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Bakkt, Inc. 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Bakkt, Inc.’s Form 8-K, filed 2026-06-26 (Item 5.07 on EDGAR). Page generated 02 October 2026.

10Reported items
118Asset managers
1,033Fund votes
2026-06-23Main meeting date

Proxy season: 2025-2026

Explore Bakkt, Inc. in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Bakkt, Inc.

These tallies are Bakkt, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-26 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Bakkt, Inc. — official shareholder meeting results, meeting held 2026-06-23
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Michael Alfred	12,378,430	109,255	--	--	--	Majority: yes
Elect Director: Lyn Alden	12,156,770	330,915	--	--	--	Majority: yes

This meeting is also recorded here as 2026-06-25; both records come from the same filing, so the date should be checked against it.

Source: Bakkt, Inc., Form 8-K, filed with the SEC on 2026-06-26 — read the filing on EDGAR.

How asset managers voted at the Bakkt, Inc. 2025-2026 meetings

Each item below shows how the 118 asset managers that disclosed a Bakkt, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Bakkt, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory Vote to Approve Executive Compensation.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-06-23.

Combines 2 wordings of this item as funds reported it.

73% fund support · no official result

FOR 73%AGAINST 27%

The 112 asset managers below cast 73% of the shares they voted on this item FOR (1,676,822 for, 631,151 against).

FOR: 1,676,822 (72.7%)AGAINST: 631,151 (27.3%)

Largest asset managers voting on “Advisory Vote to Approve Executive Compensation.” at Bakkt, Inc., 2025-2026
Asset manager	For	Against	Vote
BlackRock	336,198	69	For
State Street	217,157	0	For
Amplify ETF Trust	0	214,410	Against
Vanguard	171,183	763	For
Global X	0	161,938	Against
GEODE CAPITAL MANAGEMENT, LLC	144,254	0	For
AQR	139,872	0	For
Fidelity	138,170	0	For
HORIZON KINETICS ASSET MANAGEMENT LLC	109,003	0	For
KINETICS MUTUAL FUNDS INC	93,224	0	For
KINETICS PORTFOLIOS TRUST	93,224	0	For
MARSHALL WACE, LLP	0	68,008	Against
Voya	61,716	0	For
Northern Trust	579	53,001	Against
MELLON INVESTMENTS Corp	39,479	0	For
Nuveen	0	30,446	Against
BRIDGEWAY CAPITAL MANAGEMENT, LLC	0	26,389	Against
BRIDGEWAY FUNDS INC	0	26,389	Against
Equitable	25,376	0	For
WELLS FARGO CLEARING SERVICES, LLC	23,893	0	For
Lincoln Financial	9,100	0	For
BLAIR WILLIAM & CO/IL	8,996	0	For
AllianceBernstein	7,600	0	For
Pacific Life	6,577	0	For
Bridge Builder Trust	6,504	0	For

Showing the 25 largest of 112 asset managers. See all 112 in the interactive database.

2. To adjourn the Special Meeting, if necessary or appropriate in the view of the board of directors, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt Proposal 1.

CORPORATE GOVERNANCE

Meeting held 2026-04-17; no official results are on file for this meeting.

99% fund support · no official result

FOR 99%

The 37 asset managers below cast 99% of the shares they voted on this item FOR (944,877 for, 10,261 against).

FOR: 944,877 (98.9%)AGAINST: 10,261 (1.1%)ABSTAIN: 380 (0.0%)

Largest asset managers voting on “To adjourn the Special Meeting, if necessary or appropriate in the view of the board of directors, including t” at Bakkt, Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Vanguard	745,967	0	0	For
Global X	36,642	0	0	For
Equitable	31,940	0	380	For
BlackRock	27,882	0	0	For
Franklin Templeton	23,779	0	0	For
Fidelity	15,368	0	0	For
Invesco	14,015	0	0	For
Amplify ETF Trust	10,340	0	0	For
Lincoln Financial	0	9,100	0	Against
Pacific Life	6,568	0	0	For
Bridge Builder Trust	6,032	0	0	For
TIAA	5,319	0	0	For
American Century	3,169	0	0	For
Charles Schwab	2,552	0	0	For
John Hancock	2,545	0	0	For
SEI	1,900	0	0	For
AIG/SunAmerica	1,575	0	0	For
ProShares	1,374	0	0	For
KINETICS MUTUAL FUNDS INC	1,120	0	0	For
KINETICS PORTFOLIOS TRUST	1,120	0	0	For
Voya	991	0	0	For
Calvert	934	0	0	For
Venerable Variable Insurance Trust	931	0	0	For
RENN Fund, Inc.	720	0	0	For
Principal	692	0	0	For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

3. To approve the issuance of shares in accordance with Sections 312.03(b), 312.03(c), and 312.03(d) of the New York Stock Exchange Listed Company Manual.

