Bakkt Holdings, Inc. 2024-2025 Proxy Voting Records

Description as filed by funds: Election of Class I Directors: Akshay Naheta

Bakkt Holdings, Inc.’s own tally for this item (“Elect Director: Akshay Naheta”): 8,313,259 for, 153,892 withheld, per its Form 8-K filed June 20, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected the three individuals listed below as directors to serve on the Board of Directors of the Company, each to serve until the 2028 annual meeting of stockholders or until their successor is duly elected and qualified or until their earlier death, resignation or removal.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 14 asset managers below reported 95,781 for.

Description as filed by funds: Election of Class I Directors: Jill Simeone

Bakkt Holdings, Inc.’s own tally for this item (“Elect Director: Jill Simeone”): 7,330,540 for, 1,136,611 withheld, per its Form 8-K filed June 20, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected the three individuals listed below as directors to serve on the Board of Directors of the Company, each to serve until the 2028 annual meeting of stockholders or until their successor is duly elected and qualified or until their earlier death, resignation or removal.”
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 14 asset managers below reported 76,016 for, 19,512 withheld, 253 abstained.

Description as filed by funds: Election of Class I Directors: Michelle J. Goldberg

Bakkt Holdings, Inc.’s own tally for this item (“Elect Director: Michelle J. Goldberg”): 8,009,157 for, 457,994 withheld, per its Form 8-K filed June 20, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected the three individuals listed below as directors to serve on the Board of Directors of the Company, each to serve until the 2028 annual meeting of stockholders or until their successor is duly elected and qualified or until their earlier death, resignation or removal.”
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 14 asset managers below reported 44,326 for, 51,455 withheld.

Description as filed by funds: To approve an amendment of the Company's Certificate of Incorporation to provide for officer exculpation as permitted by Delaware law.

Bakkt Holdings, Inc.’s own tally for this item (“3. The stockholders approved an amendment to the Company's Certificate of Incorporation to provide for officer exculpation as permitted by Delaware law.”): 7,152,645 for, 1,307,454 against — passed, per its Form 8-K filed June 20, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved an amendment to the Company's Certificate of Incorporation to provide for officer exculpation as permitted by Delaware law.”
Support: 85% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 15 asset managers below reported 16,004 for, 79,777 against.

Description as filed by funds: To approve an amendment of the Company's Certificate of Incorporation to increase the number of authorized shares of Class A Common Stock.

Bakkt Holdings, Inc.’s own tally for this item (“4. The stockholders approved an amendment to the Company's Certificate of Incorporation to increase the number of authorized shares of Class A Common Stock from 30,000,000 shares to 60,000,000 shares and, accordingly, to”): 9,721,116 for, 595,687 against — passed, per its Form 8-K filed June 20, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved an amendment to the Company's Certificate of Incorporation to increase the number of authorized shares of Class A Common Stock from 30,000,000 shares to 60,000,000 shares and, accordingly, to increase the number”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 15 asset managers below reported 35,335 for, 60,446 against.

Description as filed by funds: To approve an amendment to the Company's 2021 Omnibus Incentive Plan.

Bakkt Holdings, Inc.’s own tally for this item (“2. The stockholders approved an amendment to the Company's 2021 Omnibus Incentive Plan to authorize 979,201 additional shares of Class A Common Stock.”): 7,006,758 for, 1,451,771 against — passed, per its Form 8-K filed June 20, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved an amendment to the Company's 2021 Omnibus Incentive Plan to authorize 979,201 additional shares of Class A Common Stock.”
Support: 83% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 15 asset managers below reported 24,722 for, 71,059 against.

Description as filed by funds: To approve, on a non-binding advisory basis, of the compensation of our named executive officers.

Bakkt Holdings, Inc.’s own tally for this item (“5. The stockholders approved, on a non-binding advisory basis, the compensation of our named executive officers.”): 6,836,126 for, 1,615,055 against — passed, per its Form 8-K filed June 20, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved, on a non-binding advisory basis, the compensation of our named executive officers.”
Support: 81% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 14 managers: 56 for, 95,725 against.

Institutional-manager reports, all 42 managers: 27,166 for, 118,484 against. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To approve, on a non-binding advisory basis, of the frequency of future stockholder advisory votes on the compensation of our named executive officers.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 14 managers: 95,781 1 year.

Institutional-manager reports, all 42 managers: 76 for, 14 against, 143,702 1 year, 1,858 3 year. Showing the 25 largest; every one is in the interactive database (link above).