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Compiled from SEC Form N-PX filings and American States Water Company’s Form 8-K, filed 2026-05-21 (Item 5.07 on EDGAR). Page generated 02 October 2026.
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These tallies are American States Water Company’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-21 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Mr. Thomas A. Eichelberger | 30,973,050 | -- | -- | 369,351 | 3,889,205 | Majority: yes |
| Elect Director: Mr. Roger M. Ervin | 30,944,269 | -- | -- | 398,132 | 3,889,205 | Majority: yes |
| Elect Director: Mr. C. James Levin | 29,753,613 | -- | -- | 1,588,788 | 3,889,205 | Majority: yes |
| Shareholders approved the 2026 Stock Incentive Plan, with | 30,410,130 | 776,555 | 155,716 | -- | 3,889,205 | Majority: yes |
| The advisory vote on the compensation of the Company's named executive officers as described in the Company's proxy statement received the votes presented below. | 28,620,741 | 2,468,427 | 253,233 | -- | 3,889,205 | Majority: yes |
| Shareholders ratified the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm, with | 33,682,639 | 1,398,670 | 150,297 | -- | 0 | Majority: yes |
Source: American States Water Company, Form 8-K, filed with the SEC on 2026-05-21 — read the filing on EDGAR.
Each item below shows how the 389 asset managers that disclosed a American States Water Company vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of American States Water Company’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
American States Water Company’s own tally for this item (“The advisory vote on the compensation of the Company's named executive officers as described in the Company's proxy statement received the votes presented below.”): 28,620,741 for, 2,468,427 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,192,653 outstanding shares: 73% for, 6% against (79% of the company cast a for/against vote).
The 388 asset managers below cast 93% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 7,029,149 | 42,827 | 0 | 0 | For |
| Vanguard | 5,239,791 | 22 | 2 | 0 | For |
| Neuberger Berman | 3,967,025 | 0 | 0 | 0 | For |
| State Street | 1,885,140 | 1,931 | 0 | 0 | For |
| Invesco | 1,352,539 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 929,812 | 0 | 0 | 0 | For |
| First Trust | 872,756 | 0 | 0 | 0 | For |
| Charles Schwab | 872,248 | 0 | 0 | 0 | For |
| Fidelity | 858,959 | 0 | 0 | 0 | For |
| BNP Paribas Asset Management Holding S.A. | 0 | 484,352 | 0 | 0 | Against |
| Victory Capital | 446,830 | 0 | 0 | 0 | For |
| Northern Trust | 420,251 | 3,312 | 0 | 0 | For |
| Dimensional | 294,875 | 0 | 0 | 0 | For |
| AQR | 292,741 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 233,871 | 0 | 0 | 0 | For |
| Amundi | 0 | 226,356 | 0 | 0 | Against |
| Calvert | 0 | 205,705 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 199,128 | 0 | 0 | Against |
| PRINCIPAL GLOBAL INVESTORS | 190,654 | 0 | 0 | 0 | For |
| KENNEDY CAPITAL MANAGEMENT LLC | 180,599 | 0 | 0 | 0 | For |
| Brighthouse | 158,664 | 0 | 3,800 | 0 | For |
| JPMorgan | 162,104 | 0 | 0 | 0 | For |
| J O HAMBRO CAPITAL MANAGEMENT LTD | 152,368 | 0 | 0 | 0 | For |
| Legal & General Investment Management Ltd | 2,169 | 141,517 | 0 | 0 | Against |
| T. Rowe Price | 142,636 | 0 | 0 | 0 | For |
Showing the 25 largest of 388 asset managers. See all 388 in the interactive database.
Combines 2 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
American States Water Company’s own tally for this item (“Shareholders approved the 2026 Stock Incentive Plan, with”): 30,410,130 for, 776,555 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,192,653 outstanding shares: 78% for, 2% against (80% of the company cast a for/against vote).
The 93 asset managers below cast 99.6% of the shares they voted on this item FOR (17,254,154 for, 54,280 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,904,192 | 7 | 0 | 0 | For |
| BlackRock | 4,582,635 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,503,179 | 0 | 0 | 0 | For |
| State Street | 982,967 | 65 | 0 | 0 | For |
| First Trust | 870,826 | 0 | 0 | 0 | For |
| Fidelity | 856,899 | 0 | 0 | 0 | For |
| Invesco | 632,657 | 0 | 0 | 0 | For |
| Charles Schwab | 410,269 | 0 | 0 | 0 | For |
| Victory Capital | 222,611 | 0 | 0 | 0 | For |
| Dimensional | 190,007 | 0 | 0 | 0 | For |
| Brighthouse | 162,464 | 0 | 0 | 0 | For |
| JPMorgan | 162,104 | 0 | 0 | 0 | For |
| TIAA | 115,213 | 0 | 0 | 0 | For |
| WisdomTree | 105,812 | 0 | 0 | 0 | For |
| Calvert | 102,849 | 0 | 0 | 0 | For |
| ProShares | 93,153 | 0 | 0 | 0 | For |
| Equitable | 81,975 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 81,385 | 0 | 0 | 0 | For |
| Jackson National | 69,013 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,223 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 57,262 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 56,410 | 0 | 0 | 0 | For |
| Value Line Small Cap Opportunities Fund, Inc. | 52,700 | 0 | 0 | 0 | For |
| Thrivent | 49,213 | 0 | 0 | 0 | For |
| DWS | 43,943 | 0 | 0 | 0 | For |
Showing the 25 largest of 93 asset managers. See all 93 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
American States Water Company’s own tally for this item (“Shareholders ratified the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm, with”): 33,682,639 for, 1,398,670 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,192,653 outstanding shares: 86% for, 4% against (90% of the company cast a for/against vote).
