Home › Companies › AMERICAN STATES WATER CO. › 2023-2024

AMERICAN STATES WATER CO. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and AMERICAN STATES WATER CO.’s Form 8-K, filed 2024-05-23 (Item 5.07 on EDGAR). Page generated 02 October 2026.

9Reported items
351Asset managers
1,897Fund votes
2024-05-21Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore AMERICAN STATES WATER CO. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by AMERICAN STATES WATER CO.

These tallies are AMERICAN STATES WATER CO.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-23 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

AMERICAN STATES WATER CO. — official shareholder meeting results, meeting held 2024-05-21
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Mr. Steven D. Davis	28,406,265	--	--	380,284	4,314,592	Majority: yes
Elect Director: Ms. Anne M. Holloway	26,449,708	--	--	2,336,841	4,314,592	Majority: yes
Elect Director: Ms. Caroline A. Winn	28,595,155	--	--	191,394	4,314,592	Majority: yes

Source: AMERICAN STATES WATER CO., Form 8-K, filed with the SEC on 2024-05-23 — read the filing on EDGAR.

How asset managers voted at the AMERICAN STATES WATER CO. 2023-2024 meeting

Each item below shows how the 351 asset managers that disclosed a AMERICAN STATES WATER CO. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of AMERICAN STATES WATER CO.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory vote to approve the compensation of our named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Combines 6 wordings of this item as funds reported it.

96% fund support · no official result

FOR 96%

The 335 asset managers below cast 96% of the shares they voted on this item FOR (27,923,483 for, 1,076,117 against).

FOR: 27,923,483 (96.3%)AGAINST: 1,076,117 (3.7%)ABSTAIN: 3,180 (0.0%)NOT VOTED: 398 (0.0%)

Largest asset managers voting on “Advisory vote to approve the compensation of our named executive officers.” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Against	Vote
BlackRock	5,925,008	534	For
Vanguard	4,763,083	0	For
State Street	3,097,571	0	For
Invesco	1,265,953	0	For
First Trust	1,235,515	0	For
Man Group plc	983,640	0	For
Fidelity	858,178	0	For
GEODE CAPITAL MANAGEMENT, LLC	798,713	0	For
Dimensional	791,240	0	For
Charles Schwab	746,858	0	For
PICTET ASSET MANAGEMENT SA	724,765	0	For
Northern Trust	602,958	25	For
JPMorgan	338,438	0	For
MELLON INVESTMENTS Corp	328,442	0	For
Nuveen	321,244	0	For
Robeco Schweiz AG	305,425	0	For
Amundi	0	300,343	Against
Legal & General Investment Management Ltd	0	278,901	Against
TIAA	278,035	0	For
Calvert	0	220,699	Against
PRINCIPAL GLOBAL INVESTORS	192,034	0	For
DWS	154,475	0	For
Victory Capital	152,127	0	For
BNY Mellon	136,071	0	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	124,623	0	For

Showing the 25 largest of 335 asset managers. See all 335 in the interactive database.

2. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm.

AUDIT-RELATED

Combines 5 wordings of this item as funds reported it.

99.8% fund support · no official result

FOR 99.8%

The 86 asset managers below cast 99.8% of the shares they voted on this item FOR (16,559,902 for, 30,416 against).

FOR: 16,559,902 (99.8%)AGAINST: 30,416 (0.2%)ABSTAIN: 2,267 (0.0%)

Largest asset managers voting on “To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm.” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Against	Vote
Vanguard	4,644,740	0	For
BlackRock	4,544,429	0	For
First Trust	1,232,495	0	For
State Street	1,111,690	157	For
Fidelity	828,412	0	For
Dimensional	697,949	0	For
Invesco	614,767	0	For
Charles Schwab	368,150	0	For
JPMorgan	300,631	0	For
TIAA	274,445	0	For
Northern Trust	173,817	0	For
WisdomTree	121,839	0	For
ProShares	116,960	0	For
Calvert	110,346	0	For
Jackson National	105,428	0	For
DWS	102,938	0	For
Columbia Threadneedle	101,566	0	For
Equitable	95,253	0	For
OLD WESTBURY FUNDS INC	90,310	0	For
Victory Capital	72,280	0	For
QUANTITATIVE MASTER SERIES LLC	65,472	0	For
Value Line Small Cap Opportunities Fund, Inc.	59,900	0	For
BNY Mellon	56,363	0	For
Virtus	50,052	0	For
Prudential/PGIM	45,687	0	For

Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.