EXTRAORDINARY TRANSACTIONS

Meeting held 2026-04-17; no official results are on file for this meeting.

100% fund support · no official result

FOR 99.9%

The 37 asset managers below cast 100% of the shares they voted on this item FOR (955,138 for, 0 against).

FOR: 955,138 (100.0%)ABSTAIN: 380 (0.0%)

Largest asset managers voting on “To approve the issuance of shares in accordance with Sections 312.03(b), 312.03(c), and 312.03(d) of the New Y” at Bakkt, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Vanguard	745,967	0	For
Global X	36,642	0	For
Equitable	31,940	380	For
BlackRock	27,882	0	For
Franklin Templeton	23,779	0	For
Fidelity	15,368	0	For
Invesco	14,015	0	For
Amplify ETF Trust	10,340	0	For
Lincoln Financial	9,100	0	For
Pacific Life	6,568	0	For
Bridge Builder Trust	6,032	0	For
TIAA	5,319	0	For
American Century	3,169	0	For
Charles Schwab	2,552	0	For
John Hancock	2,545	0	For
SEI	1,900	0	For
AIG/SunAmerica	1,575	0	For
ProShares	1,374	0	For
KINETICS MUTUAL FUNDS INC	1,120	0	For
KINETICS PORTFOLIOS TRUST	1,120	0	For
Voya	991	0	For
Calvert	934	0	For
Venerable Variable Insurance Trust	931	0	For
RENN Fund, Inc.	720	0	For
Principal	692	0	For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

4. Election of Class II Directors: Lyn Alden

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-06-23.

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 12,156,770AGAINST: 330,915

Bakkt, Inc.’s own tally for this item (“Elect Director: Lyn Alden”): 12,156,770 for, 330,915 against, per its Form 8-K filed 2026-06-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,562,096 outstanding shares: 40% for, 1% against (41% of the company cast a for/against vote).

The 37 asset managers below cast 100% of the shares they voted on this item FOR (920,096 for, 0 against).

FOR 81%ABSTAIN 19%

FOR: 920,096 (81.1%)ABSTAIN: 215,115 (18.9%)

Largest asset managers voting on “Election of Class II Directors: Lyn Alden” at Bakkt, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Amplify ETF Trust	0	214,410	Abstain
BlackRock	187,375	0	For
Global X	161,938	0	For
Vanguard	153,924	623	For
Fidelity	137,293	0	For
KINETICS MUTUAL FUNDS INC	93,224	0	For
KINETICS PORTFOLIOS TRUST	93,224	0	For
BRIDGEWAY FUNDS INC	26,389	0	For
Equitable	25,376	0	For
Lincoln Financial	9,100	0	For
Pacific Life	6,577	0	For
Bridge Builder Trust	6,504	0	For
American Century	3,169	0	For
Voya	2,568	0	For
SEI	1,900	0	For
Nationwide	1,807	0	For
Charles Schwab	1,777	0	For
AIG/SunAmerica	1,578	0	For
John Hancock	1,013	0	For
Calvert	934	0	For
Venerable Variable Insurance Trust	931	0	For
RENN Fund, Inc.	720	0	For
State Street	635	0	For
ProShares	479	0	For
Principal	392	0	For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

5. Election of Class II Directors: Michael Alfred

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-06-23.

Combines 4 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%

FOR: 12,378,430AGAINST: 109,255

Bakkt, Inc.’s own tally for this item (“Elect Director: Michael Alfred”): 12,378,430 for, 109,255 against, per its Form 8-K filed 2026-06-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,562,096 outstanding shares: 41% for, 0.4% against (41% of the company cast a for/against vote).

The 37 asset managers below cast 100% of the shares they voted on this item FOR (1,135,211 for, 0 against).

FOR 100%

FOR: 1,135,211 (100.0%)

Largest asset managers voting on “Election of Class II Directors: Michael Alfred” at Bakkt, Inc., 2025-2026
Asset manager	For	Vote
Amplify ETF Trust	214,410	For
BlackRock	187,375	For
Global X	161,938	For
Vanguard	154,547	For
Fidelity	137,293	For
KINETICS MUTUAL FUNDS INC	93,224	For
KINETICS PORTFOLIOS TRUST	93,224	For
BRIDGEWAY FUNDS INC	26,389	For
Equitable	25,376	For
Lincoln Financial	9,100	For
Pacific Life	6,577	For
Bridge Builder Trust	6,504	For
American Century	3,169	For
Voya	2,568	For
SEI	1,900	For
Nationwide	1,807	For
Charles Schwab	1,777	For
AIG/SunAmerica	1,578	For
John Hancock	1,013	For
Calvert	934	For
Venerable Variable Insurance Trust	931	For
RENN Fund, Inc.	720	For
State Street	635	For
ProShares	479	For
Principal	392	For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

6. TO RATIFY THE SELECTION OF GRANT THORNTON LLC AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

AUDIT-RELATED

Meeting held 2026-06-23.

