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Capital Southwest Corporation 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and Capital Southwest Corporation’s Form 8-K, filed 2024-07-26 (Item 5.07 on EDGAR). Page generated 02 October 2026.

10Reported items
125Asset managers
255Fund votes
2024-07-25Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore Capital Southwest Corporation in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by Capital Southwest Corporation

These tallies are Capital Southwest Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-07-26 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Capital Southwest Corporation — official shareholder meeting results, meeting held 2024-07-25
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Christine S. Battist	16,350,390	--	--	439,996	14,410,917	Majority: yes
Elect Director: David R. Brooks	15,793,415	--	--	996,971	14,410,917	Majority: yes
Elect Director: Bowen S. Diehl	16,492,134	--	--	298,252	14,410,917	Majority: yes
Elect Director: Jack D. Furst	15,943,200	--	--	847,186	14,410,917	Majority: yes
Elect Director: Ramona Rogers-Windsor	16,321,894	--	--	468,492	14,410,917	Majority: yes
Elect Director: William R. Thomas	15,881,960	--	--	908,426	14,410,917	Majority: yes
Proposal 7	14,506,455	1,390,660	893,271	--	14,410,917	Majority: yes
Proposal 8	30,523,119	253,062	425,122	--	--	Majority: yes

Source: Capital Southwest Corporation, Form 8-K, filed with the SEC on 2024-07-26 — read the filing on EDGAR.

How asset managers voted at the Capital Southwest Corporation 2024-2025 meeting

Each item below shows how the 125 asset managers that disclosed a Capital Southwest Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Capital Southwest Corporation’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Combines 6 wordings of this item as funds reported it.

96% fund support · no official result

FOR 94%

The 114 asset managers below cast 96% of the shares they voted on this item FOR (4,817,652 for, 222,446 against).

FOR: 4,817,652 (94.5%)AGAINST: 222,446 (4.4%)ABSTAIN: 55,515 (1.1%)NOT VOTED: 4,270 (0.1%)

Largest asset managers voting on “To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named executive officers” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Against	Abstain	Vote
Zuckerman Investment Group, LLC	614,974	0	0	For
Two Sigma	567,860	0	0	For
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	543,298	0	0	For
VAN ECK ASSOCIATES CORP	404,711	39,855	25,809	For
VanEck ETF Trust	404,711	39,855	25,809	For
Beacon Pointe Advisors, LLC	432,397	0	0	For
FIRST MANHATTAN CO. LLC.	354,424	0	0	For
Harbor Funds II	154,914	0	0	For
Nikko Asset Management Co., Ltd.	144,588	0	0	For
Legal & General Investment Management Ltd	0	135,920	0	Against
Hudson Bay Capital Management LP	107,902	0	0	For
CONFLUENCE INVESTMENT MANAGEMENT LLC	87,300	6,016	3,896	For
Argent Trust Co	81,934	0	0	For
Moerus Capital Management LLC	75,814	0	0	For
STIFEL NICOLAUS & CO INC \MO\	75,072	0	0	For
BENJAMIN F. EDWARDS & COMPANY, INC.	70,468	0	0	For
ENVESTNET ASSET MANAGEMENT INC	61,172	0	0	For
RBC Dominion Securities Inc.	60,205	0	0	For
BlackRock	50,751	0	0	For
Citadel	46,511	0	0	For
UNITED CAPITAL FINANCIAL ADVISORS, LLC	41,561	0	0	For
Invesco	41,016	0	0	For
OPPENHEIMER & CO INC	36,557	0	0	For
HARRIS ASSOCIATES L P	27,716	0	0	For
RAYMOND JAMES TRUST N.A.	22,487	0	0	For

Showing the 25 largest of 114 asset managers. See all 114 in the interactive database.

2. To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Bowen S. Diehl

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 16,492,134WITHHELD: 298,252

Capital Southwest Corporation’s own tally for this item (“Elect Director: Bowen S. Diehl”): 16,492,134 for, 298,252 withheld, per its Form 8-K filed 2024-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 45,050,759 outstanding shares: 37% for, 0.7% withheld (37% of the company cast a for/withheld vote).

The 13 asset managers below cast 100% of the shares they voted on this item FOR (749,982 for, 0 against).

FOR 99%

FOR: 749,982 (98.9%)ABSTAIN: 8,629 (1.1%)

Largest asset managers voting on “To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective succes” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Abstain	Vote
VanEck ETF Trust	461,746	8,629	For
Harbor Funds II	154,914	0	For
REDMONT WEALTH ADVISORS LLC	62,751	0	For
ETFis Series Trust I	20,431	0	For
Invesco	15,866	0	For
Fidelity	11,251	0	For
ProShares	6,896	0	For
Blackstone Alternative Investment Funds	3,600	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	For
Monteagle Funds	2,530	0	For
EA Series Trust	2,352	0	For
John Hancock	445	0	For

3. To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Christine S. Battist

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 16,350,390WITHHELD: 439,996

Capital Southwest Corporation’s own tally for this item (“Elect Director: Christine S. Battist”): 16,350,390 for, 439,996 withheld, per its Form 8-K filed 2024-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 45,050,759 outstanding shares: 36% for, 1.0% withheld (37% of the company cast a for/withheld vote).

