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Compiled from SEC Form N-PX filings and CATHAY GENERAL BANCORP’s Form 8-K, filed 2025-05-13 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore CATHAY GENERAL BANCORP in the interactive database Compare manager voting policies
These tallies are CATHAY GENERAL BANCORP’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-05-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Dunson K. Cheng | 47,843,780 | 3,380,961 | 42,068 | -- | 6,208,877 | Majority: yes |
| Elect Director: Chang M. Liu | 50,254,826 | 970,023 | 41,960 | -- | 6,208,877 | Majority: yes |
| Elect Director: Shally Wang | 49,055,126 | 2,167,892 | 43,791 | -- | 6,208,877 | Majority: yes |
| Elect Director: Elizabeth Woo | 49,347,158 | 1,875,977 | 43,674 | -- | 6,208,877 | Majority: yes |
| Proposal to Approve Our 2005 Incentive Plan, as Amended and Restated | 48,697,079 | 2,481,806 | 87,924 | -- | 6,208,877 | Majority: yes |
| Advisory (Non-Binding) Vote to Approve Our Executive Compensation | 46,513,416 | 4,637,322 | 116,071 | -- | 6,208,877 | Majority: yes |
| Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2025 Fiscal Year | 56,456,002 | 978,492 | 41,192 | -- | -- | Majority: yes |
Source: CATHAY GENERAL BANCORP, Form 8-K, filed with the SEC on 2025-05-13 — read the filing on EDGAR.
Each item below shows how the 295 asset managers that disclosed a CATHAY GENERAL BANCORP vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CATHAY GENERAL BANCORP’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Advisory (Non-Binding) Vote to Approve Our Executive Compensation”): 46,513,416 for, 4,637,322 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 66% for, 7% against (73% of the company cast a for/against vote).
The 285 asset managers below cast 89% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 9,449,581 | 1,680 | 0 | 0 | For |
| Vanguard | 8,081,928 | 6 | 0 | 0 | For |
| Charles Schwab | 5,862,044 | 0 | 0 | 0 | For |
| State Street | 5,098,243 | 22,612 | 0 | 0 | For |
| Dimensional | 4,037,372 | 0 | 0 | 0 | For |
| American Century | 0 | 2,685,827 | 0 | 0 | Against |
| Invesco | 0 | 2,273,441 | 0 | 0 | Against |
| T. Rowe Price | 2,073,122 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,750,152 | 0 | 0 | 0 | For |
| Fidelity | 1,647,580 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1,089,423 | 0 | 0 | 0 | For |
| Northern Trust | 890,440 | 3,118 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| Nuveen | 626,826 | 0 | 0 | 0 | For |
| GW&K Investment Management, LLC | 562,040 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 488,574 | 0 | 0 | 0 | For |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 399,193 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 364,135 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| Boston Trust Walden Co | 0 | 294,118 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 283,573 | 0 | 0 | Against |
| Stieven Capital Advisors, L.P. | 282,504 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 0 | 270,274 | 0 | 0 | Against |
Showing the 25 largest of 285 asset managers. See all 285 in the interactive database.
Combines 2 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Proposal to Approve Our 2005 Incentive Plan, as Amended and Restated”): 48,697,079 for, 2,481,806 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 70% for, 4% against (73% of the company cast a for/against vote).
The 91 asset managers below cast 96% of the shares they voted on this item FOR (32,856,772 for, 1,499,021 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,881,672 | 3 | 0 | 0 | For |
| BlackRock | 7,665,355 | 0 | 0 | 0 | For |
| Dimensional | 3,657,613 | 0 | 0 | 0 | For |
| Charles Schwab | 2,900,485 | 0 | 0 | 0 | For |
| State Street | 1,820,360 | 50 | 0 | 0 | For |
| Fidelity | 1,611,269 | 0 | 0 | 0 | For |
| American Century | 0 | 1,318,427 | 0 | 0 | Against |
| Invesco | 996,384 | 0 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| T. Rowe Price | 715,283 | 0 | 0 | 0 | For |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 270,274 | 0 | 0 | 0 | For |
| AMG FUNDS | 206,458 | 0 | 0 | 0 | For |
| First Trust | 193,149 | 0 | 0 | 0 | For |
| Equitable | 185,946 | 0 | 0 | 0 | For |
| Northern Trust | 181,530 | 0 | 0 | 0 | For |
| Jackson National | 172,616 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 169,344 | 0 | 0 | 0 | For |
| WisdomTree | 155,815 | 0 | 0 | 0 | For |
| MassMutual | 130,309 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 117,658 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 0 | 116,448 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 111,160 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Chang M. Liu”): 50,254,826 for, 970,023 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 72% for, 1% against (73% of the company cast a for/against vote).
