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BANC OF CALIFORNIA INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and BANC OF CALIFORNIA INC.’s Form 8-K, filed 2024-05-14 (Item 5.07 on EDGAR). Page generated 02 October 2026.

24Reported items
330Asset managers
4,814Fund votes
2024-05-09Main meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore BANC OF CALIFORNIA INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by BANC OF CALIFORNIA INC.

These tallies are BANC OF CALIFORNIA INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-14 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

BANC OF CALIFORNIA INC. — official shareholder meeting results, meeting held 2024-05-09
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: James A. "Conan" Barker	115,025,875	1,971,518	151,423	--	--	Majority: yes
Elect Director: Paul R. Burke	116,044,757	970,646	133,413	--	--	Majority: yes
Elect Director: Mary A. Curran	115,146,051	1,863,832	138,933	--	--	Majority: yes
Elect Director: John M. Eggemeyer	115,750,413	1,267,441	130,962	--	--	Majority: yes
Elect Director: Shannon F. Eusey	115,130,094	1,881,291	137,431	--	--	Majority: yes
Elect Director: Richard J. Lashley	115,033,157	1,966,285	149,374	--	--	Majority: yes
Elect Director: Susan E. Lester	116,183,735	848,547	116,534	--	--	Majority: yes
Elect Director: Joseph J. Rice	114,949,695	2,023,513	175,608	--	--	Majority: yes
Elect Director: Todd Schell	116,183,711	829,059	136,046	--	--	Majority: yes
Elect Director: Vania E. Schlogel	113,990,539	2,999,563	158,714	--	--	Majority: yes
Elect Director: Andrew Thau	114,691,608	2,314,021	143,187	--	--	Majority: yes
Elect Director: Jared M. Wolff	116,110,947	923,215	114,654	--	--	Majority: yes

Source: BANC OF CALIFORNIA INC., Form 8-K, filed with the SEC on 2024-05-14 — read the filing on EDGAR.

How asset managers voted at the BANC OF CALIFORNIA INC. 2023-2024 meetings

Each item below shows how the 330 asset managers that disclosed a BANC OF CALIFORNIA INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of BANC OF CALIFORNIA INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Approval, on an advisory and non- binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09.

Combines 11 wordings of this item as funds reported it.

96% fund support · no official result

FOR 96%

The 309 asset managers below cast 96% of the shares they voted on this item FOR (117,273,528 for, 5,116,404 against).

FOR: 117,273,528 (95.7%)AGAINST: 5,116,404 (4.2%)ABSTAIN: 74,743 (0.1%)NOT VOTED: 30,656 (0.0%)

Largest asset managers voting on “Approval, on an advisory and non- binding basis, of the compensation paid to the Company's named executive off” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
WARBURG PINCUS LLC	15,592,774	0	For
BlackRock	15,249,982	0	For
Vanguard	9,283,115	0	For
State Street	8,602,187	0	For
Dimensional	3,874,174	0	For
American Century	0	3,822,633	Against
FJ Capital Management LLC	3,466,467	0	For
Invesco	3,210,357	0	For
PL Capital Advisors, LLC	3,201,719	0	For
Neuberger Berman	2,863,328	0	For
Azora Capital LP	2,648,100	0	For
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	2,598,424	0	For
Fidelity	2,573,071	0	For
GEODE CAPITAL MANAGEMENT, LLC	2,528,272	0	For
Senator Investment Group LP	2,459,609	0	For
Charles Schwab	2,240,865	0	For
MFS	2,102,722	0	For
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	1,859,039	0	For
Victory Capital	1,575,248	0	For
MALTESE CAPITAL MANAGEMENT LLC	1,398,600	0	For
Stieven Capital Advisors, L.P.	1,312,972	0	For
KENNEDY CAPITAL MANAGEMENT LLC	1,272,353	0	For
ENDEAVOUR CAPITAL ADVISORS INC	1,220,294	0	For
MELLON INVESTMENTS Corp	1,033,249	0	For
Citadel	1,026,094	0	For

Showing the 25 largest of 309 asset managers. See all 309 in the interactive database.

