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Compiled from SEC Form N-PX filings and Banc of California, Inc.’s Form 8-K, filed 2026-05-08 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Banc of California, Inc. in the interactive database Compare manager voting policies
These tallies are Banc of California, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-08 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: James A. "Conan" Barker | 116,750,933 | 799,009 | 61,440 | -- | -- | Majority: yes |
| Elect Director: Paul R. Burke | 116,405,677 | 1,123,230 | 82,475 | -- | -- | Majority: yes |
| Elect Director: Mary A. Curran | 116,451,893 | 1,083,943 | 75,546 | -- | -- | Majority: yes |
| Elect Director: John M. Eggemeyer | 116,220,115 | 1,225,967 | 165,300 | -- | -- | Majority: yes |
| Elect Director: Shannon F. Eusey | 116,322,604 | 1,198,215 | 90,563 | -- | -- | Majority: yes |
| Elect Director: Susan E. Lester | 116,704,750 | 813,333 | 93,299 | -- | -- | Majority: yes |
| Elect Director: Joseph J. Rice | 116,762,079 | 787,759 | 61,544 | -- | -- | Majority: yes |
| Elect Director: Vania E. Schlogel | 116,321,555 | 1,198,686 | 91,141 | -- | -- | Majority: yes |
| Elect Director: Andrew Thau | 115,517,996 | 2,044,971 | 48,415 | -- | -- | Majority: yes |
| Elect Director: Jared M. Wolff | 116,196,466 | 1,375,265 | 39,651 | -- | -- | Majority: yes |
Source: Banc of California, Inc., Form 8-K, filed with the SEC on 2026-05-08 — read the filing on EDGAR.
Each item below shows how the 350 asset managers that disclosed a Banc of California, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Banc of California, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held 2026-05-06.
Combines 4 wordings of this item as funds reported it.
81% fund support · no official result
The 332 asset managers below cast 81% of the shares they voted on this item FOR (102,220,052 for, 23,256,226 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 21,571,356 | 0 | 0 | 0 | For |
| BlackRock | 14,983,357 | 33,488 | 0 | 0 | For |
| Vanguard | 11,145,494 | 18,530 | 4 | 0 | For |
| Invesco | 9,690,055 | 0 | 0 | 0 | For |
| American Century | 0 | 6,672,881 | 0 | 0 | Against |
| Fidelity | 3,715,079 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 3,537,604 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,133 | 3,061,380 | 0 | 0 | Against |
| PL Capital Advisors, LLC | 2,943,699 | 0 | 0 | 0 | For |
| Dimensional | 0 | 2,872,519 | 0 | 0 | Against |
| WARBURG PINCUS LLC | 2,640,244 | 0 | 0 | 0 | For |
| Charles Schwab | 2,347,143 | 0 | 0 | 0 | For |
| Citadel | 2,263,995 | 0 | 0 | 0 | For |
| Wellington | 0 | 2,212,659 | 0 | 0 | Against |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Northern Trust | 1,311,770 | 10,591 | 0 | 0 | For |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | 1,300,940 | 0 | 0 | 0 | For |
| JUPITER ASSET MANAGEMENT LTD | 1,233,771 | 0 | 0 | 0 | For |
| Polar Asset Management Partners Inc. | 1,131,413 | 0 | 0 | 0 | For |
| Point72 | 1,021,313 | 0 | 0 | 0 | For |
| Goldman Sachs | 950,767 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 800,768 | 0 | 0 | Against |
| BESSEMER INVESTMENT MANAGEMENT LLC | 771,964 | 0 | 0 | 0 | For |
| Thrivent | 762,490 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 749,310 | 0 | 0 | 0 | For |
Showing the 25 largest of 332 asset managers. See all 332 in the interactive database.
Meeting held 2026-05-06.
Combines 2 wordings of this item as funds reported it.