The 13 asset managers below cast 100% of the shares they voted on this item FOR (745,871 for, 0 against).

FOR 98%

FOR: 745,871 (98.3%)ABSTAIN: 12,740 (1.7%)

Largest asset managers voting on “To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective succes” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Abstain	Vote
VanEck ETF Trust	457,635	12,740	For
Harbor Funds II	154,914	0	For
REDMONT WEALTH ADVISORS LLC	62,751	0	For
ETFis Series Trust I	20,431	0	For
Invesco	15,866	0	For
Fidelity	11,251	0	For
ProShares	6,896	0	For
Blackstone Alternative Investment Funds	3,600	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	For
Monteagle Funds	2,530	0	For
EA Series Trust	2,352	0	For
John Hancock	445	0	For

4. To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: David R. Brooks

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%

FOR: 15,793,415WITHHELD: 996,971

Capital Southwest Corporation’s own tally for this item (“Elect Director: David R. Brooks”): 15,793,415 for, 996,971 withheld, per its Form 8-K filed 2024-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 45,050,759 outstanding shares: 35% for, 2% withheld (37% of the company cast a for/withheld vote).

The 13 asset managers below cast 100% of the shares they voted on this item FOR (729,700 for, 0 against).

FOR 96%

FOR: 729,700 (96.2%)ABSTAIN: 28,911 (3.8%)

Largest asset managers voting on “To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective succes” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Abstain	Vote
VanEck ETF Trust	441,464	28,911	For
Harbor Funds II	154,914	0	For
REDMONT WEALTH ADVISORS LLC	62,751	0	For
ETFis Series Trust I	20,431	0	For
Invesco	15,866	0	For
Fidelity	11,251	0	For
ProShares	6,896	0	For
Blackstone Alternative Investment Funds	3,600	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	For
Monteagle Funds	2,530	0	For
EA Series Trust	2,352	0	For
John Hancock	445	0	For

5. To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Jack D. Furst

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%

FOR: 15,943,200WITHHELD: 847,186

Capital Southwest Corporation’s own tally for this item (“Elect Director: Jack D. Furst”): 15,943,200 for, 847,186 withheld, per its Form 8-K filed 2024-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 45,050,759 outstanding shares: 35% for, 2% withheld (37% of the company cast a for/withheld vote).

The 13 asset managers below cast 100% of the shares they voted on this item FOR (734,043 for, 0 against).

FOR 97%

FOR: 734,043 (96.8%)ABSTAIN: 24,568 (3.2%)

Largest asset managers voting on “To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective succes” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Abstain	Vote
VanEck ETF Trust	445,807	24,568	For
Harbor Funds II	154,914	0	For
REDMONT WEALTH ADVISORS LLC	62,751	0	For
ETFis Series Trust I	20,431	0	For
Invesco	15,866	0	For
Fidelity	11,251	0	For
ProShares	6,896	0	For
Blackstone Alternative Investment Funds	3,600	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	For
Monteagle Funds	2,530	0	For
EA Series Trust	2,352	0	For
John Hancock	445	0	For

6. To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Ramona Rogers-Windsor

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 16,321,894WITHHELD: 468,492

Capital Southwest Corporation’s own tally for this item (“Elect Director: Ramona Rogers-Windsor”): 16,321,894 for, 468,492 withheld, per its Form 8-K filed 2024-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 45,050,759 outstanding shares: 36% for, 1% withheld (37% of the company cast a for/withheld vote).

The 13 asset managers below cast 100% of the shares they voted on this item FOR (745,041 for, 0 against).

FOR 98%

FOR: 745,041 (98.2%)ABSTAIN: 13,570 (1.8%)

Largest asset managers voting on “To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective succes” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Abstain	Vote
VanEck ETF Trust	456,805	13,570	For
Harbor Funds II	154,914	0	For
REDMONT WEALTH ADVISORS LLC	62,751	0	For
ETFis Series Trust I	20,431	0	For
Invesco	15,866	0	For
Fidelity	11,251	0	For
ProShares	6,896	0	For
Blackstone Alternative Investment Funds	3,600	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	For
Monteagle Funds	2,530	0	For
EA Series Trust	2,352	0	For
John Hancock	445	0	For

7. To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: William R. Thomas

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%

FOR: 15,881,960WITHHELD: 908,426

Capital Southwest Corporation’s own tally for this item (“Elect Director: William R. Thomas”): 15,881,960 for, 908,426 withheld, per its Form 8-K filed 2024-07-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 45,050,759 outstanding shares: 35% for, 2% withheld (37% of the company cast a for/withheld vote).

The 13 asset managers below cast 100% of the shares they voted on this item FOR (732,273 for, 0 against).

