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Compiled from SEC Form N-PX filings and 4D Molecular Therapeutics, Inc.’s Form 8-K, filed 2026-06-22 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2024-2025 2025-2026
Explore 4D Molecular Therapeutics, Inc. in the interactive database Compare manager voting policies
These tallies are 4D Molecular Therapeutics, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Nancy Miller-Rich | 35,880,028 | -- | -- | 1,193,202 | 6,964,792 | Majority: yes |
| Elect Director: John F. Milligan, Ph.D. | 35,778,121 | -- | -- | 1,295,109 | 6,964,792 | Majority: yes |
| Elect Director: Shawn Cline Tomasello, MBA | 30,508,706 | -- | -- | 6,564,524 | 6,964,792 | Majority: yes |
| Proposal 3. The Company's stockholders approved, on an advisory, non-binding basis, the named executive officers' compensation as disclosed in the Proxy Statement. | 36,065,437 | 940,414 | 67,379 | -- | 6,964,792 | Majority: yes |
Source: 4D Molecular Therapeutics, Inc., Form 8-K, filed with the SEC on 2026-06-22 — read the filing on EDGAR.
Each item below shows how the 167 asset managers that disclosed a 4D Molecular Therapeutics, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of 4D Molecular Therapeutics, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 10 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Proposal 3. The Company's stockholders approved, on an advisory, non-binding basis, the named executive officers' compensation as disclosed in the Proxy Statement.”): 36,065,437 for, 940,414 against, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,271,648 outstanding shares: 69% for, 2% against (71% of the company cast a for/against vote).
The 166 asset managers below cast 99% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Janus Henderson | 6,980,400 | 0 | 0 | 0 | For |
| RA CAPITAL MANAGEMENT, L.P. | 4,619,802 | 0 | 0 | 0 | For |
| Novo Holdings A/S | 3,270,000 | 0 | 0 | 0 | For |
| BlackRock | 3,036,042 | 30,453 | 0 | 0 | For |
| Vanguard | 3,065,619 | 2 | 0 | 0 | For |
| BVF INC/IL | 2,879,289 | 0 | 0 | 0 | For |
| State Street | 2,269,737 | 3,689 | 0 | 0 | For |
| Federated Hermes | 1,606,252 | 13,288 | 0 | 0 | For |
| Goldman Sachs | 1,243,984 | 0 | 0 | 0 | For |
| Evergreen Quality Fund GP, Ltd. | 951,474 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 858,456 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 843,240 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 820,973 | 0 | 0 | 0 | For |
| Fidelity | 782,747 | 0 | 0 | 0 | For |
| Charles Schwab | 657,514 | 0 | 0 | 0 | For |
| Nuveen | 564,621 | 0 | 0 | 0 | For |
| TIAA | 548,991 | 0 | 0 | 0 | For |
| ACUTA CAPITAL PARTNERS, LLC | 507,801 | 0 | 0 | 0 | For |
| Trails Edge Capital Partners, LP | 453,014 | 0 | 0 | 0 | For |
| Northern Trust | 435,860 | 2,296 | 0 | 0 | For |
| Dimensional | 292,848 | 0 | 0 | 0 | For |
| Voya | 267,874 | 0 | 0 | 0 | For |
| American Century | 0 | 214,528 | 0 | 0 | Against |
| ArrowMark Colorado Holdings LLC | 202,864 | 0 | 0 | 0 | For |
| Woodline Partners LP | 200,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 166 asset managers. See all 166 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Elect Director: John F. Milligan, Ph.D.”): 35,778,121 for, 1,295,109 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,271,648 outstanding shares: 68% for, 2% withheld (71% of the company cast a for/withheld vote).
