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CAPITAL SOUTHWEST CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CAPITAL SOUTHWEST CORP.’s Form 8-K, filed 2023-07-26 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 14Reported items
  • 102Asset managers
  • 275Fund votes
  • 2023-07-26Main meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CAPITAL SOUTHWEST CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CAPITAL SOUTHWEST CORP.

These tallies are CAPITAL SOUTHWEST CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-07-26 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CAPITAL SOUTHWEST CORP. — official shareholder meeting results, meeting held 2023-07-26
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Christine S. Battist 14,354,338---- 520,51511,892,545 Majority: yes
Elect Director: David R. Brooks 14,137,812---- 737,04111,892,545 Majority: yes
Elect Director: Bowen S. Diehl 14,476,172---- 398,68111,892,545 Majority: yes
Elect Director: Jack D. Furst 14,429,609---- 445,24411,892,545 Majority: yes
Elect Director: Ramona Rogers-Windsor 14,320,311---- 554,54211,892,545 Majority: yes
Elect Director: William R. Thomas 14,433,111---- 441,74211,892,545 Majority: yes
Proposal 7 24,281,1802,060,129426,089 ---- Majority: yes
Proposal 8 13,018,9331,205,875650,045 --11,892,545 Majority: yes
Proposal 9 26,398,299222,353146,746 ---- Majority: yes

Source: CAPITAL SOUTHWEST CORP., Form 8-K, filed with the SEC on 2023-07-26 — read the filing on EDGAR.

How asset managers voted at the CAPITAL SOUTHWEST CORP. 2023-2024 meetings

Each item below shows how the 102 asset managers that disclosed a CAPITAL SOUTHWEST CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CAPITAL SOUTHWEST CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2023-07-26.

Combines 8 wordings of this item as funds reported it.

98% fund support · no official result

FOR 97%

The 91 asset managers below cast 98% of the shares they voted on this item FOR (5,341,425 for, 98,823 against).

FOR: 5,341,425 (97.1%)AGAINST: 98,823 (1.8%)ABSTAIN: 55,419 (1.0%)NOT VOTED: 4,859 (0.1%)
Largest asset managers voting on “To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named executive officers” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco1,008,02891,355 52,2010For
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.680,8920 00For
Zuckerman Investment Group, LLC631,9550 00For
VAN ECK ASSOCIATES CORP503,3520 00For
VanEck ETF Trust503,3520 00For
FIRST MANHATTAN CO. LLC.392,3080 00For
Legal & General Investment Management Ltd246,9750 00For
Two Sigma139,0580 00For
Moerus Capital Management LLC96,8450 00For
Point7296,8240 00For
CONFLUENCE INVESTMENT MANAGEMENT LLC86,4485,632 3,2180For
MCKINLEY CAPITAL MANAGEMENT LLC92,1140 00For
MARSHALL WACE, LLP91,6140 00For
RBC Dominion Securities Inc.85,9700 00For
GraniteShares ETF Trust81,9120 00For
ENVESTNET ASSET MANAGEMENT INC74,4010 00For
STIFEL NICOLAUS & CO INC \MO\65,2470 00For
JPMorgan45,9900 00For
Citadel41,2440 00For
EMERALD MUTUAL FUND ADVISERS TRUST40,4700 00For
FINANCIAL INVESTORS TRUST40,4700 00For
HARRIS ASSOCIATES L P28,9280 00For
ETFis Series Trust I24,0310 00For
HORIZON KINETICS ASSET MANAGEMENT LLC16,4000 00For
KINETICS MUTUAL FUNDS INC16,4000 00For

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

2. To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Bowen S. Diehl

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2023-07-26.

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 14,476,172WITHHELD: 398,681

CAPITAL SOUTHWEST CORP.’s own tally for this item (“Elect Director: Bowen S. Diehl”): 14,476,172 for, 398,681 withheld, per its Form 8-K filed 2023-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 36,722,665 outstanding shares: 39% for, 1% withheld (41% of the company cast a for/withheld vote).