2. Election of Directors, each for a term of one year: Andrew Thau

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 114,691,608AGAINST: 2,314,021

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Andrew Thau”): 114,691,608 for, 2,314,021 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 1% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99% of the shares they voted on this item FOR (50,852,846 for, 563,388 against).

FOR 99%

FOR: 50,852,846 (98.9%)AGAINST: 563,388 (1.1%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Andrew Thau” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,304	1,589	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	656,071	0	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	0	267,463	Against
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

3. Election of Directors, each for a term of one year: Jared M. Wolff

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99.2% Majority: yes · of votes cast

FOR 99.2%

FOR: 116,110,947AGAINST: 923,215

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Jared M. Wolff”): 116,110,947 for, 923,215 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 74% for, 0.6% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.9% of the shares they voted on this item FOR (51,398,580 for, 17,655 against).

FOR 99.9%

FOR: 51,398,580 (100.0%)AGAINST: 17,655 (0.0%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Jared M. Wolff” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,929	964	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	656,071	0	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	267,463	0	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

4. Election of Directors, each for a term of one year: John M. Eggemeyer

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 115,750,413AGAINST: 1,267,441

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: John M. Eggemeyer”): 115,750,413 for, 1,267,441 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 0.9% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.6% of the shares they voted on this item FOR (51,236,020 for, 180,215 against).

FOR 99.6%

FOR: 51,236,020 (99.6%)AGAINST: 180,215 (0.4%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: John M. Eggemeyer” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
BlackRock	13,907,241	For
Vanguard	9,068,689	For
State Street	4,361,893	For
Dimensional	3,186,121	For
Fidelity	2,552,733	For
MFS	2,102,722	For
American Century	1,703,860	For
Invesco	1,243,263	For
Charles Schwab	1,044,016	For
WILLIAM BLAIR FUNDS	1,024,690	For
JPMorgan	925,657	For
Neuberger Berman	790,699	For
Columbia Threadneedle	726,276	For
NORTHERN LIGHTS FUND TRUST II	673,341	For
Bridge Builder Trust	656,071	For
Principal	629,858	For
Victory Capital	560,104	For
WisdomTree	530,480	For
FINANCIAL INVESTORS TRUST	423,795	For
TIAA	367,435	For
Jackson National	322,156	For
Equitable	308,349	For
BRIDGEWAY FUNDS INC	267,463	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	For
HENNESSY FUNDS TRUST	250,000	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

5. Election of Directors, each for a term of one year: Joseph J. Rice

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 114,949,695AGAINST: 2,023,513

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Joseph J. Rice”): 114,949,695 for, 2,023,513 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 1% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.9% of the shares they voted on this item FOR (51,367,413 for, 48,822 against).

FOR 99.8%

FOR: 51,367,413 (99.9%)AGAINST: 48,822 (0.1%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Joseph J. Rice” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,377	1,516	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	641,722	14,349	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	267,463	0	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

6. Election of Directors, each for a term of one year: Mary A. Curran

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 115,146,051AGAINST: 1,863,832

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Mary A. Curran”): 115,146,051 for, 1,863,832 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 1% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.1% of the shares they voted on this item FOR (50,953,752 for, 462,482 against).

FOR 99.0%

FOR: 50,953,752 (99.1%)AGAINST: 462,482 (0.9%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Mary A. Curran” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,304	1,589	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	656,071	0	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	0	267,463	Against
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

7. Election of Directors, each for a term of one year: Paul R. Burke

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%

FOR: 116,044,757AGAINST: 970,646

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Paul R. Burke”): 116,044,757 for, 970,646 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 74% for, 0.7% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.6% of the shares they voted on this item FOR (51,236,020 for, 180,215 against).