100% fund support · no official result

FOR 100%

The 37 asset managers below cast 100% of the shares they voted on this item FOR (1,135,211 for, 0 against).

FOR: 1,135,211 (100.0%)

Largest asset managers voting on “TO RATIFY THE SELECTION OF GRANT THORNTON LLC AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDIN” at Bakkt, Inc., 2025-2026
Asset manager	For	Vote
Amplify ETF Trust	214,410	For
BlackRock	187,375	For
Global X	161,938	For
Vanguard	154,547	For
Fidelity	137,293	For
KINETICS MUTUAL FUNDS INC	93,224	For
KINETICS PORTFOLIOS TRUST	93,224	For
BRIDGEWAY FUNDS INC	26,389	For
Equitable	25,376	For
Lincoln Financial	9,100	For
Pacific Life	6,577	For
Bridge Builder Trust	6,504	For
American Century	3,169	For
Voya	2,568	For
SEI	1,900	For
Nationwide	1,807	For
Charles Schwab	1,777	For
AIG/SunAmerica	1,578	For
John Hancock	1,013	For
Calvert	934	For
Venerable Variable Insurance Trust	931	For
RENN Fund, Inc.	720	For
State Street	635	For
ProShares	479	For
Principal	392	For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

7. To approve the Options Proposal.

COMPENSATION

Meeting held 2025-10-31; no official results are on file for this meeting.

18% fund support · no official result

FOR 18%AGAINST 82%

The 30 asset managers below cast 18% of the shares they voted on this item FOR (126,771 for, 567,347 against).

FOR: 126,771 (18.3%)AGAINST: 567,347 (81.7%)

Largest asset managers voting on “To approve the Options Proposal.” at Bakkt, Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	0	289,409	Against
TIAA	0	120,697	Against
Global X	0	109,374	Against
Fidelity	48,713	0	For
Invesco	27,659	0	For
Charles Schwab	0	18,296	Against
BlackRock	0	14,129	Against
Equitable	10,380	1,145	For
KINETICS MUTUAL FUNDS INC	10,449	0	For
KINETICS PORTFOLIOS TRUST	10,449	0	For
BRIDGEWAY FUNDS INC	7,900	0	For
Lincoln Financial	0	5,300	Against
Dimensional	4,674	0	For
AIG/SunAmerica	2,668	0	For
Pacific Life	0	2,254	Against
Bridge Builder Trust	0	2,242	Against
State Street	0	1,774	Against
Nationwide	0	1,501	Against
SEI	0	900	Against
DWS	780	0	For
John Hancock	777	0	For
RENN Fund, Inc.	720	0	For
Calvert	524	0	For
T. Rowe Price	488	0	For
ProShares	309	0	For

Showing the 25 largest of 30 asset managers. See all 30 in the interactive database.

8. TO APPROVE THE INCREASE OF AUTHORIZED SHARES PROPOSAL.

SHAREHOLDER RIGHTS AND DEFENSES

Meeting held 2025-08-06; no official results are on file for this meeting.

0.1% fund support · no official result

AGAINST 99.9%

The 29 asset managers below cast 0.1% of the shares they voted on this item FOR (31 for, 377,957 against).

FOR: 31 (0.0%)AGAINST: 377,957 (100.0%)

Largest asset managers voting on “TO APPROVE THE INCREASE OF AUTHORIZED SHARES PROPOSAL.” at Bakkt, Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	0	107,559	Against
TIAA	0	95,126	Against
Fidelity	0	56,854	Against
Equitable	0	50,378	Against
Global X	0	34,674	Against
Invesco	0	9,730	Against
Lincoln Financial	0	5,300	Against
BlackRock	0	3,557	Against
AIG/SunAmerica	0	2,668	Against
Pacific Life	0	2,254	Against
Bridge Builder Trust	0	2,242	Against
KINETICS MUTUAL FUNDS INC	0	1,187	Against
KINETICS PORTFOLIOS TRUST	0	1,187	Against
Charles Schwab	0	1,003	Against
SEI	0	900	Against
DWS	0	780	Against
RENN Fund, Inc.	0	720	Against
Calvert	0	524	Against
T. Rowe Price	0	488	Against
ProShares	0	327	Against
PENN SERIES FUNDS INC	0	200	Against
State Street	0	181	Against
QUANTITATIVE MASTER SERIES LLC	0	86	Against
Guggenheim	0	25	Against
Advisors' Inner Circle Fund III	21	0	For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

9. TO APPROVE THE ADJOURNMENT PROPOSAL.

CORPORATE GOVERNANCE

Meeting held 2025-08-06; no official results are on file for this meeting.

