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AMBAC FINANCIAL GROUP INC. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and AMBAC FINANCIAL GROUP INC.’s Form 8-K, filed 2025-05-30 (Item 5.07 on EDGAR). Page generated 04 October 2026.

  • 20Reported items
  • 241Asset managers
  • 2,774Fund votes
  • 2025-05-28Main meeting date

Proxy season: 2023-2024 2024-2025

Explore AMBAC FINANCIAL GROUP INC. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by AMBAC FINANCIAL GROUP INC.

These tallies are AMBAC FINANCIAL GROUP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-05-30 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX. AMBAC FINANCIAL GROUP INC. reported 2 meetings in this season; each is tabulated separately below, with its own filing.

AMBAC FINANCIAL GROUP INC. — official shareholder meeting results, meeting held 2025-05-28 (Form 8-K, filed 2025-05-30)
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Ian D. Haft 27,993,7841,783,759317,352 --6,098,311 Majority: yes
Elect Director: Lisa G. Iglesias 27,757,0502,020,889316,956 --6,098,311 Majority: yes
Elect Director: Joan Lamm-Tennant 27,261,8822,516,357316,656 --6,098,311 Majority: yes
Elect Director: Claude LeBlanc 27,992,694822,3341,279,867 --6,098,311 Majority: yes
Elect Director: Kristi A. Matus 27,725,7132,052,526316,656 --6,098,311 Majority: yes
Elect Director: Michael D. Price 27,743,0551,069,7981,282,042 --6,098,311 Majority: yes
Elect Director: Jeffrey S. Stein 27,759,1402,018,846316,909 --6,098,311 Majority: yes
Proposal 2: The Company's stockholders approved, by advisory (non-binding) vote, the compensation of our named executive officers, as disclosed in the Company's 2025 Proxy Statement, with the following vote: 23,107,4726,234,365753,058 --6,098,311 Passed
Proposal 3: The Company's stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025 with the following vote: 35,394,344493,595305,267 ---- Majority: yes
Proposal 4: The Company's stockholders approved, by advisory (non-binding) vote, that the frequency with which to hold advisory votes to approve executive compensation be "Every Year" with the following vote: 25,843,113--336,792 ---- Passed

Source: AMBAC FINANCIAL GROUP INC., Form 8-K, filed with the SEC on 2025-05-30 — read the filing on EDGAR.

AMBAC FINANCIAL GROUP INC. — official shareholder meeting results, meeting held 2024-10-16 (Form 8-K, filed 2024-10-16)
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Proposal 2: The Company's stockholders approved, on an advisory (non-binding) basis, the compensation that may under certain circumstances, be paid or provided by the Company to its named executive officers in connection with the Sale. 33,992,2303,751,107275,965 ---- Passed
Proposal 3: The Company's stockholders approved the adjournment of the Special Meeting, if necessary or appropriate, in order to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Sale Proposal. 34,585,8933,366,54166,868 ---- Passed

Source: AMBAC FINANCIAL GROUP INC., Form 8-K, filed with the SEC on 2024-10-16 — read the filing on EDGAR.

How asset managers voted at the AMBAC FINANCIAL GROUP INC. 2024-2025 meetings

Each item below shows how the 241 asset managers that disclosed a AMBAC FINANCIAL GROUP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of AMBAC FINANCIAL GROUP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, on an advisory (non-binding) basis, the compensation that will or may be paid or provided by Ambac to its named executive officers in connection with the Sale.

SECTION 14A SAY-ON-PAY VOTESCompany result: Passed

Meeting held 2024-10-16.

Combines 11 wordings of this item as funds reported it.

90% Passed · of votes cast

FOR 90%10%
FOR: 33,992,230AGAINST: 3,751,107

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 2: The Company's stockholders approved, on an advisory (non-binding) basis, the compensation that may under certain circumstances, be paid or provided by the Company to its named executive officers in connection”): 33,992,230 for, 3,751,107 against — passed, per its Form 8-K filed 2024-10-16 (Item 5.07).

The 202 asset managers below cast 96% of the shares they voted on this item FOR (34,773,512 for, 1,484,950 against).