The 49 asset managers below cast 100% of the shares they voted on this item FOR (10,184,251 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,760,672 | 0 | 5,627 | 0 | For |
| State Street | 1,540,682 | 0 | 1,890 | 0 | For |
| BlackRock | 1,538,756 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 843,240 | 0 | 0 | 0 | For |
| Federated Hermes | 715,363 | 0 | 0 | 0 | For |
| Fidelity | 713,535 | 0 | 0 | 0 | For |
| TIAA | 548,991 | 0 | 0 | 0 | For |
| Charles Schwab | 328,732 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 200,177 | 0 | Abstain |
| Bridge Builder Trust | 198,386 | 0 | 0 | 0 | For |
| Northern Trust | 179,773 | 0 | 0 | 0 | For |
| Voya | 109,431 | 0 | 0 | 0 | For |
| American Century | 107,264 | 0 | 0 | 0 | For |
| Equitable | 69,943 | 0 | 36,890 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 61,699 | 0 | 0 | 0 | For |
| JPMorgan | 57,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 50,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 40,739 | 0 | 4,816 | 0 | For |
| ProShares | 39,478 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 37,875 | 0 | 0 | 0 | For |
| SEI | 30,779 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 21,946 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,599 | 0 | 0 | 0 | For |
| T. Rowe Price | 19,733 | 0 | 0 | 0 | For |
| Global X | 18,995 | 0 | 0 | 0 | For |
Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Elect Director: Nancy Miller-Rich”): 35,880,028 for, 1,193,202 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,271,648 outstanding shares: 69% for, 2% withheld (71% of the company cast a for/withheld vote).
The 49 asset managers below cast 100% of the shares they voted on this item FOR (10,182,757 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,762,533 | 0 | 3,766 | 0 | For |
| State Street | 1,540,682 | 0 | 1,890 | 0 | For |
| BlackRock | 1,538,756 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 843,240 | 0 | 0 | 0 | For |
| Federated Hermes | 715,363 | 0 | 0 | 0 | For |
| Fidelity | 713,535 | 0 | 0 | 0 | For |
| TIAA | 548,991 | 0 | 0 | 0 | For |
| Charles Schwab | 328,732 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 200,177 | 0 | Abstain |
| Bridge Builder Trust | 198,386 | 0 | 0 | 0 | For |
| Northern Trust | 179,773 | 0 | 0 | 0 | For |
| Voya | 109,431 | 0 | 0 | 0 | For |
| American Century | 107,264 | 0 | 0 | 0 | For |
| Equitable | 69,943 | 0 | 36,890 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 61,699 | 0 | 0 | 0 | For |
| JPMorgan | 57,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 50,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 40,739 | 0 | 4,816 | 0 | For |
| ProShares | 39,478 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 37,875 | 0 | 0 | 0 | For |
| SEI | 30,779 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 21,946 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,599 | 0 | 0 | 0 | For |
| T. Rowe Price | 19,733 | 0 | 0 | 0 | For |
| Global X | 18,995 | 0 | 0 | 0 | For |
Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.
Combines 4 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
4D Molecular Therapeutics, Inc.’s own tally for this item (“Elect Director: Shawn Cline Tomasello, MBA”): 30,508,706 for, 6,564,524 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,271,648 outstanding shares: 58% for, 13% withheld (71% of the company cast a for/withheld vote).
The 49 asset managers below cast 100% of the shares they voted on this item FOR (7,925,996 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,760,658 | 0 | 5,641 | 0 | For |
| State Street | 1,241 | 0 | 1,541,331 | 0 | Abstain |
| BlackRock | 1,538,756 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 843,240 | 0 | 0 | 0 | For |
| Federated Hermes | 715,363 | 0 | 0 | 0 | For |
| Fidelity | 713,535 | 0 | 0 | 0 | For |
| TIAA | 548,991 | 0 | 0 | 0 | For |
| Charles Schwab | 328,732 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 200,177 | 0 | Abstain |
| Bridge Builder Trust | 147,330 | 0 | 51,056 | 0 | For |
| Northern Trust | 0 | 0 | 179,773 | 0 | Abstain |
| Voya | 0 | 0 | 109,431 | 0 | Abstain |
| American Century | 0 | 0 | 107,264 | 0 | Abstain |
| Equitable | 69,943 | 0 | 36,890 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 61,699 | 0 | 0 | 0 | For |
| JPMorgan | 57,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 50,000 | 0 | Abstain |
| Lincoln Financial | 12,539 | 0 | 33,016 | 0 | Abstain |
| ProShares | 0 | 0 | 39,478 | 0 | Abstain |
| Direxion Shares ETF Trust | 0 | 0 | 37,875 | 0 | Abstain |
| SEI | 30,779 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 0 | 21,946 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 21,599 | 0 | Abstain |
| T. Rowe Price | 19,733 | 0 | 0 | 0 | For |
| Global X | 18,995 | 0 | 0 | 0 | For |
Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.
