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Compiled from SEC Form N-PX filings and 4D Molecular Therapeutics, Inc.’s Form 8-K, filed 2025-06-20 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2024-2025 2025-2026
Explore 4D Molecular Therapeutics, Inc. in the interactive database Compare manager voting policies
These tallies are 4D Molecular Therapeutics, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-20 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Jacob Chacko, M.D., MBA | 28,579,453 | -- | -- | 3,691,962 | 6,199,121 | Majority: yes |
| Elect Director: Susannah Gray, MBA | 31,923,027 | -- | -- | 348,388 | 6,199,121 | Majority: yes |
| Elect Director: Charles P. Theuer, M.D., Ph.D. | 27,285,806 | -- | -- | 4,985,609 | 6,199,121 | Majority: yes |
| Proposal 3. The Company's stockholders approved, on an advisory, non-binding basis, the named executive officers' compensation as disclosed in the Proxy Statement. | 31,841,967 | 394,002 | 35,446 | -- | 6,199,121 | Majority: yes |
Source: 4D Molecular Therapeutics, Inc., Form 8-K, filed with the SEC on 2025-06-20 — read the filing on EDGAR.
Each item below shows how the 145 asset managers that disclosed a 4D Molecular Therapeutics, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of 4D Molecular Therapeutics, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 10 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Proposal 3. The Company's stockholders approved, on an advisory, non-binding basis, the named executive officers' compensation as disclosed in the Proxy Statement.”): 31,841,967 for, 394,002 against, per its Form 8-K filed 2025-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 49,778,127 outstanding shares: 64% for, 0.8% against (65% of the company cast a for/against vote).
The 144 asset managers below cast 99.6% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BVF INC/IL | 4,585,983 | 0 | 0 | 0 | For |
| RA CAPITAL MANAGEMENT, L.P. | 4,399,945 | 0 | 0 | 0 | For |
| BlackRock | 3,977,871 | 0 | 0 | 0 | For |
| Federated Hermes | 3,140,290 | 0 | 0 | 0 | For |
| Vanguard | 2,769,365 | 0 | 0 | 0 | For |
| Goldman Sachs | 2,149,697 | 0 | 0 | 0 | For |
| Novo Holdings A/S | 2,000,000 | 0 | 0 | 0 | For |
| Janus Henderson | 1,624,391 | 0 | 0 | 0 | For |
| Two Sigma | 881,831 | 0 | 0 | 0 | For |
| State Street | 845,311 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 844,378 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 605,342 | 0 | 0 | 0 | For |
| Charles Schwab | 569,720 | 0 | 0 | 0 | For |
| ArrowMark Colorado Holdings LLC | 442,072 | 0 | 0 | 0 | For |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 412,000 | 0 | 0 | 0 | For |
| Northern Trust | 342,788 | 0 | 0 | 0 | For |
| ARMISTICE CAPITAL, LLC | 300,000 | 0 | 0 | 0 | For |
| JPMorgan | 271,407 | 0 | 0 | 0 | For |
| Decheng Capital LLC | 0 | 0 | 0 | 0 | Unknown |
| Wellington | 180,078 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 175,561 | 0 | 0 | 0 | For |
| Invesco | 155,586 | 0 | 0 | 0 | For |
| Nuveen | 150,314 | 0 | 0 | 0 | For |
| Redmile Group, LLC | 141,178 | 0 | 0 | 0 | For |
| Equitable | 138,093 | 0 | 0 | 0 | For |
Showing the 25 largest of 144 asset managers. See all 144 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99% fund support · no official result
The 140 asset managers below cast 99% of the shares they voted on this item FOR (21,162 for, 303 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BVF INC/IL | 0 | 0 | 0 | 0 | 1-Yr |
| RA CAPITAL MANAGEMENT, L.P. | 0 | 0 | 0 | 0 | One Year |
| BlackRock | 0 | 0 | 0 | 0 | 1 Year |
| Federated Hermes | 0 | 0 | 0 | 0 | 1 Year |
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| Goldman Sachs | 0 | 0 | 0 | 0 | 1 Year |
| Novo Holdings A/S | 0 | 0 | 0 | 0 | 1 Year |
| Janus Henderson | 0 | 0 | 0 | 0 | One Year |
| Two Sigma | 0 | 0 | 0 | 0 | One Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| JANUS INVESTMENT FUND | 0 | 0 | 0 | 0 | One Year |
| MARSHALL WACE, LLP | 0 | 0 | 0 | 0 | 1 Year |
| Charles Schwab | 0 | 0 | 0 | 0 | 1 Year |
| ArrowMark Colorado Holdings LLC | 0 | 0 | 0 | 0 | 1 Year |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 0 | 0 | 0 | One Year |
| Northern Trust | 0 | 0 | 0 | 0 | 1 Year |
| ARMISTICE CAPITAL, LLC | 0 | 0 | 0 | 0 | 1 Year |
| Wellington | 0 | 0 | 0 | 0 | 1 Year |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | One Year |
| Invesco | 0 | 0 | 0 | 0 | One Year |
| Nuveen | 0 | 0 | 0 | 0 | One Year |
| Redmile Group, LLC | 0 | 0 | 0 | 0 | 1 Year |
| Equitable | 0 | 0 | 0 | 0 | One Year |
| Citadel | 0 | 0 | 0 | 0 | One Year |
| MERIDIAN FUND INC | 0 | 0 | 0 | 0 | 1 Year |
Showing the 25 largest of 140 asset managers. See all 140 in the interactive database.
