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At CADIZ INC.'s shareholder meeting held June 11, 2024, in the 2023-2024 proxy season, 80 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 1,157 separate fund positions. On the most widely held item on that ballot — ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS. — CADIZ INC.'s filing reports the proposal as approved, with 96% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: CADIZ INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 14, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and CADIZ INC.’s Form 8-K, filed June 14, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of June 11, 2024: 13 items on CADIZ INC.’s Form 8-K, filed June 14, 2024: 9 elected · 4 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore CADIZ INC. in the interactive database Compare manager voting policies
These tallies are CADIZ INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 14, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Stephen E. Courter | 41,641,845 | -- | -- | 339,341 | 6,325,340 | 99.1% | Elected | — |
| Elect Director: Maria Dreyfus | 39,704,458 | -- | -- | 2,276,728 | 6,325,340 | 95% | Elected | — |
| Elect Director: Maria Echaveste | 41,713,273 | -- | -- | 267,913 | 6,325,340 | 99.3% | Elected | — |
| Elect Director: Winston Hickox | 41,646,930 | -- | -- | 334,256 | 6,325,340 | 99.2% | Elected | — |
| Elect Director: Susan Kennedy | 41,772,495 | -- | -- | 208,691 | 6,325,340 | 99.5% | Elected | — |
| Elect Director: Barbara A. Lloyd | 41,781,117 | -- | -- | 200,069 | 6,325,340 | 99.5% | Elected | — |
| Elect Director: Kenneth T. Lombard | 41,772,852 | -- | -- | 208,334 | 6,325,340 | 99.5% | Elected | — |
| Elect Director: Richard Polanco | 41,766,181 | -- | -- | 215,005 | 6,325,340 | 99.4% | Elected | — |
| Elect Director: Carolyn Webb de Macias | 41,729,752 | -- | -- | 251,434 | 6,325,340 | 99.4% | Elected | — |
| The amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock | 46,682,059 | 1,616,638 | 7,829 | -- | -- | 97% | Approved | — |
| The amendment to the Cadiz Inc. 2019 Equity Incentive Plan, as amended ("Plan"), to increase the total number of shares reserved for issuance under the Plan | 40,157,622 | 1,815,444 | 8,120 | -- | 6,325,340 | 96% | Approved | — |
| PricewaterhouseCoopers LLP was approved as the Company's independent auditors for the fiscal year 2024 | 48,069,176 | 234,933 | 2,417 | -- | -- | 99.5% | Approved | — |
| Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers | 40,270,161 | 1,692,554 | 18,471 | -- | 6,325,340 | 96% | Approved | — |
Source: CADIZ INC., Form 8-K, filed with the SEC on June 14, 2024 — read the filing on EDGAR.
Each item below shows how the 80 asset managers that disclosed a CADIZ INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Barbara A. Lloyd
CADIZ INC.’s own tally for this item (“Elect Director: Barbara A. Lloyd”): 41,781,117 for, 200,069 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.5% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,994,599 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Kenneth T. Lombard
CADIZ INC.’s own tally for this item (“Elect Director: Kenneth T. Lombard”): 41,772,852 for, 208,334 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.5% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,994,599 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Maria Dreyfus
CADIZ INC.’s own tally for this item (“Elect Director: Maria Dreyfus”): 39,704,458 for, 2,276,728 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,892,702 for, 101,897 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 0 | 0 | 0 | 80,703 | Withhold |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 8,530 | 0 | 0 | 20,630 | Mixed |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Maria Echaveste
CADIZ INC.’s own tally for this item (“Elect Director: Maria Echaveste”): 41,713,273 for, 267,913 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,973,969 for, 20,630 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 8,530 | 0 | 0 | 20,630 | Mixed |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Richard Polanco
CADIZ INC.’s own tally for this item (“Elect Director: Richard Polanco”): 41,766,181 for, 215,005 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,994,599 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Stephen E. Courter
CADIZ INC.’s own tally for this item (“Elect Director: Stephen E. Courter”): 41,641,845 for, 339,341 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.1% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,965,492 for, 29,107 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 8,530 | 0 | 0 | 20,630 | Mixed |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 0 | 0 | 4,921 | Withhold |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 3,433 | Withhold |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Susan Kennedy
CADIZ INC.’s own tally for this item (“Elect Director: Susan Kennedy”): 41,772,495 for, 208,691 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.5% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,994,476 for, 123 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Winston Hickox