FOR 95%
FOR: 34,773,512 (95.3%)AGAINST: 1,484,950 (4.1%)ABSTAIN: 245,231 (0.7%)
Largest asset managers voting on “To approve, on an advisory (non-binding) basis, the compensation that will or may be paid or provided by Ambac” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock7,250,9020 00For
Vanguard4,950,3460 00For
Fidelity4,385,3730 00For
Dimensional2,721,9500 00For
State Street2,237,9020 00For
American Century1,717,6950 00For
Charles Schwab1,190,1680 00For
GEODE CAPITAL MANAGEMENT, LLC1,024,3830 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC698,6500 00For
Bracebridge Capital, LLC0579,234 00Against
Invesco547,9290 00For
Northern Trust483,4140 00For
GENDELL JEFFREY L427,6380 00For
DE Shaw415,4670 00For
Prudential/PGIM414,4920 00For
MELLON INVESTMENTS Corp320,5120 00For
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP312,9580 00For
Citadel273,4520 00For
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.00 244,9020Abstain
Goldman Sachs241,5750 00For
Hillsdale Investment Management Inc.229,5000 00For
Principal226,9590 00For
PRINCIPAL GLOBAL INVESTORS221,5970 00For
HOTCHKIS & WILEY FUNDS /DE/212,4000 00For
Columbia Threadneedle209,7640 00For

Showing the 25 largest of 202 asset managers. See all 202 in the interactive database.

2. To approve, on a non-binding advisory basis, the compensation for our named executive officers.

SECTION 14A SAY-ON-PAY VOTESCompany result: Passed

Meeting held 2025-05-28.

Combines 6 wordings of this item as funds reported it.

79% Passed · of votes cast

FOR 79%AGAINST 21%
FOR: 23,107,472AGAINST: 6,234,365

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 2: The Company's stockholders approved, by advisory (non-binding) vote, the compensation of our named executive officers, as disclosed in the Company's 2025 Proxy Statement, with the following vote:”): 23,107,472 for, 6,234,365 against — passed, per its Form 8-K filed 2025-05-30 (Item 5.07).

The 177 asset managers below cast 81% of the shares they voted on this item FOR (23,167,083 for, 5,440,901 against).

FOR 79%AGAINST 19%
FOR: 23,167,083 (78.9%)AGAINST: 5,440,901 (18.5%)ABSTAIN: 744,143 (2.5%)
Largest asset managers voting on “To approve, on a non-binding advisory basis, the compensation for our named executive officers.” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock4,514,88833,176 00For
Fidelity4,088,8400 00For
Vanguard2,716,3470 00For
Dimensional01,817,039 00Against
American Century01,690,162 00Against
Repertoire Partners LP1,604,9980 00For
GEODE CAPITAL MANAGEMENT, LLC1,097,4230 00For
Citadel989,9670 00For
State Street950,1320 00For
Charles Schwab757,0610 00For
Western Standard LLC699,3520 00For
Wolf Hill Capital Management, LP693,4440 00For
GENDELL JEFFREY L0602,286 00Against
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC475,9800 00For
Goldman Sachs475,8810 00For
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.00 442,3640Abstain
Northern Trust432,7650 00For
DE Shaw382,5700 00For
THIRD AVENUE TRUST366,4610 00For
Invesco304,4640 00For
Bracebridge Capital, LLC00 301,7790Abstain
Nuveen0228,489 00Against
TIAA0227,893 00Against
Point72218,9440 00For
EA Series Trust195,4620 00For

Showing the 25 largest of 177 asset managers. See all 177 in the interactive database.

3. Advisory vote on whether the compensation paid to our named executive officers should be submitted to stockholders for an advisory vote Every Year, Every 2 Years. or Every 3 Years.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-28.

Combines 5 wordings of this item as funds reported it.

99.8% fund support · no official result

ONE YEAR 58%1 YEAR 32%

The 172 asset managers below cast 99.8% of the shares they voted on this item FOR (164,797 for, 274 against).