FOR 97%

FOR: 732,273 (96.5%)ABSTAIN: 26,338 (3.5%)

Largest asset managers voting on “To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective succes” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Abstain	Vote
VanEck ETF Trust	444,037	26,338	For
Harbor Funds II	154,914	0	For
REDMONT WEALTH ADVISORS LLC	62,751	0	For
ETFis Series Trust I	20,431	0	For
Invesco	15,866	0	For
Fidelity	11,251	0	For
ProShares	6,896	0	For
Blackstone Alternative Investment Funds	3,600	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	For
Monteagle Funds	2,530	0	For
EA Series Trust	2,352	0	For
John Hancock	445	0	For

8. To ratify the appointment of RSM US LLP as Capital Southwest Corporation's independent registered public accounting firm for the fiscal year ending March 31, 2025.

AUDIT-RELATED

Combines 3 wordings of this item as funds reported it.

99.3% fund support · no official result

FOR 98%

The 13 asset managers below cast 99.3% of the shares they voted on this item FOR (685,006 for, 4,422 against).

FOR: 685,006 (98.3%)AGAINST: 4,422 (0.6%)ABSTAIN: 7,183 (1.0%)

Largest asset managers voting on “To ratify the appointment of RSM US LLP as Capital Southwest Corporation's independent registered public accou” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Against	Abstain	Vote
VanEck ETF Trust	458,771	4,422	7,183	For
Harbor Funds II	154,914	0	0	For
ETFis Series Trust I	20,431	0	0	For
Invesco	15,866	0	0	For
Fidelity	11,251	0	0	For
ProShares	6,896	0	0	For
Blackstone Alternative Investment Funds	3,600	0	0	For
KINETICS MUTUAL FUNDS INC	3,600	0	0	For
KINETICS PORTFOLIOS TRUST	3,600	0	0	For
Monteagle Funds	2,530	0	0	For
EA Series Trust	2,352	0	0	For
BRANDYWINE OAK PRIVATE WEALTH LLC	750	0	0	For
John Hancock	445	0	0	For

9. Advisory Vote to Ratify Named Executive Officers' Compensation

COMPENSATION

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (70,896 for, 0 against).

FOR: 70,896 (100.0%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Vote
REDMONT WEALTH ADVISORS LLC	62,751	For
ADVISORY RESEARCH INC	7,200	For
Uniplan Investment Counsel, Inc.	767	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	178	For

10. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

8% fund support · no official result

8%AGAINST 92%

The 3 asset managers below cast 8% of the shares they voted on this item FOR (839 for, 10,000 against).

FOR: 839 (7.7%)AGAINST: 10,000 (92.3%)

Largest asset managers voting on “14A Executive Compensation” at Capital Southwest Corporation, 2024-2025
Asset manager	For	Against	Vote
Focus Partners Wealth	0	10,000	Against
MQS Management LLC	639	0	For
Baker Avenue Asset Management, LP	200	0	For

Largest Capital Southwest Corporation shareholders voting in 2024-2025

Ranked by the number of Capital Southwest Corporation shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 45,050,759 shares outstanding at the time of that meeting.

Top Capital Southwest Corporation shareholders by shares voted, 2024-2025
#	Asset manager	% of shares outstanding
1	Zuckerman Investment Group, LLC	1.37%
2	Two Sigma	1.26%
3	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	1.21%
4	VAN ECK ASSOCIATES CORP	1.04%
5	VanEck ETF Trust	1.04%
6	Beacon Pointe Advisors, LLC	0.96%
7	FIRST MANHATTAN CO. LLC.	0.79%
8	Harbor Funds II	0.34%
9	Nikko Asset Management Co., Ltd.	0.32%
10	Legal & General Investment Management Ltd	0.30%

Reported Capital Southwest Corporation ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Capital Southwest Corporation beneficial owners on record for the 2024-2025 proxy season
Holder	% outstanding	Disclosure
Two Sigma	1.77%	13F
William R. Thomas	1.33%	DEF14A
Millennium Management	1.09%	13F
Citadel Advisors	0.95%	13F
Michael S. Sarner	0.91%	DEF14A
Franklin Templeton	0.66%	13F
BlackRock	0.58%	13F
Goldman Sachs	0.57%	13F
Joshua S. Weinstein	0.56%	DEF14A
Morgan Stanley	0.35%	13F

Percentages above are of 45,050,759 shares outstanding, as reported by Capital Southwest Corporation on its Form 10-K dated 2024-05-17 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Capital Southwest Corporation’s 10-K dated 2024-05-17. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At Capital Southwest Corporation's shareholder meeting held 2024-07-25, in the 2024-2025 proxy season, 125 asset managers reported how they voted in their SEC Form N-PX filings, covering 255 separate fund positions. Their filings are grouped here into 10 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Capital Southwest Corporation's own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named… — the reporting funds cast 96% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

Capital Southwest Corporation proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.