The 11 asset managers below cast 100% of the shares they voted on this item FOR (1,312,494 for, 0 against).

FOR 99%
FOR: 1,312,494 (98.9%)ABSTAIN: 14,382 (1.1%)
Largest asset managers voting on “To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective succes” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco562,4950 13,2970For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam45,9010 1,0850For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

3. To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Christine S. Battist

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2023-07-26.

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 14,354,338WITHHELD: 520,515

CAPITAL SOUTHWEST CORP.’s own tally for this item (“Elect Director: Christine S. Battist”): 14,354,338 for, 520,515 withheld, per its Form 8-K filed 2023-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 36,722,665 outstanding shares: 39% for, 1% withheld (41% of the company cast a for/withheld vote).

The 11 asset managers below cast 100% of the shares they voted on this item FOR (1,307,216 for, 0 against).

FOR 99%
FOR: 1,307,216 (98.5%)ABSTAIN: 19,660 (1.5%)
Largest asset managers voting on “To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective succes” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco557,6160 18,1760For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam45,5030 1,4830For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

4. To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: David R. Brooks

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2023-07-26.

Combines 3 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 14,137,812WITHHELD: 737,041

CAPITAL SOUTHWEST CORP.’s own tally for this item (“Elect Director: David R. Brooks”): 14,137,812 for, 737,041 withheld, per its Form 8-K filed 2023-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 36,722,665 outstanding shares: 38% for, 2% withheld (41% of the company cast a for/withheld vote).

The 11 asset managers below cast 100% of the shares they voted on this item FOR (1,297,597 for, 0 against).

FOR 98%
FOR: 1,297,597 (97.8%)ABSTAIN: 29,279 (2.2%)
Largest asset managers voting on “To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective succes” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco548,7220 27,0700For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam44,7770 2,2090For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

5. To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Jack D. Furst

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2023-07-26.

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 14,429,609WITHHELD: 445,244

CAPITAL SOUTHWEST CORP.’s own tally for this item (“Elect Director: Jack D. Furst”): 14,429,609 for, 445,244 withheld, per its Form 8-K filed 2023-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 36,722,665 outstanding shares: 39% for, 1% withheld (41% of the company cast a for/withheld vote).

The 11 asset managers below cast 100% of the shares they voted on this item FOR (1,310,535 for, 0 against).

FOR 99%
FOR: 1,310,535 (98.8%)ABSTAIN: 16,341 (1.2%)
Largest asset managers voting on “To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective succes” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco560,6840 15,1080For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam45,7530 1,2330For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

6. To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Ramona Rogers-Windsor

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2023-07-26.

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 14,320,311WITHHELD: 554,542

CAPITAL SOUTHWEST CORP.’s own tally for this item (“Elect Director: Ramona Rogers-Windsor”): 14,320,311 for, 554,542 withheld, per its Form 8-K filed 2023-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 36,722,665 outstanding shares: 39% for, 2% withheld (41% of the company cast a for/withheld vote).

The 11 asset managers below cast 100% of the shares they voted on this item FOR (1,305,710 for, 0 against).

FOR 98%
FOR: 1,305,710 (98.4%)ABSTAIN: 21,166 (1.6%)
Largest asset managers voting on “To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective succes” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco556,2230 19,5690For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam45,3890 1,5970For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

7. To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: William R. Thomas

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2023-07-26.

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 14,433,111WITHHELD: 441,742

CAPITAL SOUTHWEST CORP.’s own tally for this item (“Elect Director: William R. Thomas”): 14,433,111 for, 441,742 withheld, per its Form 8-K filed 2023-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 36,722,665 outstanding shares: 39% for, 1% withheld (41% of the company cast a for/withheld vote).

The 11 asset managers below cast 100% of the shares they voted on this item FOR (1,310,578 for, 0 against).