FOR 99.6%

FOR: 51,236,020 (99.6%)AGAINST: 180,215 (0.4%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Paul R. Burke” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
BlackRock	13,907,241	For
Vanguard	9,068,689	For
State Street	4,361,893	For
Dimensional	3,186,121	For
Fidelity	2,552,733	For
MFS	2,102,722	For
American Century	1,703,860	For
Invesco	1,243,263	For
Charles Schwab	1,044,016	For
WILLIAM BLAIR FUNDS	1,024,690	For
JPMorgan	925,657	For
Neuberger Berman	790,699	For
Columbia Threadneedle	726,276	For
NORTHERN LIGHTS FUND TRUST II	673,341	For
Bridge Builder Trust	656,071	For
Principal	629,858	For
Victory Capital	560,104	For
WisdomTree	530,480	For
FINANCIAL INVESTORS TRUST	423,795	For
TIAA	367,435	For
Jackson National	322,156	For
Equitable	308,349	For
BRIDGEWAY FUNDS INC	267,463	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	For
HENNESSY FUNDS TRUST	250,000	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

8. Election of Directors, each for a term of one year: Richard J. Lashley

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 115,033,157AGAINST: 1,966,285

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Richard J. Lashley”): 115,033,157 for, 1,966,285 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 1% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.9% of the shares they voted on this item FOR (51,370,889 for, 45,346 against).

FOR 99.8%

FOR: 51,370,889 (99.9%)AGAINST: 45,346 (0.1%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Richard J. Lashley” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,377	1,516	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	641,722	14,349	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	267,463	0	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

9. Election of Directors, each for a term of one year: Shannon F. Eusey

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 115,130,094AGAINST: 1,881,291

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Shannon F. Eusey”): 115,130,094 for, 1,881,291 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 1% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.0% of the shares they voted on this item FOR (50,950,276 for, 465,958 against).

FOR 99.0%

FOR: 50,950,276 (99.1%)AGAINST: 465,958 (0.9%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Shannon F. Eusey” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,304	1,589	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	656,071	0	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	0	267,463	Against
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

10. Election of Directors, each for a term of one year: Susan E. Lester

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99.2% Majority: yes · of votes cast

FOR 99.2%

FOR: 116,183,735AGAINST: 848,547

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Susan E. Lester”): 116,183,735 for, 848,547 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 74% for, 0.6% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 100% of the shares they voted on this item FOR (51,416,235 for, 0 against).

FOR 99.9%

FOR: 51,416,235 (100.0%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Susan E. Lester” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
BlackRock	13,907,241	For
Vanguard	9,068,689	For
State Street	4,361,893	For
Dimensional	3,186,121	For
Fidelity	2,552,733	For
MFS	2,102,722	For
American Century	1,703,860	For
Invesco	1,243,263	For
Charles Schwab	1,044,016	For
WILLIAM BLAIR FUNDS	1,024,690	For
JPMorgan	925,657	For
Neuberger Berman	790,699	For
Columbia Threadneedle	726,276	For
NORTHERN LIGHTS FUND TRUST II	673,341	For
Bridge Builder Trust	656,071	For
Principal	629,858	For
Victory Capital	560,104	For
WisdomTree	530,480	For
FINANCIAL INVESTORS TRUST	423,795	For
TIAA	367,435	For
Jackson National	322,156	For
Equitable	308,349	For
BRIDGEWAY FUNDS INC	267,463	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	For
HENNESSY FUNDS TRUST	250,000	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

11. Election of Directors, each for a term of one year: Todd Schell

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99.2% Majority: yes · of votes cast

FOR 99.2%

FOR: 116,183,711AGAINST: 829,059

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Todd Schell”): 116,183,711 for, 829,059 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 74% for, 0.6% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 100% of the shares they voted on this item FOR (51,416,235 for, 0 against).