FOR: 164,797 (0.6%)AGAINST: 274 (0.0%)ONE YEAR: 15,939,705 (58.3%)1 YEAR: 8,658,758 (31.7%)THREE YEARS: 1,832,450 (6.7%)2 YEARS: 699,352 (2.6%)3 YEARS: 40,356 (0.1%)1-YEAR: 5 (0.0%)
Largest asset managers voting on “Advisory vote on whether the compensation paid to our named executive officers should be submitted to stockhol” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock00 001 Year
Fidelity00 00One Year
Vanguard00 00One Year
Dimensional00 00Three Years
American Century00 00One Year
GEODE CAPITAL MANAGEMENT, LLC00 00One Year
Citadel00 00One Year
State Street00 00One Year
Charles Schwab00 001 Year
Western Standard LLC00 002 Years
Wolf Hill Capital Management, LP00 001 Year
GENDELL JEFFREY L00 001 Year
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC00 00One Year
Goldman Sachs00 00One Year
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.00 001 Year
Northern Trust00 001 Year
DE Shaw00 00One Year
THIRD AVENUE TRUST00 001 Year
Invesco00 00One Year
Nuveen00 00One Year
TIAA00 00One Year
Point7200 00One Year
EA Series Trust00 001 Year
MELLON INVESTMENTS Corp00 00One Year
HOTCHKIS & WILEY FUNDS /DE/00 00One Year

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

4. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, IN ORDER TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE SALE PROPOSAL.

CORPORATE GOVERNANCECompany result: Passed

Meeting held 2024-10-16.

91% Passed · of votes cast

FOR 91%9%
FOR: 34,585,893AGAINST: 3,366,541

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 3: The Company's stockholders approved the adjournment of the Special Meeting, if necessary or appropriate, in order to solicit additional proxies if there are insufficient votes at the time of the Special Meeti”): 34,585,893 for, 3,366,541 against — passed, per its Form 8-K filed 2024-10-16 (Item 5.07).

The 64 asset managers below cast 95% of the shares they voted on this item FOR (19,049,996 for, 925,137 against).

FOR 95%
FOR: 19,049,996 (95.2%)AGAINST: 925,137 (4.6%)ABSTAIN: 33,970 (0.2%)
Largest asset managers voting on “TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, IN ORDER TO SOLICIT ADDITIONAL” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock4,878,2710 00For
Vanguard4,855,8040 00For
Fidelity2,654,0510 00For
Dimensional2,463,2440 00For
American Century848,9120 00For
State Street1,218680,282 00Against
Charles Schwab588,8400 00For
Invesco247,7900 00For
Principal226,9590 00For
HOTCHKIS & WILEY FUNDS /DE/212,4000 00For
Columbia Threadneedle209,7640 00For
Goldman Sachs204,6100 00For
BRIDGEWAY FUNDS INC200,0000 00For
TIAA184,8020 00For
EA Series Trust0169,859 00Against
Prudential/PGIM132,2400 00For
Equitable81,6340 33,9700For
Jackson National108,6410 00For
EXCHANGE TRADED CONCEPTS TRUST104,0370 00For
QUANTITATIVE MASTER SERIES LLC86,5220 00For
WisdomTree83,0230 00For
TARGET PORTFOLIO TRUST68,7000 00For
Lincoln Financial33,46934,193 00Against
BNY Mellon59,0300 00For
Thrivent37,1800 00For

Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.

5. Election of Director: Claude LeBlanc

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 27,992,694AGAINST: 822,334

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Claude LeBlanc”): 27,992,694 for, 822,334 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 100% of the shares they voted on this item FOR (12,678,521 for, 0 against).

FOR 100%
FOR: 12,678,521 (100.0%)
Largest asset managers voting on “Election of Director: Claude LeBlanc” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA227,8930 00For
EA Series Trust195,4620 00For
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

6. ELECTION OF DIRECTOR: IAN D. HAFT

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 27,993,784AGAINST: 1,783,759

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Ian D. Haft”): 27,993,784 for, 1,783,759 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 100% of the shares they voted on this item FOR (12,678,521 for, 0 against).

FOR 100%
FOR: 12,678,521 (100.0%)
Largest asset managers voting on “ELECTION OF DIRECTOR: IAN D. HAFT” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA227,8930 00For
EA Series Trust195,4620 00For
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

7. ELECTION OF DIRECTOR: JEFFREY S. STEIN

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%
FOR: 27,759,140AGAINST: 2,018,846

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Jeffrey S. Stein”): 27,759,140 for, 2,018,846 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 98% of the shares they voted on this item FOR (12,477,596 for, 200,925 against).

