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Compiled from SEC Form N-PX filings and CADIZ INC.’s Form 8-K, filed 2025-06-13 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2024-2025 2025-2026
Explore CADIZ INC. in the interactive database Compare manager voting policies
These tallies are CADIZ INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Stephen E. Courter | 49,387,304 | -- | -- | 323,873 | 8,076,848 | Majority: yes |
| Elect Director: Maria Dreyfus | 49,535,108 | -- | -- | 176,069 | 8,076,848 | Majority: yes |
| Elect Director: Maria Echaveste | 49,481,267 | -- | -- | 229,910 | 8,076,848 | Majority: yes |
| Elect Director: Winston Hickox | 49,184,431 | -- | -- | 526,746 | 8,076,848 | Majority: yes |
| Elect Director: Susan Kennedy | 49,614,548 | -- | -- | 96,629 | 8,076,848 | Majority: yes |
| Elect Director: Barbara A. Lloyd | 49,399,548 | -- | -- | 311,629 | 8,076,848 | Majority: yes |
| Elect Director: Kenneth T. Lombard | 49,540,598 | -- | -- | 170,579 | 8,076,848 | Majority: yes |
| Elect Director: Richard Polanco | 49,365,328 | -- | -- | 345,849 | 8,076,848 | Majority: yes |
| Proposal 9 | 47,480,407 | 2,201,294 | 29,476 | -- | 8,076,848 | Majority: yes |
| Proposal 10 | 57,688,243 | 88,787 | 10,995 | -- | -- | Majority: yes |
| Proposal 11 | 44,879,252 | 4,813,993 | 17,932 | -- | 8,076,848 | Majority: yes |
Source: CADIZ INC., Form 8-K, filed with the SEC on 2025-06-13 — read the filing on EDGAR.
Each item below shows how the 111 asset managers that disclosed a CADIZ INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CADIZ INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 2 wordings of this item as funds reported it.
86% fund support · no official result
The 108 asset managers below cast 86% of the shares they voted on this item FOR (17,906,033 for, 2,971,097 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Whitefort Capital Management, LP | 3,725,695 | 0 | 0 | 0 | For |
| LEVIN CAPITAL STRATEGIES, L.P. | 2,843,039 | 0 | 0 | 0 | For |
| Vanguard | 2,568,218 | 764 | 0 | 0 | For |
| BlackRock | 2,412,397 | 29,514 | 0 | 0 | For |
| American Assets Capital Advisers, LLC | 1,897,217 | 0 | 0 | 0 | For |
| Alyeska Investment Group, L.P. | 0 | 1,400,981 | 0 | 0 | Against |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | 649,800 | 0 | 0 | 0 | For |
| State Street | 614,810 | 2,283 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 516,008 | 0 | 0 | 0 | For |
| Fidelity | 441,480 | 0 | 0 | 0 | For |
| Rangeley Capital, LLC | 323,631 | 0 | 0 | 0 | For |
| Charles Schwab | 249,722 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 228,149 | 0 | 0 | Against |
| CAPSTONE INVESTMENT ADVISORS, LLC | 0 | 224,418 | 0 | 0 | Against |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 147,467 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 141,273 | 0 | 0 | Against |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 106,726 | 0 | 0 | Against |
| T. Rowe Price | 0 | 94,329 | 0 | 0 | Against |
| Nuveen | 85,291 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 77,568 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 77,568 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
Showing the 25 largest of 108 asset managers. See all 108 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Barbara A. Lloyd”): 49,399,548 for, 311,629 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 60% for, 0.4% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,961,875 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Kenneth T. Lombard”): 49,540,598 for, 170,579 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 61% for, 0.3% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,961,875 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Maria Dreyfus”): 49,535,108 for, 176,069 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 60% for, 0.3% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,961,875 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Maria Echaveste”): 49,481,267 for, 229,910 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 60% for, 0.3% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,961,875 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Richard Polanco”): 49,365,328 for, 345,849 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 60% for, 0.5% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,961,875 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Stephen E. Courter”): 49,387,304 for, 323,873 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 60% for, 0.4% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,956,115 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Susan Kennedy”): 49,614,548 for, 96,629 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 61% for, 0.2% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (6,004,018 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 62,953 | 0 | 0 | 0 | For |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