FOR 99.9%

FOR: 51,416,235 (100.0%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Todd Schell” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
BlackRock	13,907,241	For
Vanguard	9,068,689	For
State Street	4,361,893	For
Dimensional	3,186,121	For
Fidelity	2,552,733	For
MFS	2,102,722	For
American Century	1,703,860	For
Invesco	1,243,263	For
Charles Schwab	1,044,016	For
WILLIAM BLAIR FUNDS	1,024,690	For
JPMorgan	925,657	For
Neuberger Berman	790,699	For
Columbia Threadneedle	726,276	For
NORTHERN LIGHTS FUND TRUST II	673,341	For
Bridge Builder Trust	656,071	For
Principal	629,858	For
Victory Capital	560,104	For
WisdomTree	530,480	For
FINANCIAL INVESTORS TRUST	423,795	For
TIAA	367,435	For
Jackson National	322,156	For
Equitable	308,349	For
BRIDGEWAY FUNDS INC	267,463	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	For
HENNESSY FUNDS TRUST	250,000	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

12. Election of Directors, each for a term of one year: Vania E. Schlogel

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 113,990,539AGAINST: 2,999,563

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Vania E. Schlogel”): 113,990,539 for, 2,999,563 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 72% for, 2% against (74% of the company cast a for/against vote).

The 90 asset managers below cast 99.0% of the shares they voted on this item FOR (50,919,110 for, 497,125 against).

FOR 99.0%

FOR: 50,919,110 (99.0%)AGAINST: 497,125 (1.0%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: Vania E. Schlogel” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,359,752	2,141	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	641,722	14,349	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	0	267,463	Against
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

13. Election of Directors, each for a term of one year: James A. "Conan" Barker

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 115,025,875AGAINST: 1,971,518

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: James A. "Conan" Barker”): 115,025,875 for, 1,971,518 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 157,608,893 outstanding shares: 73% for, 1% against (74% of the company cast a for/against vote).

The 88 asset managers below cast 99.9% of the shares they voted on this item FOR (51,207,605 for, 45,346 against).

FOR 99.8%

FOR: 51,207,605 (99.9%)AGAINST: 45,346 (0.1%)ABSTAIN: 7,730 (0.0%)

Largest asset managers voting on “Election of Directors, each for a term of one year: James A. "Conan" Barker” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	13,907,241	0	For
Vanguard	9,068,689	0	For
State Street	4,360,377	1,516	For
Dimensional	3,186,121	0	For
Fidelity	2,552,733	0	For
MFS	2,102,722	0	For
American Century	1,703,860	0	For
Invesco	1,243,263	0	For
Charles Schwab	1,044,016	0	For
WILLIAM BLAIR FUNDS	1,024,690	0	For
JPMorgan	925,657	0	For
Neuberger Berman	790,699	0	For
Columbia Threadneedle	726,276	0	For
NORTHERN LIGHTS FUND TRUST II	673,341	0	For
Bridge Builder Trust	641,722	14,349	For
Principal	629,858	0	For
Victory Capital	560,104	0	For
WisdomTree	530,480	0	For
FINANCIAL INVESTORS TRUST	423,795	0	For
TIAA	367,435	0	For
Jackson National	322,156	0	For
Equitable	308,349	0	For
BRIDGEWAY FUNDS INC	267,463	0	For
HOTCHKIS & WILEY FUNDS /DE/	263,218	0	For
HENNESSY FUNDS TRUST	250,000	0	For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

14. A proposal to adjourn the BANC special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the BANC special meeting to approve the BANC issuance proposal (the "BANC adjournment proposal").

CORPORATE GOVERNANCE

Meeting held 2023-11-22; no official results are on file for this meeting.

Combines 2 wordings of this item as funds reported it.

94% fund support · no official result

FOR 94%

The 75 asset managers below cast 94% of the shares they voted on this item FOR (18,218,040 for, 1,122,257 against).