CADIZ INC.’s own tally for this item (“Elect Director: Winston Hickox”): 41,646,930 for, 334,256 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.2% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,989,555 for, 5,044 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 0 | 0 | 4,921 | Withhold |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Carolyn Webb de Macias
CADIZ INC.’s own tally for this item (“Elect Director: Carolyn Webb de Macias”): 41,729,752 for, 251,434 withheld, per its Form 8-K filed June 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected at the meeting:”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 32 asset managers below reported 2,932,423 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
| Calvert | 3,349 | 0 | 0 | 0 | For |
| Nationwide | 3,281 | 0 | 0 | 0 | For |
| State Street | 2,918 | 0 | 0 | 0 | For |
Showing the 25 largest of 32 asset managers. All 32 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
97% Approved · of votes cast
Description as filed by funds: THE ADOPTION OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
CADIZ INC.’s own tally for this item (“The amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock was approved by the following vote”): 46,682,059 for, 1,616,638 against — passed, per its Form 8-K filed June 14, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock was approved by the following vote:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,994,599 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
96% Approved · of votes cast
Description as filed by funds: THE APPROVAL OF AN AMENDMENT TO THE CADIZ INC. 2019 EQUITY INCENTIVE PLAN, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN.
CADIZ INC.’s own tally for this item (“The amendment to the Cadiz Inc. 2019 Equity Incentive Plan, as amended ("Plan"), to increase the total number of shares reserved for issuance under the Plan was approved by the following vote”): 40,157,622 for, 1,815,444 against — passed, per its Form 8-K filed June 14, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The amendment to the Cadiz Inc. 2019 Equity Incentive Plan, as amended ("Plan"), to increase the total number of shares reserved for issuance under the Plan was approved by the following vote:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,966,922 for, 27,677 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 14,878 | 0 | 0 | Against |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 0 | 7,878 | 0 | 0 | Against |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 4,921 | 0 | 0 | Against |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
96% Approved · of votes cast
Description as filed by funds: ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS.
CADIZ INC.’s own tally for this item (“The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, by the following vote”): 40,270,161 for, 1,692,554 against — passed, per its Form 8-K filed June 14, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, by the following vote:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of CADIZ INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (3 managers, 65,937 for).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 251,663 | 0 | 0 | Against |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 0 | 7,878 | 0 | 0 | Against |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Fund voting reports, all 36 managers: 2,731,709 for, 262,890 against. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| CAPSTONE INVESTMENT ADVISORS, LLC | 2,050,000 | 0 | 0 | 0 | For |
| LEVIN CAPITAL STRATEGIES, L.P. | 1,727,526 | 0 | 0 | 0 | For |
| State Street | 766,841 | 0 | 0 | 0 | For |
| American Assets Capital Advisers, LLC | 667,720 | 0 | 0 | 0 | For |
| BlackRock | 395,632 | 905 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 251,663 | 0 | 0 | Against |
| Northern Trust | 213,102 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 135,027 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 119,201 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 117,348 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Goldman Sachs | 86,833 | 0 | 0 | 0 | For |
| Citadel | 49,577 | 0 | 0 | 0 | For |
| T. Rowe Price | 47,406 | 0 | 0 | 0 | For |
| AllianceBernstein | 20,630 | 0 | 0 | 0 | For |
| Rhumbline | 20,289 | 30 | 0 | 0 | For |
| John Hancock | 19,665 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 0 | 18,400 | 0 | 0 | Against |
| Invesco | 16,456 | 0 | 0 | 0 | For |
| JPMorgan | 15,902 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 10,620 | 0 | 0 | 0 | For |
| Morton Capital Management LLC/CA | 8,501 | 0 | 0 | 0 | For |
| Nuveen | 0 | 7,878 | 0 | 0 | Against |
| Fidelity | 7,577 | 0 | 0 | 0 | For |
Institutional-manager reports, all 55 managers: 6,680,760 for, 290,653 against. Showing the 25 largest; every one is in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
99.5% Approved · of votes cast
Description as filed by funds: Ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as the Company's independent certified public accountants for fiscal year 2024.
