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CODEXIS INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CODEXIS INC.’s Form 8-K, filed 2024-06-13 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 4Ballot items
  • 154Asset managers
  • 800Fund votes
  • 2024-06-11Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CODEXIS INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CODEXIS INC.

These tallies are CODEXIS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CODEXIS INC. — official shareholder meeting results, meeting held 2024-06-11
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Esther Martinborough 49,420,795---- 549,08510,933,724 Majority: yes
Elect Director: H. Stewart Parker 43,999,692---- 5,970,18810,933,724 Majority: yes
Proposal 2. Ratification of Independent Registered Public Accounting Firm. 60,720,53986,38996,676 ---- Majority: yes
Proposal 3. Non-binding, Advisory Vote on Executive Compensation. 47,194,7452,628,567146,568 --10,933,724 Majority: yes

Source: CODEXIS INC., Form 8-K, filed with the SEC on 2024-06-13 — read the filing on EDGAR.

How asset managers voted at the CODEXIS INC. 2023-2024 meeting

Each item below shows how the 154 asset managers that disclosed a CODEXIS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. To approve, on a non-binding, advisory basis, the compensation of our named executive officers.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 47,194,745AGAINST: 2,628,567

CODEXIS INC.’s own tally for this item (“Proposal 3. Non-binding, Advisory Vote on Executive Compensation.”): 47,194,745 for, 2,628,567 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,557,577 outstanding shares: 67% for, 4% against (71% of the company cast a for/against vote).

The 153 asset managers below cast 97% of the shares they voted on this item FOR (47,516,804 for, 1,597,529 against).

FOR 97%
FOR: 47,516,804 (96.7%)AGAINST: 1,597,529 (3.3%)ABSTAIN: 37,176 (0.1%)
Largest asset managers voting on “To approve, on a non-binding, advisory basis, the compensation of our named executive officers.” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity9,888,9280 00For
BlackRock5,229,3921,040 00For
Vanguard4,285,2870 00For
Opaleye Management Inc.3,005,0000 00For
Federated Hermes2,641,3330 00For
Nantahala Capital Management, LLC2,533,5270 00For
BAILLIE GIFFORD & CO LTD1,720,9500 00For
Nuveen1,652,0440 00For
TIAA1,641,1030 00For
State Street1,403,105137 00For
GEODE CAPITAL MANAGEMENT, LLC1,386,9710 00For
Columbia Threadneedle1,144,2990 00For
JACOBS LEVY EQUITY MANAGEMENT, INC813,8220 00For
PARADIGM FUNDS800,0000 00For
BESSEMER INVESTMENT MANAGEMENT LLC745,3820 00For
OLD WESTBURY FUNDS INC745,3820 00For
Kent Lake Capital LLC714,9250 00For
Northern Trust580,920135 00For
Charles Schwab409,1080 00For
Vivo Capital, LLC388,1440 00For
ACADIAN ASSET MANAGEMENT LLC375,0780 00For
MELLON INVESTMENTS Corp355,0130 00For
BAILLIE GIFFORD OVERSEAS LTD336,8590 00For
Aberdeen321,1620 00For
ALGER FUNDS0306,492 00Against

Showing the 25 largest of 153 asset managers. See all 153 in the interactive database.

2. Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expiring at the 2027 Annual Meeting: Esther Martinborough, Ph.D.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 49,420,795WITHHELD: 549,085

CODEXIS INC.’s own tally for this item (“Elect Director: Esther Martinborough”): 49,420,795 for, 549,085 withheld, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,557,577 outstanding shares: 70% for, 0.8% withheld (71% of the company cast a for/withheld vote).

The 52 asset managers below cast 100% of the shares they voted on this item FOR (20,922,088 for, 0 against).

FOR 99.3%
FOR: 20,922,088 (99.3%)ABSTAIN: 139,416 (0.7%)
Largest asset managers voting on “Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expir” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
PARADIGM FUNDS800,0000 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS306,4920 00For
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC233,4000 00For
Equitable123,3090 102,2400For
Charles Schwab204,5540 00For
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.101,0650 00For
American Century87,6170 00For
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco73,8700 00For
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 37,1760Abstain
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For

Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.

3. Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expiring at the 2027 Annual Meeting: H. Stewart Parker

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

88% Majority: yes · of votes cast

FOR 88%12%
FOR: 43,999,692WITHHELD: 5,970,188

CODEXIS INC.’s own tally for this item (“Elect Director: H. Stewart Parker”): 43,999,692 for, 5,970,188 withheld, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,557,577 outstanding shares: 62% for, 8% withheld (71% of the company cast a for/withheld vote).

The 52 asset managers below cast 100% of the shares they voted on this item FOR (20,087,359 for, 0 against).

FOR 95%
FOR: 20,087,359 (95.4%)ABSTAIN: 974,145 (4.6%)
Largest asset managers voting on “Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expir” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
PARADIGM FUNDS800,0000 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS00 306,4920Abstain
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC00 233,4000Abstain
Equitable123,3090 102,2400For
Charles Schwab00 204,5540Abstain
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.101,0650 00For
American Century87,6170 00For
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco00 73,8700Abstain
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 37,1760Abstain
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For

Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.

4. To ratify the selection by the Audit Committee of our board of directors of KPMG LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 60,720,539AGAINST: 86,389

CODEXIS INC.’s own tally for this item (“Proposal 2. Ratification of Independent Registered Public Accounting Firm.”): 60,720,539 for, 86,389 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 70,557,577 outstanding shares: 86% for, 0.2% against (86% of the company cast a for/against vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (20,224,328 for, 0 against).

FOR 99.8%
FOR: 20,224,328 (99.8%)ABSTAIN: 37,176 (0.2%)
Largest asset managers voting on “To ratify the selection by the Audit Committee of our board of directors of KPMG LLP as the company's independ” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS306,4920 00For
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC233,4000 00For
Equitable225,5490 00For
Charles Schwab204,5540 00For
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.101,0650 00For
American Century87,6170 00For
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco73,8700 00For
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 37,1760Abstain
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For
Guardian Variable Products Trust30,2000 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

Largest CODEXIS INC. shareholders voting in 2023-2024

Ranked by the number of CODEXIS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 70,557,577 shares outstanding at the time of that meeting.

Top CODEXIS INC. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 14.02%
2BlackRock 7.41%
3Vanguard 6.07%
4Opaleye Management Inc. 4.26%
5Federated Hermes 3.74%
6Nantahala Capital Management, LLC 3.59%
7BAILLIE GIFFORD & CO LTD 2.44%
8Nuveen 2.34%
9TIAA 2.33%
10State Street 1.99%

Reported CODEXIS INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

CODEXIS INC. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 10.12% 13F
Vanguard Group 6.62% 13F
Nantahala Capital Management, LLC 6.51% DEF14A
FMR LLC 6.19% DEF14A
Nuveen 2.33% 13F
Geode Capital 2.21% 13F
State Street 2.14% 13F
Goldman Sachs 1.03% 13F
Northern Trust 0.84% 13F
FMR (Fidelity) 0.83% 13F

Percentages above are of 70,557,577 shares outstanding, as reported by CODEXIS INC. on its Form 10-Q dated 2024-04-29 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CODEXIS INC.’s 10-Q dated 2024-04-29. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At CODEXIS INC.'s shareholder meeting held 2024-06-11, in the 2023-2024 proxy season, 154 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 800 separate fund positions. On the most widely held item on that ballot — To approve, on a non-binding, advisory basis, the compensation of our named executive officers. — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: CODEXIS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-13.

CODEXIS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.