3. Election of Class I Directors: Mr. Steven D. Davis

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 28,406,265WITHHELD: 380,284

AMERICAN STATES WATER CO.’s own tally for this item (“Elect Director: Mr. Steven D. Davis”): 28,406,265 for, 380,284 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,228,883 outstanding shares: 76% for, 1% withheld (77% of the company cast a for/withheld vote).

The 82 asset managers below cast 100% of the shares they voted on this item FOR (16,526,120 for, 0 against).

FOR 99.7%

FOR: 16,526,120 (99.7%)ABSTAIN: 44,029 (0.3%)

Largest asset managers voting on “Election of Class I Directors: Mr. Steven D. Davis” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Abstain	Vote
Vanguard	4,644,740	0	For
BlackRock	4,544,429	0	For
First Trust	1,232,495	0	For
State Street	1,111,847	0	For
Fidelity	828,412	0	For
Dimensional	697,949	0	For
Invesco	614,767	0	For
Charles Schwab	368,150	0	For
JPMorgan	300,631	0	For
TIAA	274,445	0	For
Northern Trust	173,817	0	For
WisdomTree	121,839	0	For
ProShares	116,960	0	For
Calvert	110,346	0	For
Jackson National	105,428	0	For
DWS	102,938	0	For
Columbia Threadneedle	101,566	0	For
Equitable	57,055	38,198	For
OLD WESTBURY FUNDS INC	90,310	0	For
Victory Capital	72,280	0	For
QUANTITATIVE MASTER SERIES LLC	65,472	0	For
Value Line Small Cap Opportunities Fund, Inc.	59,900	0	For
BNY Mellon	56,363	0	For
Virtus	50,052	0	For
Prudential/PGIM	45,687	0	For

Showing the 25 largest of 82 asset managers. See all 82 in the interactive database.

4. Election of Class I Directors: Ms. Anne M. Holloway

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

92% Majority: yes · of votes cast

FOR 92%8%

FOR: 26,449,708WITHHELD: 2,336,841

AMERICAN STATES WATER CO.’s own tally for this item (“Elect Director: Ms. Anne M. Holloway”): 26,449,708 for, 2,336,841 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,228,883 outstanding shares: 71% for, 6% withheld (77% of the company cast a for/withheld vote).

The 82 asset managers below cast 100% of the shares they voted on this item FOR (15,799,241 for, 0 against).

FOR 95%

FOR: 15,799,241 (95.3%)ABSTAIN: 770,908 (4.7%)

Largest asset managers voting on “Election of Class I Directors: Ms. Anne M. Holloway” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Abstain	Vote
Vanguard	4,644,740	0	For
BlackRock	4,544,429	0	For
First Trust	1,232,495	0	For
State Street	1,111,690	157	For
Fidelity	828,412	0	For
Dimensional	697,949	0	For
Invesco	0	614,767	Abstain
Charles Schwab	368,150	0	For
JPMorgan	300,631	0	For
TIAA	274,445	0	For
Northern Trust	173,817	0	For
WisdomTree	121,839	0	For
ProShares	116,960	0	For
Calvert	0	110,346	Abstain
Jackson National	105,428	0	For
DWS	102,938	0	For
Columbia Threadneedle	101,566	0	For
Equitable	57,055	38,198	For
OLD WESTBURY FUNDS INC	90,310	0	For
Victory Capital	72,280	0	For
QUANTITATIVE MASTER SERIES LLC	65,472	0	For
Value Line Small Cap Opportunities Fund, Inc.	59,900	0	For
BNY Mellon	56,363	0	For
Virtus	50,052	0	For
Prudential/PGIM	45,687	0	For

Showing the 25 largest of 82 asset managers. See all 82 in the interactive database.

5. Election of Class I Directors: Ms. Caroline A. Winn

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 28,595,155WITHHELD: 191,394

AMERICAN STATES WATER CO.’s own tally for this item (“Elect Director: Ms. Caroline A. Winn”): 28,595,155 for, 191,394 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,228,883 outstanding shares: 77% for, 0.6% withheld (77% of the company cast a for/withheld vote).

The 82 asset managers below cast 100% of the shares they voted on this item FOR (16,563,465 for, 0 against).

