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Compiled from SEC Form N-PX filings and AMBAC FINANCIAL GROUP INC.’s Form 8-K, filed 2024-06-07 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Proxy season: 2023-2024 2024-2025
Explore AMBAC FINANCIAL GROUP INC. in the interactive database Compare manager voting policies
These tallies are AMBAC FINANCIAL GROUP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-07 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Ian D. Haft | 31,138,925 | 1,007,500 | 1,021,502 | -- | 5,314,949 | Majority: yes |
| Elect Director: Lisa G. Iglesias | 30,618,496 | 1,525,181 | 1,024,250 | -- | 5,314,949 | Majority: yes |
| Elect Director: Joan Lamm-Tennant | 30,010,908 | 2,136,611 | 1,020,408 | -- | 5,314,949 | Majority: yes |
| Elect Director: Claude LeBlanc | 31,134,257 | 1,146,165 | 887,505 | -- | 5,314,949 | Majority: yes |
| Elect Director: Kristi A. Matus | 31,140,610 | 1,006,697 | 1,020,620 | -- | 5,314,949 | Majority: yes |
| Elect Director: Michael D. Price | 31,195,386 | 950,863 | 1,021,678 | -- | 5,314,949 | Majority: yes |
| Elect Director: Jeffrey S. Stein | 30,055,335 | 2,229,249 | 883,343 | -- | 5,314,949 | Majority: yes |
| Proposal 2: The Company's stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2024 Proxy Statement, with the following vote: | 30,622,833 | 1,655,765 | 889,329 | -- | 5,314,949 | Passed |
| Proposal 3: The Company's stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024 with the following vote: | 37,034,113 | 618,180 | 830,583 | -- | -- | Majority: yes |
| Proposal 4: The Company's stockholders approved the Company's 2024 Incentive Compensation Plan with the following vote: | 21,203,624 | 10,993,239 | 971,064 | -- | 5,314,949 | Passed |
| Proposal 5: The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to delete certain provisions in Section 4.01 that reference the Bankruptcy Code and related restrictions on the issuance of non-voting equity securities with t | 32,162,794 | 156,501 | 848,632 | -- | 5,314,949 | Passed |
| Proposal 7: The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to extend the exculpation provision in Section 7.01 of Article VII to include officers, as well as directors with the following vote: | 30,289,354 | 1,952,427 | 926,146 | -- | 5,314,949 | Passed |
Source: AMBAC FINANCIAL GROUP INC., Form 8-K, filed with the SEC on 2024-06-07 — read the filing on EDGAR.
Each item below shows how the 211 asset managers that disclosed a AMBAC FINANCIAL GROUP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of AMBAC FINANCIAL GROUP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 10 wordings of this item as funds reported it.
95% Passed · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 2: The Company's stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2024 Proxy Statement, with the following vote:”): 30,622,833 for, 1,655,765 against — passed, per its Form 8-K filed 2024-06-07 (Item 5.07).
The 210 asset managers below cast 98% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 6,678,401 | 0 | 0 | 0 | For |
| Fidelity | 5,047,295 | 0 | 0 | 0 | For |
| Vanguard | 4,839,124 | 0 | 0 | 0 | For |
| Dimensional | 2,812,676 | 0 | 0 | 0 | For |
| State Street | 2,239,521 | 0 | 0 | 0 | For |
| Invesco | 2,123,161 | 0 | 0 | 0 | For |
| American Century | 1,383,517 | 0 | 0 | 0 | For |
| Charles Schwab | 1,320,428 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 971,111 | 0 | 0 | 0 | For |
| Bracebridge Capital, LLC | 0 | 0 | 799,234 | 0 | Abstain |
| Prudential/PGIM | 692,410 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 490,520 | 0 | 0 | 0 | For |
| Northern Trust | 487,910 | 25 | 0 | 0 | For |
| DE Shaw | 389,298 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 369,232 | 0 | 0 | 0 | For |
| Voya | 328,705 | 0 | 0 | 0 | For |
| JUPITER ASSET MANAGEMENT LTD | 297,643 | 0 | 0 | 0 | For |
| Nuveen | 0 | 279,615 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 250,000 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 233,521 | 0 | 0 | 0 | For |
| TIAA | 0 | 222,742 | 0 | 0 | Against |
| Goldman Sachs | 205,176 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
Showing the 25 largest of 210 asset managers. See all 210 in the interactive database.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Lisa G. Iglesias”): 30,618,496 for, 1,525,181 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 98% of the shares they voted on this item FOR (20,935,141 for, 409,974 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 684,820 | 2,172 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Joan Lamm-Tennant”): 30,010,908 for, 2,136,611 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 97% of the shares they voted on this item FOR (20,795,997 for, 549,118 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 684,820 | 2,172 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 0 | 139,006 | 0 | 0 | Against |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 5 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Claude LeBlanc”): 31,134,257 for, 1,146,165 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 99.9% of the shares they voted on this item FOR (21,343,797 for, 1,318 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Kristi A. Matus”): 31,140,610 for, 1,006,697 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 99.9% of the shares they voted on this item FOR (21,343,659 for, 1,456 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Michael D. Price”): 31,195,386 for, 950,863 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 99.9% of the shares they voted on this item FOR (21,343,797 for, 1,318 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Jeffrey S. Stein”): 30,055,335 for, 2,229,249 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 98% of the shares they voted on this item FOR (20,900,007 for, 445,108 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 684,256 | 2,736 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 3: The Company's stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024 with the following vote:”): 37,034,113 for, 618,180 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 74 asset managers below cast 99.1% of the shares they voted on this item FOR (21,171,497 for, 173,618 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,427 | 565 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
66% Passed · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 4: The Company's stockholders approved the Company's 2024 Incentive Compensation Plan with the following vote:”): 21,203,624 for, 10,993,239 against — passed, per its Form 8-K filed 2024-06-07 (Item 5.07).