FOR: 18,218,040 (94.2%)AGAINST: 1,122,257 (5.8%)

Largest asset managers voting on “A proposal to adjourn the BANC special meeting, if necessary or appropriate, to solicit additional proxies if ” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	4,943,525	0	For
Vanguard	3,581,557	0	For
Dimensional	2,351,394	0	For
State Street	1,704,028	2,715	For
Fidelity	13,926	1,033,184	Against
WILLIAM BLAIR FUNDS	726,391	0	For
Victory Capital	702,804	0	For
American Century	523,483	0	For
Charles Schwab	408,115	0	For
Columbia Threadneedle	389,283	0	For
JPMorgan	327,254	0	For
Neuberger Berman	295,370	0	For
BRIDGEWAY FUNDS INC	167,943	0	For
Jackson National	136,854	0	For
Equitable	117,819	0	For
WisdomTree	109,415	0	For
PROSPECTOR FUNDS, INC.	97,075	0	For
BNY Mellon	97,033	0	For
FINANCIAL INVESTORS TRUST	95,795	0	For
ADVISORS' INNER CIRCLE FUND	95,400	0	For
Direxion Shares ETF Trust	95,046	0	For
Lincoln Financial	47,068	43,838	For
Brighthouse	78,210	0	For
AIG/SunAmerica	75,910	0	For
Voya	73,342	0	For

Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.

15. A proposal to amend (the "BANC charter amendment") Section F of Article 6 of the Second Articles of Restatement of BANC (the "BANC charter") in a manner to exempt the Warburg Investors and their affiliates (but not any other stockholder of BANC) from the application of Section F of Article 6 (other than paragraph 4 thereof, which deals mainly with the quorum requirement for meetings of BANC stockh

CORPORATE GOVERNANCE

Meeting held 2023-11-22; no official results are on file for this meeting.

100% fund support · no official result

FOR 100%

The 54 asset managers below cast 100% of the shares they voted on this item FOR (17,658,898 for, 0 against).

FOR: 17,658,898 (100.0%)

Largest asset managers voting on “A proposal to amend (the "BANC charter amendment") Section F of Article 6 of the Second Articles of Restatemen” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
BlackRock	4,943,525	For
Vanguard	3,581,557	For
Dimensional	2,351,394	For
State Street	1,706,743	For
Fidelity	1,047,110	For
WILLIAM BLAIR FUNDS	726,391	For
Victory Capital	702,804	For
American Century	523,483	For
Columbia Threadneedle	389,283	For
BRIDGEWAY FUNDS INC	167,943	For
Equitable	117,819	For
WisdomTree	109,415	For
PROSPECTOR FUNDS, INC.	97,075	For
BNY Mellon	97,033	For
Direxion Shares ETF Trust	95,046	For
Lincoln Financial	81,921	For
AIG/SunAmerica	75,910	For
Voya	73,342	For
QUANTITATIVE MASTER SERIES LLC	67,339	For
Guggenheim	66,431	For
Principal	65,628	For
VALUED ADVISERS TRUST	60,575	For
Transamerica	51,692	For
Northern Trust	41,805	For
Royce	41,013	For

Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.

16. A proposal to amend and restate BANC's existing 2018 omnibus stock incentive plan, to be renamed the Amended and Restated Banc of California, Inc. 2018 Omnibus Stock Incentive Plan, or "A&R 2018 Plan", pursuant to which the combined company will be able to make grants of equity-based awards to employees, officers, directors and consultants of the combined company following the closing of the trans

COMPENSATION

Meeting held 2023-11-22; no official results are on file for this meeting.

96% fund support · no official result

FOR 96%

The 54 asset managers below cast 96% of the shares they voted on this item FOR (16,887,414 for, 730,471 against).

