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Compiled from SEC Form N-PX filings and CATHAY GENERAL BANCORP’s Form 8-K, filed 2024-05-14 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore CATHAY GENERAL BANCORP in the interactive database Compare manager voting policies
These tallies are CATHAY GENERAL BANCORP’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-14 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Jane Jelenko | 50,359,582 | 4,792,529 | 31,010 | -- | 6,111,760 | Majority: yes |
| Elect Director: Ann Yee Kono | 55,110,327 | 60,060 | 12,734 | -- | 6,111,760 | Majority: yes |
| Elect Director: Anthony M. Tang | 53,498,488 | 1,670,115 | 14,518 | -- | 6,111,760 | Majority: yes |
| Elect Director: Shally Wang | 54,649,937 | 508,793 | 24,391 | -- | 6,111,760 | Majority: yes |
| Elect Director: Peter Wu | 53,433,991 | 1,729,362 | 19,768 | -- | 6,111,760 | Majority: yes |
| Elect Director: Elizabeth Woo | 55,112,351 | 58,404 | 12,366 | -- | 6,111,760 | Majority: yes |
| Advisory (Non-Binding) Vote to Approve Our Executive Compensation | 51,949,711 | 3,182,367 | 51,043 | -- | 6,111,760 | Majority: yes |
| Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2024 Fiscal Year | 60,771,804 | 497,128 | 25,949 | -- | -- | Majority: yes |
Source: CATHAY GENERAL BANCORP, Form 8-K, filed with the SEC on 2024-05-14 — read the filing on EDGAR.
Each item below shows how the 289 asset managers that disclosed a CATHAY GENERAL BANCORP vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CATHAY GENERAL BANCORP’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 10 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Advisory (Non-Binding) Vote to Approve Our Executive Compensation”): 51,949,711 for, 3,182,367 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 71% for, 4% against (76% of the company cast a for/against vote).
The 282 asset managers below cast 94% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 9,410,746 | 1,693 | 0 | 0 | For |
| Vanguard | 8,284,672 | 0 | 0 | 0 | For |
| Charles Schwab | 4,185,906 | 0 | 0 | 0 | For |
| Dimensional | 3,680,393 | 0 | 0 | 0 | For |
| State Street | 3,673,357 | 220 | 0 | 0 | For |
| American Century | 0 | 2,021,676 | 0 | 0 | Against |
| T. Rowe Price | 1,873,787 | 0 | 0 | 0 | For |
| Invesco | 1,749,082 | 0 | 0 | 0 | For |
| Fidelity | 1,621,143 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,616,647 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1,424,638 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 1,424,436 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| First Trust | 1,027,085 | 0 | 0 | 0 | For |
| Nuveen | 940,910 | 0 | 0 | 0 | For |
| Northern Trust | 884,375 | 3,938 | 0 | 0 | For |
| GW&K Investment Management, LLC | 638,402 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 607,839 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 568,867 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| Putnam | 449,825 | 0 | 0 | 0 | For |
| Boston Trust Walden Co | 0 | 420,423 | 0 | 0 | Against |
| Goldman Sachs | 411,802 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
Showing the 25 largest of 282 asset managers. See all 282 in the interactive database.
Combines 6 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Jane Jelenko”): 50,359,582 for, 4,792,529 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 69% for, 7% against (76% of the company cast a for/against vote).
The 94 asset managers below cast 93% of the shares they voted on this item FOR (32,779,939 for, 2,497,261 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,117 | 853 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 0 | 785,579 | 0 | 0 | Against |
| T. Rowe Price | 11,741 | 683,249 | 0 | 0 | Against |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 140,860 | 192,883 | 0 | 0 | Against |
| WisdomTree | 0 | 255,544 | 0 | 0 | Against |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 109,507 | 87,633 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Ann Yee Kono”): 55,110,327 for, 60,060 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 76% for, 0.1% against (76% of the company cast a for/against vote).
The 94 asset managers below cast 99.9% of the shares they voted on this item FOR (35,275,478 for, 1,722 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,970 | 0 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 785,579 | 0 | 0 | 0 | For |
| T. Rowe Price | 694,990 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 333,743 | 0 | 0 | 0 | For |
| WisdomTree | 255,544 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 197,140 | 0 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Anthony M. Tang”): 53,498,488 for, 1,670,115 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 74% for, 2% against (76% of the company cast a for/against vote).
The 94 asset managers below cast 99.2% of the shares they voted on this item FOR (35,029,690 for, 247,510 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,359 | 611 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 785,579 | 0 | 0 | 0 | For |
| T. Rowe Price | 694,990 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 333,743 | 0 | 0 | 0 | For |
| WisdomTree | 255,544 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 109,507 | 87,633 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Shally Wang”): 54,649,937 for, 508,793 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 75% for, 0.7% against (76% of the company cast a for/against vote).
The 94 asset managers below cast 99.7% of the shares they voted on this item FOR (35,187,454 for, 89,746 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,579 | 391 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 785,579 | 0 | 0 | 0 | For |
| T. Rowe Price | 694,990 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 333,743 | 0 | 0 | 0 | For |
| WisdomTree | 255,544 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 109,507 | 87,633 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Peter Wu”): 53,433,991 for, 1,729,362 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 74% for, 2% against (76% of the company cast a for/against vote).