3% fund support · no official result

AGAINST 97%

The 27 asset managers below cast 3% of the shares they voted on this item FOR (9,761 for, 360,685 against).

FOR: 9,761 (2.6%)AGAINST: 360,685 (97.4%)

Largest asset managers voting on “TO APPROVE THE ADJOURNMENT PROPOSAL.” at Bakkt, Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	0	107,559	Against
TIAA	0	95,126	Against
Fidelity	0	56,854	Against
Equitable	0	50,378	Against
Global X	0	34,674	Against
Invesco	9,730	0	For
BlackRock	0	3,557	Against
AIG/SunAmerica	0	2,668	Against
Pacific Life	0	2,254	Against
KINETICS MUTUAL FUNDS INC	0	1,187	Against
KINETICS PORTFOLIOS TRUST	0	1,187	Against
Charles Schwab	0	1,003	Against
SEI	0	900	Against
DWS	0	780	Against
RENN Fund, Inc.	0	720	Against
Calvert	0	524	Against
T. Rowe Price	0	488	Against
ProShares	0	327	Against
PENN SERIES FUNDS INC	0	200	Against
State Street	0	181	Against
QUANTITATIVE MASTER SERIES LLC	0	86	Against
Guggenheim	0	25	Against
Advisors' Inner Circle Fund III	21	0	For
Goldman Sachs	10	0	For
Principal	0	4	Against

Showing the 25 largest of 27 asset managers. See all 27 in the interactive database.

10. To approve the Adjournment Proposal.

CORPORATE GOVERNANCE

Meeting held 2025-10-31; no official results are on file for this meeting.

17% fund support · no official result

FOR 17%AGAINST 83%

The 21 asset managers below cast 17% of the shares they voted on this item FOR (115,921 for, 555,550 against).

FOR: 115,921 (17.3%)AGAINST: 555,550 (82.7%)

Largest asset managers voting on “To approve the Adjournment Proposal.” at Bakkt, Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	0	289,409	Against
TIAA	0	113,896	Against
Global X	0	109,374	Against
Fidelity	43,534	0	For
Invesco	27,659	0	For
Charles Schwab	0	18,296	Against
BlackRock	0	13,402	Against
KINETICS MUTUAL FUNDS INC	10,449	0	For
KINETICS PORTFOLIOS TRUST	10,449	0	For
Equitable	10,000	408	For
BRIDGEWAY FUNDS INC	7,900	0	For
Lincoln Financial	0	5,300	Against
Dimensional	4,674	0	For
Bridge Builder Trust	0	2,242	Against
State Street	0	1,596	Against
Nationwide	0	1,501	Against
John Hancock	777	0	For
Principal	225	0	For
ProShares	216	0	For
Brinker Capital Destinations Trust	0	126	Against
Guggenheim	38	0	For

Largest Bakkt, Inc. shareholders voting in 2025-2026

Ranked by the number of Bakkt, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 30,562,096 shares outstanding at the time of that meeting.

Top Bakkt, Inc. shareholders by shares voted, 2025-2026
#	Asset manager	% of shares outstanding
1	BlackRock	1.10%
2	State Street	0.71%
3	Amplify ETF Trust	0.70%
4	Vanguard	0.56%
5	Global X	0.53%
6	GEODE CAPITAL MANAGEMENT, LLC	0.47%
7	AQR	0.46%
8	Fidelity	0.45%
9	HORIZON KINETICS ASSET MANAGEMENT LLC	0.36%
10	KINETICS MUTUAL FUNDS INC	0.31%

Reported Bakkt, Inc. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Bakkt, Inc. beneficial owners on record for the 2025-2026 proxy season
Holder	% outstanding	Disclosure
Akshay Sudhir Naheta	36.45%	13D
INTERCONTINENTAL EXCHANGE, INC.	27.42%	13D
Akshay Naheta	14.03%	DEF14A
BlackRock	3.78%	13F
Vanguard Group	2.41%	13F
Citadel Advisors	2.02%	13F
Geode Capital	1.86%	13F
Renaissance Technologies	1.44%	13F
G1 Execution Services, LLC	1.35%	13G
Andrew Main	0.94%	DEF14A

Percentages above are of 30,562,096 shares outstanding, as reported by Bakkt, Inc. on its Form 10-K dated 2026-03-11 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Bakkt, Inc.’s 10-K dated 2026-03-11. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At Bakkt, Inc.'s 4 shareholder meetings in the 2025-2026 proxy season (held 2025-08-06, 2025-10-31, 2026-04-17 and 2026-06-23), 118 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,033 separate fund positions. Their filings are grouped here into 10 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Bakkt, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory Vote to Approve Executive Compensation. — the reporting funds cast 73% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

Bakkt, Inc. proxy season coverage: 2025-2026 (this page).