The 91 asset managers below cast 99.4% of the shares they voted on this item FOR (34,213,634 for, 187,527 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,881,673 | 3 | 0 | 0 | For |
| BlackRock | 7,665,355 | 0 | 0 | 0 | For |
| Dimensional | 3,657,613 | 0 | 0 | 0 | For |
| Charles Schwab | 2,900,485 | 0 | 0 | 0 | For |
| State Street | 1,820,360 | 50 | 0 | 0 | For |
| Fidelity | 1,611,269 | 0 | 0 | 0 | For |
| American Century | 1,318,427 | 0 | 0 | 0 | For |
| Invesco | 996,384 | 0 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| T. Rowe Price | 715,283 | 0 | 0 | 0 | For |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 270,274 | 0 | 0 | 0 | For |
| AMG FUNDS | 206,458 | 0 | 0 | 0 | For |
| First Trust | 193,149 | 0 | 0 | 0 | For |
| Equitable | 185,946 | 0 | 0 | 0 | For |
| Northern Trust | 181,530 | 0 | 0 | 0 | For |
| Jackson National | 172,616 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 169,344 | 0 | 0 | 0 | For |
| WisdomTree | 155,815 | 0 | 0 | 0 | For |
| MassMutual | 130,309 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 117,658 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 0 | 116,448 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 111,160 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Dunson K. Cheng”): 47,843,780 for, 3,380,961 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 68% for, 5% against (73% of the company cast a for/against vote).
The 91 asset managers below cast 97% of the shares they voted on this item FOR (33,278,103 for, 1,123,058 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,878,718 | 2,958 | 0 | 0 | For |
| BlackRock | 7,665,355 | 0 | 0 | 0 | For |
| Dimensional | 3,657,613 | 0 | 0 | 0 | For |
| Charles Schwab | 2,900,485 | 0 | 0 | 0 | For |
| State Street | 1,820,360 | 50 | 0 | 0 | For |
| Fidelity | 1,611,269 | 0 | 0 | 0 | For |
| American Century | 1,318,427 | 0 | 0 | 0 | For |
| Invesco | 996,384 | 0 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| T. Rowe Price | 13,073 | 702,210 | 0 | 0 | Against |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 270,274 | 0 | 0 | 0 | For |
| AMG FUNDS | 206,458 | 0 | 0 | 0 | For |
| First Trust | 193,149 | 0 | 0 | 0 | For |
| Equitable | 106,473 | 79,473 | 0 | 0 | For |
| Northern Trust | 181,530 | 0 | 0 | 0 | For |
| Jackson National | 172,616 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 169,344 | 0 | 0 | 0 | For |
| WisdomTree | 155,815 | 0 | 0 | 0 | For |
| MassMutual | 128,019 | 2,290 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 117,658 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 0 | 116,448 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 111,160 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Elizabeth Woo”): 49,347,158 for, 1,875,977 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 70% for, 3% against (73% of the company cast a for/against vote).
The 91 asset managers below cast 97% of the shares they voted on this item FOR (33,347,198 for, 1,053,963 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,881,670 | 6 | 0 | 0 | For |
| BlackRock | 7,665,355 | 0 | 0 | 0 | For |
| Dimensional | 3,657,613 | 0 | 0 | 0 | For |
| Charles Schwab | 2,900,485 | 0 | 0 | 0 | For |
| State Street | 1,820,410 | 0 | 0 | 0 | For |
| Fidelity | 1,611,269 | 0 | 0 | 0 | For |
| American Century | 1,318,427 | 0 | 0 | 0 | For |
| Invesco | 996,384 | 0 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 715,283 | 0 | 0 | Against |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 270,274 | 0 | 0 | 0 | For |
| AMG FUNDS | 206,458 | 0 | 0 | 0 | For |
| First Trust | 193,149 | 0 | 0 | 0 | For |
| Equitable | 106,473 | 79,473 | 0 | 0 | For |
| Northern Trust | 181,530 | 0 | 0 | 0 | For |
| Jackson National | 172,616 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 169,344 | 0 | 0 | Against |
| WisdomTree | 155,815 | 0 | 0 | 0 | For |
| MassMutual | 128,019 | 2,290 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 117,658 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 116,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 111,160 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Shally Wang”): 49,055,126 for, 2,167,892 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 70% for, 3% against (73% of the company cast a for/against vote).
The 91 asset managers below cast 97% of the shares they voted on this item FOR (33,347,197 for, 1,053,964 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,881,669 | 7 | 0 | 0 | For |
| BlackRock | 7,665,355 | 0 | 0 | 0 | For |
| Dimensional | 3,657,613 | 0 | 0 | 0 | For |
| Charles Schwab | 2,900,485 | 0 | 0 | 0 | For |
| State Street | 1,820,410 | 0 | 0 | 0 | For |
| Fidelity | 1,611,269 | 0 | 0 | 0 | For |
| American Century | 1,318,427 | 0 | 0 | 0 | For |
| Invesco | 996,384 | 0 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 715,283 | 0 | 0 | Against |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 270,274 | 0 | 0 | 0 | For |
| AMG FUNDS | 206,458 | 0 | 0 | 0 | For |
| First Trust | 193,149 | 0 | 0 | 0 | For |
| Equitable | 106,473 | 79,473 | 0 | 0 | For |
| Northern Trust | 181,530 | 0 | 0 | 0 | For |
| Jackson National | 172,616 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 169,344 | 0 | 0 | Against |
| WisdomTree | 155,815 | 0 | 0 | 0 | For |
| MassMutual | 128,019 | 2,290 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 117,658 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 116,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 111,160 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
Combines 2 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2025 Fiscal Year”): 56,456,002 for, 978,492 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 81% for, 1% against (82% of the company cast a for/against vote).