The 94 asset managers below cast 99.2% of the shares they voted on this item FOR (35,029,690 for, 247,510 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,359 | 611 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 785,579 | 0 | 0 | 0 | For |
| T. Rowe Price | 694,990 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 333,743 | 0 | 0 | 0 | For |
| WisdomTree | 255,544 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 109,507 | 87,633 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Elizabeth Woo”): 55,112,351 for, 58,404 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 76% for, 0.1% against (76% of the company cast a for/against vote).
The 94 asset managers below cast 99.9% of the shares they voted on this item FOR (35,275,478 for, 1,722 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,970 | 0 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 785,579 | 0 | 0 | 0 | For |
| T. Rowe Price | 694,990 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 333,743 | 0 | 0 | 0 | For |
| WisdomTree | 255,544 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 197,140 | 0 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2024 Fiscal Year”): 60,771,804 for, 497,128 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 84% for, 0.7% against (84% of the company cast a for/against vote).
The 94 asset managers below cast 99.9% of the shares they voted on this item FOR (35,245,766 for, 31,434 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 8,147,551 | 0 | 0 | 0 | For |
| BlackRock | 7,634,809 | 0 | 0 | 0 | For |
| Dimensional | 3,335,343 | 0 | 0 | 0 | For |
| Charles Schwab | 2,078,653 | 0 | 0 | 0 | For |
| State Street | 1,838,750 | 220 | 0 | 0 | For |
| Fidelity | 1,615,953 | 0 | 0 | 0 | For |
| MFS | 1,150,763 | 0 | 0 | 0 | For |
| American Century | 1,007,954 | 0 | 0 | 0 | For |
| First Trust | 993,165 | 0 | 0 | 0 | For |
| Invesco | 785,579 | 0 | 0 | 0 | For |
| T. Rowe Price | 694,990 | 0 | 0 | 0 | For |
| Principal | 560,738 | 0 | 0 | 0 | For |
| TIAA | 530,879 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 401,233 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 385,032 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 382,208 | 0 | 0 | 0 | For |
| Jackson National | 333,743 | 0 | 0 | 0 | For |
| WisdomTree | 255,544 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 252,131 | 0 | 0 | 0 | For |
| AMG FUNDS | 232,662 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 219,436 | 0 | 0 | 0 | For |
| Equitable | 197,140 | 0 | 0 | 0 | For |
| Northern Trust | 190,626 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 141,266 | 0 | 0 | 0 | For |
| Nuveen | 138,452 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
94% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Advisory (Non-Binding) Vote to Approve Our Executive Compensation”): 51,949,711 for, 3,182,367 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 71% for, 4% against (76% of the company cast a for/against vote).
The 6 asset managers below cast 100% of the shares they voted on this item FOR (285,225 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 176,997 | 0 | 0 | 0 | For |
| Empower | 53,325 | 0 | 0 | 0 | For |
| JPMorgan | 21,780 | 0 | 0 | 0 | For |
| TD ASSET MANAGEMENT INC | 20,087 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 7,368 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
99.8% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Ann Yee Kono”): 55,110,327 for, 60,060 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 76% for, 0.1% against (76% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
97% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Anthony M. Tang”): 53,498,488 for, 1,670,115 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 74% for, 2% against (76% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
99.8% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Elizabeth Woo”): 55,112,351 for, 58,404 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 76% for, 0.1% against (76% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
91% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Jane Jelenko”): 50,359,582 for, 4,792,529 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 69% for, 7% against (76% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
97% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Peter Wu”): 53,433,991 for, 1,729,362 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 74% for, 2% against (76% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
99.0% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Shally Wang”): 54,649,937 for, 508,793 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 72,688,191 outstanding shares: 75% for, 0.7% against (76% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (58,993 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 53,325 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 5,668 | 0 | 0 | 0 | For |
Ranked by the number of CATHAY GENERAL BANCORP shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 72,688,191 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.95% |
| 2 | Vanguard | 11.40% |
| 3 | Charles Schwab | 5.76% |
| 4 | Dimensional | 5.06% |
| 5 | State Street | 5.05% |
| 6 | American Century | 2.78% |
| 7 | T. Rowe Price | 2.58% |
| 8 | Invesco | 2.41% |
| 9 | Fidelity | 2.23% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 2.22% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.72% | 13F |
| Vanguard Group | 10.42% | 13F |
| Dimensional Fund Advisors | 5.53% | 13F |
| State Street | 4.68% | 13F |
| Charles Schwab | 3.59% | 13F |
| Geode Capital | 2.25% | 13F |
| Invesco | 1.62% | 13F |
| Northern Trust | 1.31% | 13F |
| BNY Mellon | 1.19% | 13F |
| Nuveen | 1.11% | 13F |
Percentages above are of 72,688,191 shares outstanding, as reported by CATHAY GENERAL BANCORP on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CATHAY GENERAL BANCORP’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At CATHAY GENERAL BANCORP's shareholder meeting held 2024-05-13, in the 2023-2024 proxy season, 289 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,878 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval, on a non-binding advisory basis, of the compensation paid to Cathay General Bancorp's… — FOR was 94% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: CATHAY GENERAL BANCORP's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-14.
CATHAY GENERAL BANCORP proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.