CADIZ INC.’s own tally for this item (“PricewaterhouseCoopers LLP was approved as the Company's independent auditors for the fiscal year 2024 by the following vote”): 48,069,176 for, 234,933 against — passed, per its Form 8-K filed June 14, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “PricewaterhouseCoopers LLP was approved as the Company's independent auditors for the fiscal year 2024 by the following vote:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 2,994,599 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,674,983 | 0 | 0 | 0 | For |
| BlackRock | 570,027 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 251,663 | 0 | 0 | 0 | For |
| Charles Schwab | 115,582 | 0 | 0 | 0 | For |
| Fidelity | 80,703 | 0 | 0 | 0 | For |
| T. Rowe Price | 36,991 | 0 | 0 | 0 | For |
| Lincoln Financial | 35,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 31,417 | 0 | 0 | 0 | For |
| Equitable | 29,160 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 19,988 | 0 | 0 | 0 | For |
| John Hancock | 19,232 | 0 | 0 | 0 | For |
| Voya | 15,518 | 0 | 0 | 0 | For |
| Northern Trust | 14,878 | 0 | 0 | 0 | For |
| Pacific Life | 13,370 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
| TIAA | 7,878 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 7,180 | 0 | 0 | 0 | For |
| DWS | 6,416 | 0 | 0 | 0 | For |
| Six Circles Trust | 6,340 | 0 | 0 | 0 | For |
| Victory Capital | 5,245 | 0 | 0 | 0 | For |
| Principal | 5,100 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 4,921 | 0 | 0 | 0 | For |
| ProShares | 4,717 | 0 | 0 | 0 | For |
| Dimensional | 3,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. All 36 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 67,793,609 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 2.47% |
| 2 | BlackRock | 0.84% |
| 3 | BRIDGEWAY FUNDS INC | 0.37% |
| 4 | Charles Schwab | 0.17% |
| 5 | Fidelity | 0.12% |
| 6 | T. Rowe Price | 0.05% |
| 7 | Lincoln Financial | 0.05% |
| 8 | QUANTITATIVE MASTER SERIES LLC | 0.05% |
| 9 | Equitable | 0.04% |
| 10 | AIG/SunAmerica | 0.03% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | CAPSTONE INVESTMENT ADVISORS, LLC | 3.02% |
| 2 | LEVIN CAPITAL STRATEGIES, L.P. | 2.55% |
| 3 | State Street | 1.13% |
| 4 | American Assets Capital Advisers, LLC | 0.98% |
| 5 | BlackRock | 0.58% |
| 6 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0.37% |
| 7 | Northern Trust | 0.31% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 0.20% |
| 9 | MELLON INVESTMENTS Corp | 0.18% |
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0.17% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Heerema International Services Group SA HHC$ Fund 2012 Mr. Jacobus Muller Route de Floriss | 41.89% | DEF14A |
| Whitefort Capital Management, LP | 5.54% | 13G |
| BlackRock | 5.32% | 13F |
| Vanguard Group | 4.48% | 13F |
| 272 Capital LP | 1.55% | 13G |
| State Street | 1.35% | 13F |
| Geode Capital | 1.32% | 13F |
| Morgan Stanley | 1.13% | 13F |
| Northern Trust | 0.58% | 13F |
| Susan P. Kennedy | 0.50% | DEF14A |
Percentages above are of 67,793,609 shares outstanding, as reported by CADIZ INC. on its Form 10-Q dated May 10, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CADIZ INC.’s 10-Q dated May 10, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
CADIZ INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
proxyvotesnow.com, “CADIZ (CDZIP) 2024 Annual Meeting: Vote Results & How Funds Voted”, https://proxyvotesnow.com/company/cadiz-inc/2024 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.