99.9% fund support · no official result
The 49 asset managers below cast 99.9% of the shares they voted on this item FOR (10,449,779 for, 59 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,766,299 | 0 | 0 | 0 | For |
| State Street | 1,542,513 | 59 | 0 | 0 | For |
| BlackRock | 1,538,756 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 843,240 | 0 | 0 | 0 | For |
| Federated Hermes | 715,363 | 0 | 0 | 0 | For |
| Fidelity | 713,535 | 0 | 0 | 0 | For |
| TIAA | 548,991 | 0 | 0 | 0 | For |
| Charles Schwab | 328,732 | 0 | 0 | 0 | For |
| Dimensional | 200,177 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 198,386 | 0 | 0 | 0 | For |
| Northern Trust | 179,773 | 0 | 0 | 0 | For |
| Voya | 109,431 | 0 | 0 | 0 | For |
| American Century | 107,264 | 0 | 0 | 0 | For |
| Equitable | 106,833 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 61,699 | 0 | 0 | 0 | For |
| JPMorgan | 57,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 50,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 45,555 | 0 | 0 | 0 | For |
| ProShares | 39,478 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 37,875 | 0 | 0 | 0 | For |
| SEI | 30,779 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 21,946 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,599 | 0 | 0 | 0 | For |
| T. Rowe Price | 19,733 | 0 | 0 | 0 | For |
| Global X | 18,995 | 0 | 0 | 0 | For |
Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.
Ranked by the number of 4D Molecular Therapeutics, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 52,271,648 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Janus Henderson | 13.35% |
| 2 | RA CAPITAL MANAGEMENT, L.P. | 8.84% |
| 3 | Novo Holdings A/S | 6.26% |
| 4 | BlackRock | 5.87% |
| 5 | Vanguard | 5.86% |
| 6 | BVF INC/IL | 5.51% |
| 7 | State Street | 4.35% |
| 8 | Federated Hermes | 3.10% |
| 9 | Goldman Sachs | 2.38% |
| 10 | Evergreen Quality Fund GP, Ltd. | 1.82% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BVF PARTNERS L P/IL | 10.23% | 13G |
| JANUS HENDERSON GROUP PLC | 10.04% | 13G |
| Goldman Sachs | 8.05% | 13F |
| BlackRock | 7.93% | 13F |
| Novo Holdings A/S | 6.98% | 13G |
| Vanguard Group | 5.92% | 13F |
| Biotechnology Value Fund, L.P. | 5.51% | DEF14A |
| State Street | 5.18% | 13F |
| David Kirn, M.D. | 3.17% | DEF14A |
| Geode Capital | 2.04% | 13F |
Percentages above are of 52,271,648 shares outstanding, as reported by 4D Molecular Therapeutics, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from 4D Molecular Therapeutics, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At 4D Molecular Therapeutics, Inc.'s shareholder meeting held 2026-06-17, in the 2025-2026 proxy season, 167 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,039 separate fund positions. Their filings are grouped here into 5 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval, on an advisory, non- binding basis, of the compensation of the Company's named… — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: 4D Molecular Therapeutics, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-22.
4D Molecular Therapeutics, Inc. proxy season coverage: 2024-2025 · 2025-2026 (this page).