FOR 99%
FOR: 1,310,578 (98.8%)ABSTAIN: 16,298 (1.2%)
Largest asset managers voting on “To elect six directors to serve until the 2024 Annual Meeting of Shareholders or until their respective succes” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco560,7230 15,0690For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam45,7560 1,2300For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

8. To approve an amendment to Capital Southwest Corporation's Articles of Incorporation to increase the number of authorized shares of common stock.

CAPITAL STRUCTURE

Meeting held 2023-07-26.

Combines 4 wordings of this item as funds reported it.

96% fund support · no official result

FOR 95%

The 11 asset managers below cast 96% of the shares they voted on this item FOR (1,254,073 for, 58,709 against).

FOR: 1,254,073 (94.5%)AGAINST: 58,709 (4.4%)ABSTAIN: 14,093 (1.1%)
Largest asset managers voting on “To approve an amendment to Capital Southwest Corporation's Articles of Incorporation to increase the number of” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco508,48254,280 13,0300For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam41,4934,429 1,0630For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

9. To ratify the appointment of RSM US LLP as Capital Southwest Corporation's independent registered public accounting firm for the fiscal year ending March 31, 2024.

AUDIT-RELATED

Meeting held 2023-07-26.

Combines 4 wordings of this item as funds reported it.

99.4% fund support · no official result

FOR 99.1%

The 11 asset managers below cast 99.4% of the shares they voted on this item FOR (1,315,049 for, 6,888 against).

FOR: 1,315,049 (99.1%)AGAINST: 6,888 (0.5%)ABSTAIN: 4,939 (0.4%)
Largest asset managers voting on “To ratify the appointment of RSM US LLP as Capital Southwest Corporation's independent registered public accou” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco564,8586,368 4,5660For
VanEck ETF Trust503,3520 00For
GraniteShares ETF Trust81,9120 00For
Putnam46,094520 3730For
FINANCIAL INVESTORS TRUST40,4700 00For
ETFis Series Trust I24,0310 00For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC9,8370 00For
John Hancock4450 00For

10. To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Charter Amendment.

CORPORATE GOVERNANCE

Meeting held 2023-10-11; no official results are on file for this meeting.

Combines 4 wordings of this item as funds reported it.

95% fund support · no official result

FOR 93%

The 10 asset managers below cast 95% of the shares they voted on this item FOR (525,018 for, 29,605 against).

FOR: 525,018 (93.1%)AGAINST: 29,605 (5.3%)ABSTAIN: 9,028 (1.6%)
Largest asset managers voting on “To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies ” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco456,59829,605 9,0280For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC10,1330 00For
ETFis Series Trust I7,5010 00For
ProShares5,4150 00For
Blackstone Alternative Investment Funds8000 00For
John Hancock4450 00For
Greenwich Investment Management, Inc.750 00For

11. To approve an amendment to Capital Southwest Corporation's Articles of Incorporation to increase the number of authorized shares of common stock (the "Charter Amendment").

CAPITAL STRUCTURE

Meeting held 2023-10-11; no official results are on file for this meeting.

Combines 3 wordings of this item as funds reported it.

93% fund support · no official result

FOR 91%7%

The 9 asset managers below cast 93% of the shares they voted on this item FOR (513,909 for, 39,718 against).

FOR: 513,909 (91.2%)AGAINST: 39,718 (7.0%)ABSTAIN: 9,949 (1.8%)
Largest asset managers voting on “To approve an amendment to Capital Southwest Corporation's Articles of Incorporation to increase the number of” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco445,56439,718 9,9490For
KINETICS MUTUAL FUNDS INC16,4000 00For
KINETICS PORTFOLIOS TRUST16,4000 00For
Fidelity11,2510 00For
Keel Point, LLC10,1330 00For
ETFis Series Trust I7,5010 00For
ProShares5,4150 00For
Blackstone Alternative Investment Funds8000 00For
John Hancock4450 00For

12. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTES

Meeting held 2023-07-26.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (42,799 for, 0 against).