Combines 2 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Elect Director: Charles P. Theuer, M.D., Ph.D.”): 27,285,806 for, 4,985,609 withheld, per its Form 8-K filed 2025-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 49,778,127 outstanding shares: 54.8% for, 10% withheld (65% of the company cast a for/withheld vote).
The 44 asset managers below cast 100% of the shares they voted on this item FOR (8,401,540 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,715,854 | 0 | 0 | 0 | For |
| BlackRock | 2,349,074 | 0 | 0 | 0 | For |
| Federated Hermes | 1,526,562 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 844,378 | 0 | 0 | 0 | For |
| Charles Schwab | 284,860 | 0 | 0 | 0 | For |
| Equitable | 82,223 | 0 | 55,870 | 0 | For |
| MERIDIAN FUND INC | 130,435 | 0 | 0 | 0 | For |
| TIAA | 122,085 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 86,536 | 0 | 0 | 0 | For |
| State Street | 67,402 | 0 | 13 | 0 | For |
| American Century | 0 | 0 | 44,910 | 0 | Abstain |
| Invesco | 0 | 0 | 38,706 | 0 | Abstain |
| Lincoln Financial | 31,700 | 0 | 4,816 | 0 | For |
| Harbor ETF Trust | 30,595 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 0 | 0 | 28,311 | 0 | Abstain |
| Global X | 26,680 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 0 | 26,096 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 23,001 | 0 | Abstain |
| Brighthouse | 0 | 0 | 22,699 | 0 | Abstain |
| MASTER INVESTMENT PORTFOLIO | 19,056 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 18,719 | 0 | Abstain |
| T. Rowe Price | 18,225 | 0 | 0 | 0 | For |
| Pacific Life | 17,285 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 0 | 16,350 | 0 | Abstain |
| Voya | 0 | 0 | 14,500 | 0 | Abstain |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Combines 2 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Elect Director: Jacob Chacko, M.D., MBA”): 28,579,453 for, 3,691,962 withheld, per its Form 8-K filed 2025-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 49,778,127 outstanding shares: 57% for, 7% withheld (65% of the company cast a for/withheld vote).
The 44 asset managers below cast 100% of the shares they voted on this item FOR (8,466,342 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,715,854 | 0 | 0 | 0 | For |
| BlackRock | 2,349,074 | 0 | 0 | 0 | For |
| Federated Hermes | 1,526,562 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 844,378 | 0 | 0 | 0 | For |
| Charles Schwab | 284,860 | 0 | 0 | 0 | For |
| Equitable | 82,223 | 0 | 55,870 | 0 | For |
| MERIDIAN FUND INC | 130,435 | 0 | 0 | 0 | For |
| TIAA | 122,085 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 86,536 | 0 | 0 | 0 | For |
| State Street | 67,402 | 0 | 13 | 0 | For |
| American Century | 0 | 0 | 44,910 | 0 | Abstain |
| Invesco | 38,706 | 0 | 0 | 0 | For |
| Lincoln Financial | 31,700 | 0 | 4,816 | 0 | For |
| Harbor ETF Trust | 30,595 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 0 | 0 | 28,311 | 0 | Abstain |
| Global X | 26,680 | 0 | 0 | 0 | For |
| Northern Trust | 26,096 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 23,001 | 0 | Abstain |
| Brighthouse | 0 | 0 | 22,699 | 0 | Abstain |
| MASTER INVESTMENT PORTFOLIO | 19,056 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 18,719 | 0 | Abstain |
| T. Rowe Price | 18,225 | 0 | 0 | 0 | For |
| Pacific Life | 17,285 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 0 | 16,350 | 0 | Abstain |
| Voya | 0 | 0 | 14,500 | 0 | Abstain |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Elect Director: Susannah Gray, MBA”): 31,923,027 for, 348,388 withheld, per its Form 8-K filed 2025-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 49,778,127 outstanding shares: 64% for, 0.7% withheld (65% of the company cast a for/withheld vote).