CADIZ INC.’s own tally for this item (“Elect Director: Winston Hickox”): 49,184,431 for, 526,746 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 81,876,376 outstanding shares: 60% for, 0.7% withheld (61% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,956,115 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 17,263 | 0 | 45,690 | 0 | Abstain |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
100% fund support · no official result
The 39 asset managers below cast 100% of the shares they voted on this item FOR (5,982,987 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 61,293 | 0 | 1,660 | 0 | For |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 0 | 0 | 10,000 | 0 | Abstain |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 0 | 0 | 8,000 | 0 | Abstain |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 38 asset managers below cast 100% of the shares they voted on this item FOR (6,002,644 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,515,385 | 0 | 0 | 0 | For |
| BlackRock | 1,284,191 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 900,349 | 0 | 0 | 0 | For |
| Fidelity | 433,595 | 0 | 0 | 0 | For |
| Dunham Funds | 137,154 | 0 | 0 | 0 | For |
| Charles Schwab | 124,857 | 0 | 0 | 0 | For |
| TIAA | 85,291 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 77,568 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 73,189 | 0 | 0 | 0 | For |
| Equitable | 62,953 | 0 | 0 | 0 | For |
| T. Rowe Price | 40,293 | 0 | 0 | 0 | For |
| Northern Trust | 32,722 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,201 | 0 | 0 | 0 | For |
| Global X | 24,584 | 0 | 0 | 0 | For |
| AQR | 22,451 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,517 | 0 | 0 | 0 | For |
| Goldman Sachs | 16,999 | 0 | 0 | 0 | For |
| John Hancock | 15,650 | 0 | 0 | 0 | For |
| Pacific Life | 13,139 | 0 | 0 | 0 | For |
| Six Circles Trust | 13,011 | 0 | 0 | 0 | For |
| Nationwide | 12,396 | 0 | 0 | 0 | For |
| Gabelli | 10,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,851 | 0 | 0 | 0 | For |
| ProShares | 8,416 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 8,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 38 asset managers. See all 38 in the interactive database.
79% fund support · no official result
The 2 asset managers below cast 79% of the shares they voted on this item FOR (19,062 for, 4,921 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 19,062 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 4,921 | 0 | 0 | Against |
Ranked by the number of CADIZ INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 81,876,376 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Whitefort Capital Management, LP | 4.55% |
| 2 | LEVIN CAPITAL STRATEGIES, L.P. | 3.47% |
| 3 | Vanguard | 3.14% |
| 4 | BlackRock | 2.98% |
| 5 | American Assets Capital Advisers, LLC | 2.32% |
| 6 | Alyeska Investment Group, L.P. | 1.71% |
| 7 | Northern Lights Fund Trust | 1.10% |
| 8 | ELKHORN PARTNERS LIMITED PARTNERSHIP | 0.79% |
| 9 | State Street | 0.75% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 0.63% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Heerema International Services Group SA HHC$ Fund 2012 Mr. Jacobus Muller Route de Floriss | 37.83% | DEF14A |
| BlackRock | 3.75% | 13F |
| Vanguard Group | 3.19% | 13F |
| Geode Capital | 1.29% | 13F |
| State Street | 1.17% | 13F |
| Susan P. Kennedy | 0.79% | DEF14A |
| Northern Trust | 0.49% | 13F |
| Citadel Advisors | 0.45% | 13F |
| Renaissance Technologies | 0.42% | 13F |
| Winston H. Hickox | 0.31% | DEF14A |
Percentages above are of 81,876,376 shares outstanding, as reported by CADIZ INC. on its Form 10-Q dated 2025-05-12 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CADIZ INC.’s 10-Q dated 2025-05-12. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At CADIZ INC.'s shareholder meeting held 2025-06-12, in the 2024-2025 proxy season, 111 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,065 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CADIZ INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS. — the reporting funds cast 86% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
CADIZ INC. proxy season coverage: 2024-2025 (this page) · 2025-2026.