99.1% fund support · no official result
The 88 asset managers below cast 99.1% of the shares they voted on this item FOR (59,172,972 for, 533,268 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,376 | 17 | 2 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| PL Capital Advisors, LLC | 2,943,699 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 47,930 | 448,744 | 0 | 0 | Against |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Meeting held 2026-05-06.
Combines 5 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Paul R. Burke”): 116,405,677 for, 1,123,230 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.8% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,882,406 for, 10,739 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,386 | 9 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 6 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Mary A. Curran”): 116,451,893 for, 1,083,943 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.8% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,882,406 for, 10,738 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,386 | 8 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: John M. Eggemeyer”): 116,220,115 for, 1,225,967 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.8% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,882,405 for, 10,739 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,385 | 9 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Shannon F. Eusey”): 116,322,604 for, 1,198,215 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.8% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,882,405 for, 10,739 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,385 | 9 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 6 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Susan E. Lester”): 116,704,750 for, 813,333 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.6% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,893,137 for, 6 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,387 | 6 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 5 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Joseph J. Rice”): 116,762,079 for, 787,759 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.6% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,893,138 for, 6 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,388 | 6 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Vania E. Schlogel”): 116,321,555 for, 1,198,686 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.8% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,882,405 for, 10,739 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,385 | 9 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Andrew Thau”): 115,517,996 for, 2,044,971 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 75% for, 1% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (56,882,399 for, 10,746 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,379 | 16 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: Jared M. Wolff”): 116,196,466 for, 1,375,265 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.9% against (76% of the company cast a for/against vote).
The 87 asset managers below cast 99.8% of the shares they voted on this item FOR (56,827,118 for, 66,026 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,385 | 9 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2026-05-06.
Combines 7 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Banc of California, Inc.’s own tally for this item (“Elect Director: James A. "Conan" Barker”): 116,750,933 for, 799,009 against, per its Form 8-K filed 2026-05-08 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 153,722,123 outstanding shares: 76% for, 0.6% against (76% of the company cast a for/against vote).
The 85 asset managers below cast 99.9% of the shares they voted on this item FOR (56,848,821 for, 6 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,388 | 6 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Meeting held 2026-05-06.
Combines 2 wordings of this item as funds reported it.
99.9% fund support · no official result
The 85 asset managers below cast 99.9% of the shares they voted on this item FOR (56,709,685 for, 50,702 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,240,642 | 0 | 0 | 0 | For |
| Vanguard | 10,115,393 | 0 | 0 | 0 | For |
| T. Rowe Price | 8,122,263 | 0 | 0 | 0 | For |
| Invesco | 4,101,824 | 0 | 0 | 0 | For |
| Fidelity | 3,401,863 | 0 | 0 | 0 | For |
| American Century | 3,307,039 | 0 | 0 | 0 | For |
| Dimensional | 2,364,149 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,984,955 | 0 | 0 | 0 | For |
| Charles Schwab | 1,094,693 | 0 | 0 | 0 | For |
| Neuberger Berman | 741,142 | 0 | 0 | 0 | For |
| EA Series Trust | 676,021 | 0 | 0 | 0 | For |
| MFS | 650,658 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 593,568 | 0 | 0 | 0 | For |
| JPMorgan | 496,674 | 0 | 0 | 0 | For |
| First Trust | 482,930 | 0 | 0 | 0 | For |
| Goldman Sachs | 419,181 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 385,982 | 0 | 0 | 0 | For |
| Thrivent | 373,493 | 0 | 0 | 0 | For |
| Northwestern Mutual | 344,679 | 0 | 0 | 0 | For |
| MassMutual | 338,790 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 287,500 | 0 | 0 | 0 | For |
| Equitable | 262,262 | 0 | 0 | 0 | For |
| TIAA | 259,280 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 253,235 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 250,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Meeting held 2026-05-06.