The 91 asset managers below cast 99.5% of the shares they voted on this item FOR (34,232,999 for, 168,162 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,878,725 | 2,951 | 0 | 0 | For |
| BlackRock | 7,665,355 | 0 | 0 | 0 | For |
| Dimensional | 3,657,613 | 0 | 0 | 0 | For |
| Charles Schwab | 2,900,485 | 0 | 0 | 0 | For |
| State Street | 1,795,970 | 24,440 | 0 | 0 | For |
| Fidelity | 1,611,269 | 0 | 0 | 0 | For |
| American Century | 1,318,427 | 0 | 0 | 0 | For |
| Invesco | 996,384 | 0 | 0 | 0 | For |
| MFS | 855,709 | 0 | 0 | 0 | For |
| T. Rowe Price | 715,283 | 0 | 0 | 0 | For |
| TIAA | 419,372 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 378,311 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 342,872 | 0 | 0 | 0 | For |
| BOSTON TRUST WALDEN FUNDS | 270,274 | 0 | 0 | 0 | For |
| AMG FUNDS | 206,458 | 0 | 0 | 0 | For |
| First Trust | 193,149 | 0 | 0 | 0 | For |
| Equitable | 185,946 | 0 | 0 | 0 | For |
| Northern Trust | 181,530 | 0 | 0 | 0 | For |
| Jackson National | 172,616 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 169,344 | 0 | 0 | 0 | For |
| WisdomTree | 155,815 | 0 | 0 | 0 | For |
| MassMutual | 130,309 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 117,658 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 0 | 116,448 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 111,160 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
91% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Advisory (Non-Binding) Vote to Approve Our Executive Compensation”): 46,513,416 for, 4,637,322 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 66% for, 7% against (73% of the company cast a for/against vote).
The 8 asset managers below cast 98% of the shares they voted on this item FOR (286,580 for, 4,571 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 153,149 | 0 | 0 | 0 | For |
| Empower | 66,294 | 0 | 0 | 0 | For |
| JPMorgan | 26,206 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 25,333 | 0 | 0 | 0 | For |
| TD ASSET MANAGEMENT INC | 12,863 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 2,951 | 0 | 0 | Against |
| Cornerstone Investment Partners, LLC | 2,735 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 0 | 1,620 | 0 | 0 | Against |
95% Majority: yes · of votes cast
CATHAY GENERAL BANCORP’s own tally for this item (“Proposal to Approve Our 2005 Incentive Plan, as Amended and Restated”): 48,697,079 for, 2,481,806 against, per its Form 8-K filed 2025-05-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,034,708 outstanding shares: 70% for, 4% against (73% of the company cast a for/against vote).
The 3 asset managers below cast 94% of the shares they voted on this item FOR (66,294 for, 4,571 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 66,294 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 2,951 | 0 | 0 | Against |
| CLEARWATER INVESTMENT TRUST | 0 | 1,620 | 0 | 0 | Against |
Ranked by the number of CATHAY GENERAL BANCORP shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 70,034,708 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 13.50% |
| 2 | Vanguard | 11.54% |
| 3 | Charles Schwab | 8.37% |
| 4 | State Street | 7.31% |
| 5 | Dimensional | 5.76% |
| 6 | American Century | 3.83% |
| 7 | Invesco | 3.25% |
| 8 | T. Rowe Price | 2.96% |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 2.50% |
| 10 | Fidelity | 2.35% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.86% | 13F |
| Vanguard Group | 11.31% | 13F |
| Dimensional Fund Advisors | 5.91% | 13F |
| Vanguard Portfolio Management | 5.87% | 13G |
| State Street | 5.29% | 13F |
| Charles Schwab | 4.24% | 13F |
| Invesco | 2.25% | 13F |
| Northern Trust | 1.32% | 13F |
| Morgan Stanley | 1.00% | 13F |
| Nuveen | 1.00% | 13F |
Percentages above are of 70,034,708 shares outstanding, as reported by CATHAY GENERAL BANCORP on its Form 10-Q dated 2025-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CATHAY GENERAL BANCORP’s 10-Q dated 2025-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At CATHAY GENERAL BANCORP's shareholder meeting held 2025-05-12, in the 2024-2025 proxy season, 295 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,610 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval, on a non-binding advisory basis, of the compensation paid to Cathay General Bancorp's… — FOR was 91% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: CATHAY GENERAL BANCORP's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-05-13.
CATHAY GENERAL BANCORP proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.