The 74 asset managers below cast 74% of the shares they voted on this item FOR (15,676,228 for, 5,561,785 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,996,664 | 2,700 | 0 | 0 | For |
| Dimensional | 0 | 2,559,254 | 0 | 0 | Against |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 0 | 689,854 | 0 | 0 | Against |
| State Street | 678,523 | 8,469 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 0 | 222,742 | 0 | 0 | Against |
| Principal | 0 | 198,754 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 191,967 | 0 | 0 | Against |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 147,990 | 0 | 0 | Against |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 147,900 | 0 | 0 | Against |
| Voya | 0 | 139,006 | 0 | 0 | Against |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 0 | 128,983 | 0 | 0 | Against |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 0 | 113,607 | 0 | 0 | Against |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 96,166 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 0 | 88,108 | 0 | 0 | Against |
| WisdomTree | 0 | 86,853 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 5 wordings of this item as funds reported it.
94% Passed · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 7: The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to extend the exculpation provision in Section 7.01 of Article VII to include officers, as well as directors with the f”): 30,289,354 for, 1,952,427 against — passed, per its Form 8-K filed 2024-06-07 (Item 5.07).
The 74 asset managers below cast 98% of the shares they voted on this item FOR (20,992,033 for, 353,082 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,427 | 565 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 134,277 | 0 | 0 | Against |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 88,108 | 0 | 0 | Against |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.5% Passed · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 5: The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to delete certain provisions in Section 4.01 that reference the Bankruptcy Code and related restrictions on the issuanc”): 32,162,794 for, 156,501 against — passed, per its Form 8-K filed 2024-06-07 (Item 5.07).
The 73 asset managers below cast 100% of the shares they voted on this item FOR (21,311,372 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,992 | 0 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Ian D. Haft”): 31,138,925 for, 1,007,500 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 73 asset managers below cast 99.9% of the shares they voted on this item FOR (21,337,407 for, 1,318 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.
Combines 3 wordings of this item as funds reported it.
100% fund support · no official result
The 72 asset managers below cast 100% of the shares they voted on this item FOR (21,311,234 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,992 | 0 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 72 asset managers. See all 72 in the interactive database.
Ranked by the number of AMBAC FINANCIAL GROUP INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | BlackRock | 6,678,401 |
| 2 | Fidelity | 5,047,295 |
| 3 | Vanguard | 4,839,124 |
| 4 | Dimensional | 2,812,676 |
| 5 | State Street | 2,239,521 |
| 6 | Invesco | 2,123,161 |
| 7 | American Century | 1,383,517 |
| 8 | Charles Schwab | 1,320,428 |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 971,111 |
| 10 | Bracebridge Capital, LLC | 799,234 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to AMBAC FINANCIAL GROUP INC. for the 2023-2024 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At AMBAC FINANCIAL GROUP INC.'s shareholder meeting held 2024-06-05, in the 2023-2024 proxy season, 211 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,213 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on a non-binding advisory basis, the compensation for our named executive officers. — the proposal passed with 95% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: AMBAC FINANCIAL GROUP INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-07.
AMBAC FINANCIAL GROUP INC. proxy season coverage: 2023-2024 (this page) · 2024-2025.