FOR: 16,887,414 (95.6%)AGAINST: 730,471 (4.1%)ABSTAIN: 41,013 (0.2%)

Largest asset managers voting on “A proposal to amend and restate BANC's existing 2018 omnibus stock incentive plan, to be renamed the Amended a” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
BlackRock	4,943,525	0	0	For
Vanguard	3,581,557	0	0	For
Dimensional	2,351,394	0	0	For
State Street	1,706,743	0	0	For
Fidelity	1,047,110	0	0	For
WILLIAM BLAIR FUNDS	726,391	0	0	For
Victory Capital	702,804	0	0	For
American Century	0	523,483	0	Against
Columbia Threadneedle	389,283	0	0	For
BRIDGEWAY FUNDS INC	167,943	0	0	For
Equitable	117,819	0	0	For
WisdomTree	109,415	0	0	For
PROSPECTOR FUNDS, INC.	0	97,075	0	Against
BNY Mellon	97,033	0	0	For
Direxion Shares ETF Trust	95,046	0	0	For
Lincoln Financial	81,921	0	0	For
AIG/SunAmerica	75,910	0	0	For
Voya	73,342	0	0	For
QUANTITATIVE MASTER SERIES LLC	67,339	0	0	For
Guggenheim	66,431	0	0	For
Principal	65,628	0	0	For
VALUED ADVISERS TRUST	0	60,575	0	Against
Transamerica	51,692	0	0	For
Northern Trust	41,805	0	0	For
Royce	0	0	41,013	Abstain

Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.

17. A proposal to approve the issuance of BANC common stock to holders of PACW common stock (the "PACW stockholders") pursuant to the merger agreement and the issuance of BANC common stock, BANC NVCE stock and warrants to the Investors pursuant to the investment agreements (the "BANC issuance proposal");

EXTRAORDINARY TRANSACTIONS

Meeting held 2023-11-22; no official results are on file for this meeting.

100% fund support · no official result

FOR 100%

The 54 asset managers below cast 100% of the shares they voted on this item FOR (17,658,898 for, 0 against).

FOR: 17,658,898 (100.0%)

Largest asset managers voting on “A proposal to approve the issuance of BANC common stock to holders of PACW common stock (the "PACW stockholder” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
BlackRock	4,943,525	For
Vanguard	3,581,557	For
Dimensional	2,351,394	For
State Street	1,706,743	For
Fidelity	1,047,110	For
WILLIAM BLAIR FUNDS	726,391	For
Victory Capital	702,804	For
American Century	523,483	For
Columbia Threadneedle	389,283	For
BRIDGEWAY FUNDS INC	167,943	For
Equitable	117,819	For
WisdomTree	109,415	For
PROSPECTOR FUNDS, INC.	97,075	For
BNY Mellon	97,033	For
Direxion Shares ETF Trust	95,046	For
Lincoln Financial	81,921	For
AIG/SunAmerica	75,910	For
Voya	73,342	For
QUANTITATIVE MASTER SERIES LLC	67,339	For
Guggenheim	66,431	For
Principal	65,628	For
VALUED ADVISERS TRUST	60,575	For
Transamerica	51,692	For
Northern Trust	41,805	For
Royce	41,013	For

Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.

18. Amend Section F of Article 6 of the Second Articles of Restatement of BANC (the "BANC charter") in a manner to exempt the Warburg Investors and their affiliates (but not any other stockholder of BANC) from the application of Section F of Article 6 (other than paragraph 4 thereof, which deals mainly with the quorum requirement for meetings of BANC stockholders) of the BANC charter.

CORPORATE GOVERNANCE

Meeting held 2023-11-22; no official results are on file for this meeting.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 25 asset managers below cast 100% of the shares they voted on this item FOR (1,681,261 for, 0 against).