FOR: 42,799 (100.0%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
ADVISORY RESEARCH INC40,4440 00For
ANDERSON HOAGLAND & CO1,4260 00For
Uniplan Investment Counsel, Inc.7670 00For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma1620 00For

13. The Board of Directors recommends you vote FOR Proposals 1 and 2. To approve an amendment to Capital Southwest Corporation's Articles of Incorporation to increase the number of authorized shares of common stock (the "Charter Amendment").

CAPITAL STRUCTURE

Meeting held 2023-10-11; no official results are on file for this meeting.

99.3% fund support · no official result

FOR 99.2%

The 3 asset managers below cast 99.3% of the shares they voted on this item FOR (723,901 for, 4,552 against).

FOR: 723,901 (99.2%)AGAINST: 4,552 (0.6%)ABSTAIN: 1,140 (0.2%)
Largest asset managers voting on “The Board of Directors recommends you vote FOR Proposals 1 and 2. To approve an amendment to Capital Southwest” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
VanEck ETF Trust590,9210 00For
GraniteShares ETF Trust81,9120 00For
Putnam51,0684,552 1,1400For

14. The Board of Directors recommends you vote FOR Proposals 1 and 2. To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the times of the Special Meeting to approve the Charter Amendment.

CORPORATE GOVERNANCE

Meeting held 2023-10-11; no official results are on file for this meeting.

99.5% fund support · no official result

FOR 99.3%

The 3 asset managers below cast 99.5% of the shares they voted on this item FOR (725,166 for, 3,393 against).

FOR: 725,166 (99.4%)AGAINST: 3,393 (0.5%)ABSTAIN: 1,035 (0.1%)
Largest asset managers voting on “The Board of Directors recommends you vote FOR Proposals 1 and 2. To approve the adjournment of the Special Me” at CAPITAL SOUTHWEST CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
VanEck ETF Trust590,9210 00For
GraniteShares ETF Trust81,9120 00For
Putnam52,3333,393 1,0350For

Largest CAPITAL SOUTHWEST CORP. shareholders voting in 2023-2024

Ranked by the number of CAPITAL SOUTHWEST CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 36,722,665 shares outstanding at the time of that meeting.

Top CAPITAL SOUTHWEST CORP. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Invesco 3.14%
2PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1.85%
3Zuckerman Investment Group, LLC 1.72%
4VAN ECK ASSOCIATES CORP 1.37%
5VanEck ETF Trust 1.37%
6FIRST MANHATTAN CO. LLC. 1.07%
7Legal & General Investment Management Ltd 0.67%
8Two Sigma 0.38%
9Moerus Capital Management LLC 0.26%
10Point72 0.26%

Reported CAPITAL SOUTHWEST CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

CAPITAL SOUTHWEST CORP. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
Bowen S. Diehl 1.66% DEF14A
William R. Thomas 1.63% DEF14A
BlackRock 1.16% 13F
Two Sigma 1.09% 13F
Michael S. Sarner 0.96% DEF14A
Morgan Stanley 0.64% 13F
Goldman Sachs 0.63% 13F
Joshua S. Weinstein 0.56% DEF14A
Citadel Advisors 0.56% 13F
Franklin Templeton 0.30% 13F

Percentages above are of 36,722,665 shares outstanding, as reported by CAPITAL SOUTHWEST CORP. on its Form 10-K dated 2023-05-19 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAPITAL SOUTHWEST CORP.’s 10-K dated 2023-05-19. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At CAPITAL SOUTHWEST CORP.'s 2 shareholder meetings in the 2023-2024 proxy season (held 2023-07-26 and 2023-10-11), 102 asset managers reported how they voted in their SEC Form N-PX filings, covering 275 separate fund positions. Their filings are grouped here into 14 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CAPITAL SOUTHWEST CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named… — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

CAPITAL SOUTHWEST CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.