FOR 99.9%

FOR: 16,563,465 (100.0%)ABSTAIN: 6,684 (0.0%)

Largest asset managers voting on “Election of Class I Directors: Ms. Caroline A. Winn” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Vote
Vanguard	4,644,740	For
BlackRock	4,544,429	For
First Trust	1,232,495	For
State Street	1,111,847	For
Fidelity	828,412	For
Dimensional	697,949	For
Invesco	614,767	For
Charles Schwab	368,150	For
JPMorgan	300,631	For
TIAA	274,445	For
Northern Trust	173,817	For
WisdomTree	121,839	For
ProShares	116,960	For
Calvert	110,346	For
Jackson National	105,428	For
DWS	102,938	For
Columbia Threadneedle	101,566	For
Equitable	95,253	For
OLD WESTBURY FUNDS INC	90,310	For
Victory Capital	72,280	For
QUANTITATIVE MASTER SERIES LLC	65,472	For
Value Line Small Cap Opportunities Fund, Inc.	59,900	For
BNY Mellon	56,363	For
Virtus	50,052	For
Prudential/PGIM	45,687	For

Showing the 25 largest of 82 asset managers. See all 82 in the interactive database.

6. ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 100%

The 8 asset managers below cast 100% of the shares they voted on this item FOR (390,319 for, 0 against).

FOR: 390,319 (100.0%)

Largest asset managers voting on “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Vote
JPMorgan	251,728	For
TD ASSET MANAGEMENT INC	65,403	For
STOREBRAND ASSET MANAGEMENT AS	32,112	For
Empower	28,459	For
Desjardins Global Asset Management Inc.	7,853	For
TIMOTHY PLAN	4,073	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	652	For
Warren Street Wealth Advisors, LLC	39	For

7. DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 100%

The 6 asset managers below cast 100% of the shares they voted on this item FOR (51,486 for, 0 against).

FOR: 51,486 (100.0%)

Largest asset managers voting on “DIRECTOR” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Vote
Gabelli	45,000	For
TIMOTHY PLAN	4,476	For
HOWLAND CAPITAL MANAGEMENT LLC	800	For
SYNTAX ETF TRUST	728	For
apricus wealth, LLC	400	For
Boltwood Capital Management	82	For

8. Ratify PricewaterhouseCoopers LLP as Auditors

AUDIT-RELATED

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (32,571 for, 0 against).

FOR: 32,571 (100.0%)

Largest asset managers voting on “Ratify PricewaterhouseCoopers LLP as Auditors” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Vote
Empower	28,459	For
TIMOTHY PLAN	4,073	For
Warren Street Wealth Advisors, LLC	39	For

9. Advisory approval of executive compensation.

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (732 for, 0 against).

FOR: 732 (100.0%)

Largest asset managers voting on “Advisory approval of executive compensation.” at AMERICAN STATES WATER CO., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Ecofin Advisors Ltd	728	0	0	0	For
TORTOISE CAPITAL ADVISORS, L.L.C.	4	0	0	0	For

Largest AMERICAN STATES WATER CO. shareholders voting in 2023-2024

Ranked by the number of AMERICAN STATES WATER CO. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 37,228,883 shares outstanding at the time of that meeting.

Top AMERICAN STATES WATER CO. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	BlackRock	15.92%
2	Vanguard	12.79%
3	State Street	8.32%
4	Invesco	3.40%
5	First Trust	3.32%
6	Man Group plc	2.64%
7	Fidelity	2.31%
8	GEODE CAPITAL MANAGEMENT, LLC	2.15%
9	Dimensional	2.13%
10	Charles Schwab	2.01%

Reported AMERICAN STATES WATER CO. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

AMERICAN STATES WATER CO. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
BlackRock	18.33%	13F
Vanguard Group	13.05%	13F
State Street	5.86%	13F
Dimensional Fund Advisors	2.26%	13F
Geode Capital	2.16%	13F
Invesco	1.78%	13F
Morgan Stanley	1.58%	13F
Northern Trust	1.56%	13F
BNY Mellon	1.15%	13F
Charles Schwab	1.02%	13F

Percentages above are of 37,228,883 shares outstanding, as reported by AMERICAN STATES WATER CO. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from AMERICAN STATES WATER CO.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At AMERICAN STATES WATER CO.'s shareholder meeting held 2024-05-21, in the 2023-2024 proxy season, 351 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,897 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. AMERICAN STATES WATER CO.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory vote to approve the compensation of our named executive officers. — the reporting funds cast 96% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

AMERICAN STATES WATER CO. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.