FOR: 1,681,261 (100.0%)

Largest asset managers voting on “Amend Section F of Article 6 of the Second Articles of Restatement of BANC (the "BANC charter") in a manner to” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
Charles Schwab	408,115	For
JPMorgan	327,254	For
Neuberger Berman	295,370	For
Jackson National	136,854	For
FINANCIAL INVESTORS TRUST	95,795	For
ADVISORS' INNER CIRCLE FUND	95,400	For
RBC FUNDS TRUST	63,550	For
Brighthouse	52,811	For
Allianz	37,156	For
Prudential/PGIM	28,929	For
John Hancock	26,494	For
EA Series Trust	25,812	For
Bridge Builder Trust	17,825	For
Morgan Stanley	10,770	For
Natixis	10,742	For
Vericimetry Funds	10,420	For
SEI	10,400	For
Lincoln Financial	8,985	For
TARGET PORTFOLIO TRUST	8,200	For
CARILLON SERIES TRUST	6,685	For
NORTHERN LIGHTS FUND TRUST II	1,179	For
Nationwide	918	For
WILSHIRE MUTUAL FUNDS INC	841	For
CITY NATIONAL ROCHDALE FUNDS	545	For
SYNTAX ETF TRUST	211	For

19. Amend and restate BANC's existing 2018 omnibus stock incentive plan, to be renamed the Amended and Restated Banc of California, Inc. 2018 Omnibus Stock Incentive Plan, pursuant to which BANC, as the surviving corporation contemplated by the merger agreement (the "combined company"), will be able to make equity- based award grants to combined company employees, officers, directors and consultants p

COMPENSATION

Meeting held 2023-11-22; no official results are on file for this meeting.

Combines 2 wordings of this item as funds reported it.

94% fund support · no official result

FOR 94%

The 25 asset managers below cast 94% of the shares they voted on this item FOR (1,580,582 for, 100,679 against).

FOR: 1,580,582 (94.0%)AGAINST: 100,679 (6.0%)

Largest asset managers voting on “Amend and restate BANC's existing 2018 omnibus stock incentive plan, to be renamed the Amended and Restated Ba” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Vote
Charles Schwab	408,115	0	For
JPMorgan	327,254	0	For
Neuberger Berman	295,370	0	For
Jackson National	136,854	0	For
FINANCIAL INVESTORS TRUST	95,795	0	For
ADVISORS' INNER CIRCLE FUND	95,400	0	For
RBC FUNDS TRUST	0	63,550	Against
Brighthouse	52,811	0	For
Allianz	37,156	0	For
Prudential/PGIM	0	28,929	Against
John Hancock	26,494	0	For
EA Series Trust	25,812	0	For
Bridge Builder Trust	17,825	0	For
Morgan Stanley	10,770	0	For
Natixis	10,742	0	For
Vericimetry Funds	10,420	0	For
SEI	10,400	0	For
Lincoln Financial	8,985	0	For
TARGET PORTFOLIO TRUST	0	8,200	Against
CARILLON SERIES TRUST	6,685	0	For
NORTHERN LIGHTS FUND TRUST II	1,179	0	For
Nationwide	918	0	For
WILSHIRE MUTUAL FUNDS INC	841	0	For
CITY NATIONAL ROCHDALE FUNDS	545	0	For
SYNTAX ETF TRUST	211	0	For

20. Approve the issuance of Banc of California, Inc. ("BANC") common stock to PacWest Bancorp ("PACW") common stock holders pursuant to the merger agreement dated as of 7/25/2023 by & among BANC, PACW and Cal Merger Sub, Inc. & the issuance of BANC common stock, non-voting, common-equivalent stock of BANC & certain warrants to affiliates of funds managed by Warburg Pincus LLC (the "Warburg Investors")

EXTRAORDINARY TRANSACTIONS

Meeting held 2023-11-22; no official results are on file for this meeting.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 25 asset managers below cast 100% of the shares they voted on this item FOR (1,681,261 for, 0 against).