FOR 98%
FOR: 12,477,596 (98.4%)AGAINST: 200,925 (1.6%)
Largest asset managers voting on “ELECTION OF DIRECTOR: JEFFREY S. STEIN” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA227,8930 00For
EA Series Trust0195,462 00Against
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

8. ELECTION OF DIRECTOR: JOAN LAMM-TENNANT

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

92% Majority: yes · of votes cast

FOR 92%8%
FOR: 27,261,882AGAINST: 2,516,357

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Joan Lamm-Tennant”): 27,261,882 for, 2,516,357 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 97% of the shares they voted on this item FOR (12,237,696 for, 440,825 against).

FOR 97%
FOR: 12,237,696 (96.5%)AGAINST: 440,825 (3.5%)
Largest asset managers voting on “ELECTION OF DIRECTOR: JOAN LAMM-TENNANT” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA0227,893 00Against
EA Series Trust0195,462 00Against
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

9. ELECTION OF DIRECTOR: KRISTI A. MATUS

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%
FOR: 27,725,713AGAINST: 2,052,526

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Kristi A. Matus”): 27,725,713 for, 2,052,526 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 98% of the shares they voted on this item FOR (12,450,437 for, 228,084 against).

FOR 98%
FOR: 12,450,437 (98.2%)AGAINST: 228,084 (1.8%)
Largest asset managers voting on “ELECTION OF DIRECTOR: KRISTI A. MATUS” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA0227,893 00Against
EA Series Trust195,4620 00For
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

10. ELECTION OF DIRECTOR: LISA G. IGLESIAS

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%
FOR: 27,757,050AGAINST: 2,020,889

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Lisa G. Iglesias”): 27,757,050 for, 2,020,889 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 98% of the shares they voted on this item FOR (12,478,476 for, 200,045 against).

FOR 98%
FOR: 12,478,476 (98.4%)AGAINST: 200,045 (1.6%)
Largest asset managers voting on “ELECTION OF DIRECTOR: LISA G. IGLESIAS” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA227,8930 00For
EA Series Trust0195,462 00Against
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

11. ELECTION OF DIRECTOR: MICHAEL D. PRICE

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 27,743,055AGAINST: 1,069,798

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Michael D. Price”): 27,743,055 for, 1,069,798 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 98% of the shares they voted on this item FOR (12,450,437 for, 228,084 against).

FOR 98%
FOR: 12,450,437 (98.2%)AGAINST: 228,084 (1.8%)
Largest asset managers voting on “ELECTION OF DIRECTOR: MICHAEL D. PRICE” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA0227,893 00Against
EA Series Trust195,4620 00For
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

12. TO RATIFY THE APPOINTMENT OF KPMG AS AMBAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

AUDIT-RELATEDMajority of the votes cast: yes

Meeting held 2025-05-28.

Combines 2 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 35,394,344AGAINST: 493,595

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 3: The Company's stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025 with the following vote:”): 35,394,344 for, 493,595 against, per its Form 8-K filed 2025-05-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below cast 98% of the shares they voted on this item FOR (12,482,868 for, 195,653 against).

FOR 98%
FOR: 12,482,868 (98.5%)AGAINST: 195,653 (1.5%)
Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF KPMG AS AMBAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard2,602,8560 00For
Fidelity2,552,8350 00For
BlackRock2,288,2060 00For
Dimensional1,565,5510 00For
American Century834,7610 00For
Charles Schwab378,5290 00For
THIRD AVENUE TRUST366,4610 00For
Goldman Sachs256,6880 00For
TIAA227,8930 00For
EA Series Trust0195,462 00Against
HOTCHKIS & WILEY FUNDS /DE/146,7000 00For
Invesco140,7930 00For
BRIDGEWAY FUNDS INC110,0000 00For
Equitable109,2830 00For
Columbia Threadneedle90,9000 00For
Principal90,5000 00For
VELA Funds88,7700 00For
QUANTITATIVE MASTER SERIES LLC79,0590 00For
Prudential/PGIM70,1400 00For
Royce57,0030 00For
Pacific Life40,2740 00For
Lincoln Financial38,1640 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Empower29,2000 00For
Global X26,9770 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

13. To approve the stock purchase agreement, dated June 4, 2024, by and among Ambac Financial Group, Inc. ("Ambac") and American Acorn Corporation, a Delaware corporation owned by funds managed by Oaktree Capital Management, L.P. ("Buyer") (as it may be amended from time to time in accordance with its terms), providing for the sale by Ambac to Buyer of all of the issued and outstanding shares of commo

EXTRAORDINARY TRANSACTIONS

Meeting held 2024-10-16.

