance Share Rights to Michael Emmett | Compensation | Board | AGAINST | 1 | |
| AURINIA PHARMACEUTICALS INC. | June 14, 2024 | Advisory Resolution on Executive Compensation To approve, on a non-binding advisory basis, a "say on pay" resolution regarding the Company's executive compensation set forth in the Company's Proxy Statement/Circular. | Say-on-Pay | Board | AGAINST | 1 | |
| AURINIA PHARMACEUTICALS INC. | June 14, 2024 | Election of Directors: Dr. Brinda Balakrishnan | Director Elections | Board | WITHHOLD | 1 | |
| AURINIA PHARMACEUTICALS INC. | June 14, 2024 | Election of Directors: Dr. Daniel G. Billen | Director Elections | Board | WITHHOLD | 1 | |
| AURINIA PHARMACEUTICALS INC. | June 14, 2024 | Election of Directors: R. Hector MacKay-Dunn | Director Elections | Board | WITHHOLD | 1 | |
| AURORA INNOVATION INC. | May 23, 2024 | Election of Directors: Reid Hoffman | Director Elections | Board | WITHHOLD | 1 | |
| AVALON TECHNOLOGIES LTD. | September 25, 2023 | Approve Avalon - Employee Stock Option Plan 2022 | Compensation | Board | AGAINST | 1 | |
| AVALON TECHNOLOGIES LTD. | September 25, 2023 | Reelect Bhaskar Srinivasan as Director | Director Elections | Board | AGAINST | 1 | |
| AVANGRID INC. | July 18, 2023 | Elect John L. Lahey | Director Elections | Board | WITHHOLD | 1 | |
| AVEPOINT INC. | May 7, 2024 | Election of Directors: Jeff Teper | Director Elections | Board | WITHHOLD | 1 | |
| AVIDITY BIOSCIENCES INC. | June 13, 2024 | To elect three directors to serve as Class I directors for a three-year term expiring at the 2027 Annual Meeting of Stockholders and until their respective successors shall have been duly elected and qualified: Carsten Boess | Director Elections | Board | WITHHOLD | 1 | |
| AXOGEN INC. | August 15, 2023 | To approve the Axogen, Inc. Third Amended and Restated 2019 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| AXOGEN INC. | June 5, 2024 | To approve the Axogen, Inc. Third Amended and Restated 2019 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| AXSOME THERAPEUTICS INC. | June 7, 2024 | Election of Directors: Mark Coleman, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| AZBIL CORP. | June 25, 2024 | Elect Hisaya Katsuta | Director Elections | Board | AGAINST | 1 | |
| AZBIL CORP. | June 25, 2024 | Elect Kiyohiro Yamamoto | Director Elections | Board | AGAINST | 1 | |
| AZBIL CORP. | June 25, 2024 | Elect Takayuki Yokota | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Approve Remuneration Report | Compensation | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reappoint Alex Faessler as Member of the Compensation Committee | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reappoint Kuno Sommer as Member of the Compensation Committee | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reappoint Nicole Hoetzer as Member of the Compensation Committee | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reelect Alex Faessler as Director | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reelect Helma Wennemers as Director | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reelect Kuno Sommer as Director and Board Chair | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reelect Nicole Hoetzer as Director | Director Elections | Board | AGAINST | 1 | |
| BACHEM HOLDING AG | April 24, 2024 | Reelect Steffen Lang as Director | Director Elections | Board | AGAINST | 1 | |
| BAJAJ AUTO LTD. | July 25, 2023 | Approve Reappointment and Remuneration of Rakesh Sharma as Whole-Time Director | Compensation | Board | AGAINST | 1 | |
| BAJAJ AUTO LTD. | July 25, 2023 | Reelect Madhur Baja as Director | Director Elections | Board | AGAINST | 1 | |
| BAJAJ AUTO LTD. | July 25, 2023 | Reelect Niraj Baja as Director | Director Elections | Board | AGAINST | 1 | |
| BAJAJ AUTO LTD. | July 25, 2023 | Reelect Sanjiv Bajaj as Director | Director Elections | Board | AGAINST | 1 | |
| BAJAJ AUTO LTD. | March 5, 2024 | Reelect Pradip Panalal Shah as Director | Director Elections | Board | AGAINST | 1 | |
| BAJAJ FINANCE LTD. | March 19, 2024 | Approve Extension of Benefits and Grant of Options Under the Employee Stock Option Scheme, 2009 to the Employees of Holding / Subsidiary Companies of the Company | Compensation | Board | AGAINST | 1 | |
| BAJAJ FINANCE LTD. | March 19, 2024 | Reelect Anami N Roy as Director | Director Elections | Board | AGAINST | 1 | |
| BAKKT HOLDINGS INC. | May 31, 2024 | Election of Class III Directors: Sean Collins | Director Elections | Board | WITHHOLD | 1 | |
| BANCA MEDIOLANUM SPA | April 18, 2024 | Approve Severance Payments Policy | Compensation | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Approve Remuneration of Company's Management | Compensation | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Elect Andre Santos Esteves as Director | Director Elections | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Elect Joao Marcello Dantas Leite as Director | Director Elections | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Elect John Huw Gwili Jenkins as Director | Director Elections | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Elect Nelson Azevedo Jobim as Director | Director Elections | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Elect Roberto Balls Sallouti as Director | Director Elections | Board | AGAINST | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Andre Santos Esteves as Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Eduardo Henrique de Mello Motta Loyo as Independent Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Guillermo Ortiz Martinez as Independent Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Joao Marcello Dantas Leite as Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect John Huw Gwili Jenkins as Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Mark Clifford Maletz as Independent Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Nelson Azevedo Jobim as Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Roberto Balls Sallouti as Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO BTG PACTUAL SA | April 30, 2024 | Percentage of Votes to Be Assigned - Elect Sofia de Fatima Esteves as Independent Director | Director Elections | Board | ABSTAIN | 1 | |
| BANCO DO BRASIL SA | August 4, 2023 | Elect Dario Carnevalli Durigan as Director (Appointed by Uniao) | Director Elections | Board | AGAINST | 1 | |
| BANCO DO BRASIL SA | August 4, 2023 | Elect Paulo Roberto Simao Bijos as Director (Appointed by Uniao) | Director Elections | Board | AGAINST | 1 | |
| BANDAI NAMCO HOLDINGS INC. | June 24, 2024 | Elect Director Kawaguchi, Masaru | Director Elections | Board | AGAINST | 1 | |
| BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD. | April 5, 2024 | Elect Chavalit Sethameteekul as Director | Director Elections | Board | AGAINST | 1 | |
| BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD. | April 5, 2024 | Elect Predee Daochai as Director | Director Elections | Board | AGAINST | 1 | |
| BANNER CORP. | May 22, 2024 | Election Of Director: Roberto R. Herencia | Director Elections | Board | AGAINST | 1 | |
| BARRY CALLEBAUT AG | December 6, 2023 | Approve Remuneration Report | Compensation | Board | AGAINST | 1 | |
| BARRY CALLEBAUT AG | December 6, 2023 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 17.4 Million | Compensation | Board | AGAINST | 1 | |
| BARRY CALLEBAUT AG | December 6, 2023 | Reelect Markus Neuhaus as Director | Director Elections | Board | AGAINST | 1 | |
| BARRY CALLEBAUT AG | December 6, 2023 | Reelect Tim Minges as Director | Director Elections | Board | AGAINST | 1 | |
| BASF SE | April 25, 2024 | Appointment of Auditor | Audit-related | Board | AGAINST | 1 |
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Built November 7, 2026 from SEC Form N-PX filings.