The 44 asset managers below cast 100% of the shares they voted on this item FOR (8,673,884 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,715,854 | 0 | 0 | 0 | For |
| BlackRock | 2,349,074 | 0 | 0 | 0 | For |
| Federated Hermes | 1,526,562 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 844,378 | 0 | 0 | 0 | For |
| Charles Schwab | 284,860 | 0 | 0 | 0 | For |
| Equitable | 82,223 | 0 | 55,870 | 0 | For |
| MERIDIAN FUND INC | 130,435 | 0 | 0 | 0 | For |
| TIAA | 122,085 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 86,536 | 0 | 0 | 0 | For |
| State Street | 67,415 | 0 | 0 | 0 | For |
| American Century | 44,910 | 0 | 0 | 0 | For |
| Invesco | 38,706 | 0 | 0 | 0 | For |
| Lincoln Financial | 31,700 | 0 | 4,816 | 0 | For |
| Harbor ETF Trust | 30,595 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 28,311 | 0 | 0 | 0 | For |
| Global X | 26,680 | 0 | 0 | 0 | For |
| Northern Trust | 26,096 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 23,001 | 0 | 0 | 0 | For |
| Brighthouse | 22,699 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 19,056 | 0 | 0 | 0 | For |
| John Hancock | 18,719 | 0 | 0 | 0 | For |
| T. Rowe Price | 18,225 | 0 | 0 | 0 | For |
| Pacific Life | 17,285 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 16,350 | 0 | 0 | 0 | For |
| Voya | 14,500 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
99.9% fund support · no official result
The 44 asset managers below cast 99.9% of the shares they voted on this item FOR (8,743,871 for, 1,252 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,715,854 | 0 | 0 | 0 | For |
| BlackRock | 2,349,074 | 0 | 0 | 0 | For |
| Federated Hermes | 1,526,562 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 844,378 | 0 | 0 | 0 | For |
| Charles Schwab | 284,860 | 0 | 0 | 0 | For |
| Equitable | 138,093 | 0 | 0 | 0 | For |
| MERIDIAN FUND INC | 130,435 | 0 | 0 | 0 | For |
| TIAA | 122,085 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 86,536 | 0 | 0 | 0 | For |
| State Street | 67,414 | 1 | 0 | 0 | For |
| American Century | 44,910 | 0 | 0 | 0 | For |
| Invesco | 38,706 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,516 | 0 | 0 | 0 | For |
| Harbor ETF Trust | 30,595 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 28,311 | 0 | 0 | 0 | For |
| Global X | 26,680 | 0 | 0 | 0 | For |
| Northern Trust | 26,096 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 23,001 | 0 | 0 | 0 | For |
| Brighthouse | 22,699 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 19,056 | 0 | 0 | 0 | For |
| John Hancock | 18,719 | 0 | 0 | 0 | For |
| T. Rowe Price | 18,225 | 0 | 0 | 0 | For |
| Pacific Life | 17,285 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 16,350 | 0 | 0 | 0 | For |
| Voya | 14,500 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Ranked by the number of 4D Molecular Therapeutics, Inc. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 49,778,127 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BVF INC/IL | 9.21% |
| 2 | RA CAPITAL MANAGEMENT, L.P. | 8.84% |
| 3 | BlackRock | 7.99% |
| 4 | Federated Hermes | 6.31% |
| 5 | Vanguard | 5.56% |
| 6 | Goldman Sachs | 4.32% |
| 7 | Novo Holdings A/S | 4.02% |
| 8 | Janus Henderson | 3.26% |
| 9 | Two Sigma | 1.77% |
| 10 | State Street | 1.70% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BVF PARTNERS L P/IL | 10.74% | 13G |
| JANUS HENDERSON GROUP PLC | 10.54% | 13G |
| RA Capital Management, L.P. | 9.17% | DEF14A |
| BlackRock | 9.13% | 13F |
| Goldman Sachs | 8.37% | 13F |
| Novo Holdings A/S | 7.33% | 13G |
| Vanguard Group | 5.54% | 13F |
| Biotechnology Value Fund, L.P. | 5.37% | DEF14A |
| Morgan Stanley | 3.57% | 13F |
| David Kirn, M.D. | 3.33% | DEF14A |
Percentages above are of 49,778,127 shares outstanding, as reported by 4D Molecular Therapeutics, Inc. on its Form 10-K dated 2024-02-23 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from 4D Molecular Therapeutics, Inc.’s 10-K dated 2024-02-23. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At 4D Molecular Therapeutics, Inc.'s shareholder meeting held 2025-06-17, in the 2024-2025 proxy season, 145 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,006 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval, on an advisory, non-binding basis, of the compensation of the Company's named… — FOR was 99% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: 4D Molecular Therapeutics, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-06-20.
4D Molecular Therapeutics, Inc. proxy season coverage: 2024-2025 (this page) · 2025-2026.