The 88 asset managers below cast 99.7% of the shares they voted on this item FOR (17,257,507 for, 43,104 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,897,041 | 7,159 | 0 | 0 | For |
| BlackRock | 4,582,635 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,503,179 | 0 | 0 | 0 | For |
| State Street | 982,967 | 65 | 0 | 0 | For |
| First Trust | 870,826 | 0 | 0 | 0 | For |
| Fidelity | 856,899 | 0 | 0 | 0 | For |
| Invesco | 632,657 | 0 | 0 | 0 | For |
| Charles Schwab | 410,269 | 0 | 0 | 0 | For |
| Victory Capital | 222,611 | 0 | 0 | 0 | For |
| Dimensional | 190,007 | 0 | 0 | 0 | For |
| Brighthouse | 158,664 | 0 | 3,800 | 0 | For |
| JPMorgan | 162,104 | 0 | 0 | 0 | For |
| TIAA | 115,213 | 0 | 0 | 0 | For |
| WisdomTree | 105,812 | 0 | 0 | 0 | For |
| Calvert | 102,849 | 0 | 0 | 0 | For |
| ProShares | 93,153 | 0 | 0 | 0 | For |
| Equitable | 81,975 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 81,385 | 0 | 0 | 0 | For |
| Jackson National | 69,013 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,223 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 57,262 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 56,410 | 0 | 0 | 0 | For |
| Value Line Small Cap Opportunities Fund, Inc. | 52,700 | 0 | 0 | 0 | For |
| Thrivent | 49,213 | 0 | 0 | 0 | For |
| DWS | 43,943 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 8 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
American States Water Company’s own tally for this item (“Elect Director: Mr. C. James Levin”): 29,753,613 for, 1,588,788 withheld, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,192,653 outstanding shares: 76% for, 4% withheld (80% of the company cast a for/withheld vote).
The 85 asset managers below cast 100% of the shares they voted on this item FOR (17,017,428 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,888,251 | 0 | 15,950 | 0 | For |
| BlackRock | 4,582,635 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,503,179 | 0 | 0 | 0 | For |
| State Street | 980,909 | 0 | 2,123 | 0 | For |
| First Trust | 870,826 | 0 | 0 | 0 | For |
| Fidelity | 856,899 | 0 | 0 | 0 | For |
| Invesco | 632,657 | 0 | 0 | 0 | For |
| Charles Schwab | 410,269 | 0 | 0 | 0 | For |
| Victory Capital | 222,611 | 0 | 0 | 0 | For |
| Dimensional | 190,007 | 0 | 0 | 0 | For |
| Brighthouse | 158,664 | 0 | 3,800 | 0 | For |
| JPMorgan | 162,104 | 0 | 0 | 0 | For |
| TIAA | 115,213 | 0 | 0 | 0 | For |
| WisdomTree | 105,812 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 102,849 | 0 | Abstain |
| ProShares | 93,153 | 0 | 0 | 0 | For |
| Equitable | 56,677 | 0 | 25,298 | 0 | For |
| Columbia Threadneedle | 81,385 | 0 | 0 | 0 | For |
| Jackson National | 69,013 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,223 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 57,262 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 56,410 | 0 | 0 | 0 | For |
| Value Line Small Cap Opportunities Fund, Inc. | 52,700 | 0 | 0 | 0 | For |
| Thrivent | 49,213 | 0 | 0 | 0 | For |
| DWS | 43,943 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 8 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
American States Water Company’s own tally for this item (“Elect Director: Mr. Roger M. Ervin”): 30,944,269 for, 398,132 withheld, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,192,653 outstanding shares: 79% for, 1% withheld (80% of the company cast a for/withheld vote).