100% fund support · no official result

FOR 99.7%

The 43 asset managers below cast 100% of the shares they voted on this item FOR (13,820,596 for, 0 against).

FOR: 13,820,596 (99.8%)ABSTAIN: 33,970 (0.2%)
Largest asset managers voting on “To approve the stock purchase agreement, dated June 4, 2024, by and among Ambac Financial Group, Inc. ("Ambac"” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard4,855,8040 00For
Fidelity2,654,0510 00For
Dimensional2,463,2440 00For
American Century848,9120 00For
State Street681,5000 00For
Invesco247,7900 00For
Principal226,9590 00For
HOTCHKIS & WILEY FUNDS /DE/212,4000 00For
Columbia Threadneedle209,7640 00For
Goldman Sachs204,6100 00For
BRIDGEWAY FUNDS INC200,0000 00For
TIAA184,8020 00For
Equitable81,6340 33,9700For
EXCHANGE TRADED CONCEPTS TRUST104,0370 00For
WisdomTree83,0230 00For
Lincoln Financial67,6620 00For
BNY Mellon59,0300 00For
Prudential/PGIM49,7000 00For
Thrivent37,1800 00For
Pacific Life37,0880 00For
Royce36,9190 00For
Voya36,6700 00For
Northern Trust31,1520 00For
Nationwide24,7990 00For
AIG/SunAmerica24,3730 00For

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

14. To approve the stock purchase agreement, dated 6/4/24, by & among Ambac Financial Group, Inc. ("Ambac") & American Acorn Corp, a Delaware Corp owned by funds managed by Oaktree Capital Management, L.P. ("Buyer"), providing for the sale by Ambac to Buyer of all of the issued & outstanding shares of common stock, par value $2.50 per share, of Ambac Assurance Corp, a Wisconsin stock insurance company

EXTRAORDINARY TRANSACTIONS

Meeting held 2024-10-16.

100% fund support · no official result

FOR 100%

The 14 asset managers below cast 100% of the shares they voted on this item FOR (5,349,877 for, 0 against).

FOR: 5,349,877 (100.0%)
Largest asset managers voting on “To approve the stock purchase agreement, dated 6/4/24, by & among Ambac Financial Group, Inc. ("Ambac") & Amer” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock4,878,2710 00For
EA Series Trust169,8590 00For
Jackson National108,6410 00For
QUANTITATIVE MASTER SERIES LLC86,5220 00For
MASTER INVESTMENT PORTFOLIO29,7320 00For
Allianz21,3000 00For
Bridge Builder Trust20,8370 00For
John Hancock20,0440 00For
RBC FUNDS TRUST6,7000 00For
TRUST FOR PROFESSIONAL MANAGERS3,0970 00For
WILSHIRE MUTUAL FUNDS INC2,2880 00For
GPS Funds I1,6760 00For
Harbor ETF Trust7870 00For
CITY NATIONAL ROCHDALE FUNDS1230 00For

15. To approve the stock purchase agreement, dated June 4, 2024, by and among Ambac and American Acorn Corporation, a Delaware corporation owned by funds managed by Oaktree Capital Management, L.P. ("Buyer") (as it may be amended from time to time in accordance with its terms), providing for the sale by Ambac to Buyer of all of the issued and outstanding shares of common stock, par value $2.50 per sha

EXTRAORDINARY TRANSACTIONS

Meeting held 2024-10-16.

100% fund support · no official result

FOR 100%

The 8 asset managers below cast 100% of the shares they voted on this item FOR (804,497 for, 0 against).

FOR: 804,497 (100.0%)
Largest asset managers voting on “To approve the stock purchase agreement, dated June 4, 2024, by and among Ambac and American Acorn Corporation” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Charles Schwab588,8400 00For
Prudential/PGIM82,5400 00For
TARGET PORTFOLIO TRUST68,7000 00For
SEI31,5760 00For
Global X24,5350 00For
STERLING CAPITAL FUNDS5,3800 00For
Federated Hermes1,8050 00For
Nationwide1,1210 00For

16. Advisory Vote on Golden Parachutes

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-10-16.