54.4% fund support · no official result
The 6 asset managers below cast 54.4% of the shares they voted on this item FOR (132,756 for, 111,161 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 119,854 | 0 | 0 | 0 | For |
| ALGERT GLOBAL LLC | 0 | 97,020 | 0 | 0 | Against |
| CLEARWATER INVESTMENT TRUST | 12,902 | 0 | 0 | 0 | For |
| APG Asset Management US Inc. | 0 | 8,119 | 0 | 0 | Against |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 5,999 | 0 | 0 | Against |
| MILLER HOWARD INVESTMENTS INC /NY | 0 | 23 | 0 | 0 | Against |
Meeting held 2026-05-06.
78% fund support · no official result
The 4 asset managers below cast 78% of the shares they voted on this item FOR (407,784 for, 115,910 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Petiole USA ltd | 397,167 | 0 | 0 | 0 | For |
| Orchard Capital Management, LLC | 0 | 115,845 | 0 | 0 | Against |
| MQS Management LLC | 10,617 | 0 | 0 | 0 | For |
| Baker Avenue Asset Management, LP | 0 | 65 | 0 | 0 | Against |
Meeting held 2026-05-06.
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (44,317 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TIMOTHY PLAN | 42,028 | 0 | 0 | 0 | For |
| RBB Fund Trust | 1,586 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 703 | 0 | 0 | 0 | For |
Meeting held 2026-05-06.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (132,756 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 119,854 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 12,902 | 0 | 0 | 0 | For |
Meeting held 2026-05-06.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (132,756 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 119,854 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 12,902 | 0 | 0 | 0 | For |
Meeting held 2026-05-06.
0% fund support · no official result
The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 8 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Modern Wealth Management, LLC | 0 | 4 | 0 | 0 | Against |
| Tandem Financial, LLC | 0 | 4 | 0 | 0 | Against |
Meeting held 2025-05-07 (outside the 2025-2026 season's 1 July to 30 June window; reported in this season's filings).
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (196,345 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Hodges Capital Management Inc. | 139,745 | 0 | 0 | 0 | For |
| CALDWELL & ORKIN FUNDS INC | 56,600 | 0 | 0 | 0 | For |
Meeting held 2025-05-07 (outside the 2025-2026 season's 1 July to 30 June window; reported in this season's filings).
— fund support · no official result
No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Hodges Capital Management Inc. | 0 | 0 | 0 | 0 | 1 Year |
| CALDWELL & ORKIN FUNDS INC | 0 | 0 | 0 | 0 | 1 Year |
Ranked by the number of Banc of California, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 153,722,123 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | T. Rowe Price | 14.03% |
| 2 | BlackRock | 9.77% |
| 3 | Vanguard | 7.26% |
| 4 | Invesco | 6.30% |
| 5 | American Century | 4.34% |
| 6 | Fidelity | 2.42% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 2.30% |
| 8 | Neuberger Berman | 1.99% |
| 9 | PL Capital Advisors, LLC | 1.91% |
| 10 | Dimensional | 1.87% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.41% | 13F |
| Vanguard Group | 6.47% | 13F |
| State Street | 5.90% | 13F |
| Warburg Pincus Partners II (Cayman), L.P. | 4.48% | 13D |
| Dimensional Fund Advisors | 4.21% | 13F |
| Invesco | 2.78% | 13F |
| Geode Capital | 2.39% | 13F |
| Richard J. Lashley | 1.94% | DEF14A |
| Goldman Sachs | 1.69% | 13F |
| Wellington Management | 1.61% | 13F |
Percentages above are of 153,722,123 shares outstanding, as reported by Banc of California, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Banc of California, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Banc of California, Inc.'s shareholder meeting held 2026-05-06, in the 2025-2026 proxy season, 350 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,438 separate fund positions. Their filings are grouped here into 21 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Banc of California, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approval, on an advisory and non- binding basis, of the compensation paid to the Company's… — the reporting funds cast 81% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
Banc of California, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).