The 85 asset managers below cast 100% of the shares they voted on this item FOR (17,238,215 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,904,196 | 0 | 5 | 0 | For |
| BlackRock | 4,582,635 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,503,179 | 0 | 0 | 0 | For |
| State Street | 983,032 | 0 | 0 | 0 | For |
| First Trust | 870,826 | 0 | 0 | 0 | For |
| Fidelity | 856,899 | 0 | 0 | 0 | For |
| Invesco | 632,657 | 0 | 0 | 0 | For |
| Charles Schwab | 410,269 | 0 | 0 | 0 | For |
| Victory Capital | 222,611 | 0 | 0 | 0 | For |
| Dimensional | 190,007 | 0 | 0 | 0 | For |
| Brighthouse | 158,664 | 0 | 3,800 | 0 | For |
| JPMorgan | 162,104 | 0 | 0 | 0 | For |
| TIAA | 115,213 | 0 | 0 | 0 | For |
| WisdomTree | 105,812 | 0 | 0 | 0 | For |
| Calvert | 102,849 | 0 | 0 | 0 | For |
| ProShares | 93,153 | 0 | 0 | 0 | For |
| Equitable | 56,677 | 0 | 25,298 | 0 | For |
| Columbia Threadneedle | 81,385 | 0 | 0 | 0 | For |
| Jackson National | 69,013 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,223 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 57,262 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 56,410 | 0 | 0 | 0 | For |
| Value Line Small Cap Opportunities Fund, Inc. | 52,700 | 0 | 0 | 0 | For |
| Thrivent | 49,213 | 0 | 0 | 0 | For |
| DWS | 43,943 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 8 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
American States Water Company’s own tally for this item (“Elect Director: Mr. Thomas A. Eichelberger”): 30,973,050 for, 369,351 withheld, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,192,653 outstanding shares: 79% for, 1.0% withheld (80% of the company cast a for/withheld vote).
The 85 asset managers below cast 100% of the shares they voted on this item FOR (17,238,216 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,904,197 | 0 | 4 | 0 | For |
| BlackRock | 4,582,635 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,503,179 | 0 | 0 | 0 | For |
| State Street | 983,032 | 0 | 0 | 0 | For |
| First Trust | 870,826 | 0 | 0 | 0 | For |
| Fidelity | 856,899 | 0 | 0 | 0 | For |
| Invesco | 632,657 | 0 | 0 | 0 | For |
| Charles Schwab | 410,269 | 0 | 0 | 0 | For |
| Victory Capital | 222,611 | 0 | 0 | 0 | For |
| Dimensional | 190,007 | 0 | 0 | 0 | For |
| Brighthouse | 158,664 | 0 | 3,800 | 0 | For |
| JPMorgan | 162,104 | 0 | 0 | 0 | For |
| TIAA | 115,213 | 0 | 0 | 0 | For |
| WisdomTree | 105,812 | 0 | 0 | 0 | For |
| Calvert | 102,849 | 0 | 0 | 0 | For |
| ProShares | 93,153 | 0 | 0 | 0 | For |
| Equitable | 56,677 | 0 | 25,298 | 0 | For |
| Columbia Threadneedle | 81,385 | 0 | 0 | 0 | For |
| Jackson National | 69,013 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,223 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 57,262 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 56,410 | 0 | 0 | 0 | For |
| Value Line Small Cap Opportunities Fund, Inc. | 52,700 | 0 | 0 | 0 | For |
| Thrivent | 49,213 | 0 | 0 | 0 | For |
| DWS | 43,943 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (11,696 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Two Roads Shared Trust | 11,641 | 0 | 0 | 0 | For |
| Roberts Wealth Advisors, LLC | 55 | 0 | 0 | 0 | For |
Ranked by the number of American States Water Company shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 39,192,653 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 18.04% |
| 2 | Vanguard | 13.37% |
| 3 | Neuberger Berman | 10.12% |
| 4 | State Street | 4.81% |
| 5 | Invesco | 3.45% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 2.37% |
| 7 | First Trust | 2.23% |
| 8 | Charles Schwab | 2.23% |
| 9 | Fidelity | 2.19% |
| 10 | BNP Paribas Asset Management Holding S.A. | 1.24% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 17.51% | 13F |
| Vanguard Group | 12.70% | 13F |
| Vanguard Portfolio Management | 9.07% | 13G |
| State Street | 5.27% | 13F |
| Morgan Stanley | 3.44% | 13F |
| Dimensional Fund Advisors | 1.89% | 13F |
| Invesco | 1.63% | 13F |
| Charles Schwab | 1.18% | 13F |
| Northern Trust | 1.13% | 13F |
Percentages above are of 39,192,653 shares outstanding, as reported by American States Water Company on its Form 10-Q dated 2026-05-05 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from American States Water Company’s 10-Q dated 2026-05-05. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At American States Water Company's shareholder meeting held 2026-05-19, in the 2025-2026 proxy season, 389 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,605 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Advisory vote to approve the compensation of our named executive officers. — FOR was 92% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: American States Water Company's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-05-21.
American States Water Company proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).