FOR: 1,681,261 (100.0%)

Largest asset managers voting on “Approve the issuance of Banc of California, Inc. ("BANC") common stock to PacWest Bancorp ("PACW") common stoc” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
Charles Schwab	408,115	For
JPMorgan	327,254	For
Neuberger Berman	295,370	For
Jackson National	136,854	For
FINANCIAL INVESTORS TRUST	95,795	For
ADVISORS' INNER CIRCLE FUND	95,400	For
RBC FUNDS TRUST	63,550	For
Brighthouse	52,811	For
Allianz	37,156	For
Prudential/PGIM	28,929	For
John Hancock	26,494	For
EA Series Trust	25,812	For
Bridge Builder Trust	17,825	For
Morgan Stanley	10,770	For
Natixis	10,742	For
Vericimetry Funds	10,420	For
SEI	10,400	For
Lincoln Financial	8,985	For
TARGET PORTFOLIO TRUST	8,200	For
CARILLON SERIES TRUST	6,685	For
NORTHERN LIGHTS FUND TRUST II	1,179	For
Nationwide	918	For
WILSHIRE MUTUAL FUNDS INC	841	For
CITY NATIONAL ROCHDALE FUNDS	545	For
SYNTAX ETF TRUST	211	For

21. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09.

100% fund support · no official result

FOR 99.9%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (994,652 for, 0 against).

FOR: 994,652 (100.0%)ONE YEAR: 22 (0.0%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Vote
JPMorgan	894,583	For
Empower	97,430	For
Desjardins Global Asset Management Inc.	1,611	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	1,028	For
MILLER HOWARD INVESTMENTS INC /NY	0	One Year

22. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (413,789 for, 0 against).

FOR: 413,789 (100.0%)

Largest asset managers voting on “14A Executive Compensation” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Orchard Capital Management, LLC	413,714	0	0	0	For
Sculati Wealth Management, LLC	75	0	0	0	For

23. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (3,221 for, 0 against).

FOR: 3,221 (100.0%)

Largest asset managers voting on “ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Parisi Gray Wealth Management	3,093	0	0	0	For
NTV ASSET MANAGEMENT LLC	128	0	0	0	For

24. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: JAMES A. CONAN&QUOT BARKER &QUOT

DIRECTOR ELECTIONS

Meeting held 2024-05-09.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (163,284 for, 0 against).

FOR: 163,284 (100.0%)

Largest asset managers voting on “ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: JAMES A. CONAN&QUOT BARKER &QUOT” at BANC OF CALIFORNIA INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Forest Hill Capital, LLC	162,882	0	0	0	For
Advisors' Inner Circle Fund III	402	0	0	0	For

Largest BANC OF CALIFORNIA INC. shareholders voting in 2023-2024

Ranked by the number of BANC OF CALIFORNIA INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 157,608,893 shares outstanding at the time of that meeting.

Top BANC OF CALIFORNIA INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	WARBURG PINCUS LLC	9.89%
2	BlackRock	9.68%
3	Vanguard	5.89%
4	State Street	5.46%
5	Dimensional	2.46%
6	American Century	2.43%
7	FJ Capital Management LLC	2.20%
8	Invesco	2.04%
9	PL Capital Advisors, LLC	2.03%
10	Neuberger Berman	1.82%

Reported BANC OF CALIFORNIA INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

BANC OF CALIFORNIA INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
BlackRock	12.07%	13F
WP Clipper FS II L.P.	7.42%	13D
State Street	6.20%	13F
Vanguard Group	6.04%	13F
Dimensional Fund Advisors	3.14%	13F
S	2.48%	13G
Richard J. Lashley	2.08%	DEF14A
Geode Capital	1.93%	13F
Goldman Sachs	1.61%	13F
Invesco	1.28%	13F

Percentages above are of 157,608,893 shares outstanding, as reported by BANC OF CALIFORNIA INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from BANC OF CALIFORNIA INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At BANC OF CALIFORNIA INC.'s 2 shareholder meetings in the 2023-2024 proxy season (held 2023-11-22 and 2024-05-09), 330 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,814 separate fund positions. Their filings are grouped here into 24 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. BANC OF CALIFORNIA INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approval, on an advisory and non- binding basis, of the compensation paid to the Company's… — the reporting funds cast 96% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

BANC OF CALIFORNIA INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.