100% fund support · no official result

FOR 100%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (112,370 for, 0 against).

FOR: 112,370 (100.0%)
Largest asset managers voting on “Advisory Vote on Golden Parachutes” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Empower81,3290 00For
JPMorgan27,1180 00For
CLEARWATER INVESTMENT TRUST3,2000 00For
HC CAPITAL TRUST6890 00For
Coyle Financial Counsel LLC340 00For

17. Advisory Vote on Say on Pay Frequency

SECTION 14A SAY-ON-PAY VOTESCompany result: Passed

Meeting held 2025-05-28.

— Passed · no against or withheld count reported

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 4: The Company's stockholders approved, by advisory (non-binding) vote, that the frequency with which to hold advisory votes to approve executive compensation be "Every Year" with the following vote:”): 25,843,113 for; no against or withheld count reported — passed, per its Form 8-K filed 2025-05-30 (Item 5.07).

No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.

ONE YEAR 86%14%
ONE YEAR: 60,103 (86.3%)1 YEAR: 9,502 (13.7%)
Largest asset managers voting on “Advisory Vote on Say on Pay Frequency” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
JPMorgan00 00One Year
Empower00 00One Year
Cornerstone Investment Partners, LLC00 001 Year
HC CAPITAL TRUST00 00One Year

18. Adjourn Meeting

EXTRAORDINARY TRANSACTIONS

Meeting held 2024-10-16.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (85,218 for, 0 against).

FOR: 85,218 (100.0%)
Largest asset managers voting on “Adjourn Meeting” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Empower81,3290 00For
CLEARWATER INVESTMENT TRUST3,2000 00For
HC CAPITAL TRUST6890 00For

19. Approve Sale of Company Assets

EXTRAORDINARY TRANSACTIONS

Meeting held 2024-10-16.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (85,218 for, 0 against).

FOR: 85,218 (100.0%)
Largest asset managers voting on “Approve Sale of Company Assets” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Empower81,3290 00For
CLEARWATER INVESTMENT TRUST3,2000 00For
HC CAPITAL TRUST6890 00For

20. To approve, on a non-binding advisory basis, the compensation for our named executive officers

SECTION 14A SAY-ON-PAY VOTESCompany result: Passed

Meeting held 2024-06-05 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

95% Passed · of votes cast

FOR 95%
FOR: 30,622,833AGAINST: 1,655,765

AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Proposal 2: The Company's stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2024 Proxy Statement, with the following vote:”): 30,622,833 for, 1,655,765 against — passed, per its Form 8-K filed 2024-06-07 (Item 5.07).

The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 6,307 against).

AGAINST 100%
AGAINST: 6,307 (100.0%)
Largest asset managers voting on “To approve, on a non-binding advisory basis, the compensation for our named executive officers” at AMBAC FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
COLDSTREAM CAPITAL MANAGEMENT INC06,307 00Against
Echo45 Advisors LLC00 00--

Largest AMBAC FINANCIAL GROUP INC. shareholders voting in 2024-2025

Ranked by the number of AMBAC FINANCIAL GROUP INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting.

Top AMBAC FINANCIAL GROUP INC. shareholders by shares voted, 2024-2025
#Asset manager Shares voted
1BlackRock 7,250,902
2Vanguard 4,950,346
3Fidelity 4,385,373
4Dimensional 2,721,950
5State Street 2,237,902
6American Century 1,717,695
7Charles Schwab 1,190,168
8GEODE CAPITAL MANAGEMENT, LLC 1,024,383
9HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 698,650
10Bracebridge Capital, LLC 579,234

Shown as share counts, not percentages: no shares-outstanding figure has been matched to AMBAC FINANCIAL GROUP INC. for the 2024-2025 season, so there is no denominator to divide by.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At AMBAC FINANCIAL GROUP INC.'s 2 shareholder meetings in the 2024-2025 proxy season (held 2024-10-16 and 2025-05-28), 241 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,774 separate fund positions. Their filings are grouped here into 20 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item of the season, voted at the meeting held 2024-10-16 — To approve, on an advisory (non-binding) basis, the compensation that will or may be paid or… — the proposal passed with 90% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: AMBAC FINANCIAL GROUP INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-10-16.

AMBAC FINANCIAL GROUP INC. proxy season coverage: 2023-2024 · 2024-2025 (this page).