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CONNECTONE BANCORP INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CONNECTONE BANCORP INC.’s Form 8-K (Item 5.07 on EDGAR). Page generated 04 October 2026.

  • 16Reported items
  • 190Asset managers
  • 3,719Fund votes
  • 2024-05-21Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CONNECTONE BANCORP INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CONNECTONE BANCORP INC.

These tallies are CONNECTONE BANCORP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CONNECTONE BANCORP INC. — official shareholder meeting results, meeting held 2024-05-21
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Frank Sorrentino III 27,730,969---- 540,1706,262,045 Majority: yes
Elect Director: Stephen T. Boswell 28,023,486---- 247,6536,262,045 Majority: yes
Elect Director: Frank W. Baier 27,946,699---- 324,4406,262,045 Majority: yes
Elect Director: Frank Huttle III 27,109,321---- 1,161,8186,262,045 Majority: yes
Elect Director: Michael Kempner 28,112,112---- 159,0276,262,045 Majority: yes
Elect Director: Elizabeth Magennis 27,951,373---- 319,7666,262,045 Majority: yes
Elect Director: Nicholas Minoia 27,352,815---- 918,3246,262,045 Majority: yes
Elect Director: Anson M. Moise 28,112,381---- 158,7586,262,045 Majority: yes
Elect Director: Katherin Nukk-Freeman 27,693,283---- 577,8566,262,045 Majority: yes
Elect Director: Susan O'Donnell 28,232,870---- 38,2696,262,045 Majority: yes
Elect Director: Daniel Rifkin 28,118,937---- 152,2026,262,045 Majority: yes
Elect Director: Mark Sokolich 28,114,521---- 156,6186,262,045 Majority: yes
Proposal 2: The non-binding resolution with respect to the compensation of the Company's executive officers was adopted. 26,780,2541,339,821151,064 --6,262,045 Passed
Proposal 4: The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for 2024 was approved. The number of votes For and Against with regard to this proposal, as well as the number of Abstentions was as fol 34,003,124522,3687,692 ---- Majority: yes

Source: CONNECTONE BANCORP INC., Form 8-K — read the filing on EDGAR.

How asset managers voted at the CONNECTONE BANCORP INC. 2023-2024 meeting

Each item below shows how the 190 asset managers that disclosed a CONNECTONE BANCORP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CONNECTONE BANCORP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensation.

SECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

100% fund support · no official result

ONE YEAR 79%13%8%

The 184 asset managers below cast 100% of the shares they voted on this item FOR (30,774 for, 0 against).

FOR: 30,774 (0.1%)ABSTAIN: 39,720 (0.1%)ONE YEAR: 22,941,566 (79.3%)1 YEAR: 3,629,731 (12.5%)THREE YEARS: 2,268,983 (7.8%)3 YEARS: 21,903 (0.1%)
Largest asset managers voting on “To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensatio” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity00 00One Year
BlackRock00 00One Year
Dimensional00 00Three Years
Vanguard00 00One Year
American Century00 00One Year
Nuveen00 00One Year
JPMorgan00 001 Year
Charles Schwab00 001 Year
GEODE CAPITAL MANAGEMENT, LLC00 00One Year
State Street00 00One Year
Goldman Sachs00 00One Year
John Hancock00 00One Year
KENNEDY CAPITAL MANAGEMENT LLC00 00One Year
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC00 00One Year
Voya00 00One Year
Northern Trust00 001 Year
TIAA00 00One Year
Putnam00 001 Year
Invesco00 00One Year
Prudential/PGIM00 00One Year
EARNEST PARTNERS LLC00 00One Year
AllianceBernstein00 00One Year
HOTCHKIS & WILEY FUNDS /DE/00 00One Year
MELLON INVESTMENTS Corp00 00One Year
AIG/SunAmerica00 00One Year

Showing the 25 largest of 184 asset managers. See all 184 in the interactive database.

2. To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement.

SECTION 14A SAY-ON-PAY VOTES

Combines 7 wordings of this item as funds reported it.

94% fund support · no official result

FOR 94%

The 183 asset managers below cast 94% of the shares they voted on this item FOR (27,316,050 for, 1,596,071 against).

FOR: 27,316,050 (94.3%)AGAINST: 1,596,071 (5.5%)ABSTAIN: 39,720 (0.1%)
Largest asset managers voting on “To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named execu” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity7,034,4800 00For
BlackRock3,387,3110 00For
Dimensional2,257,0710 00For
Vanguard2,142,0770 00For
American Century01,091,019 00Against
Nuveen1,061,6610 00For
JPMorgan936,9470 00For
Charles Schwab919,1910 00For
GEODE CAPITAL MANAGEMENT, LLC783,3870 00For
State Street740,6610 00For
Goldman Sachs706,7460 00For
John Hancock608,7340 00For
KENNEDY CAPITAL MANAGEMENT LLC603,4100 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC492,9100 00For
Voya418,9970 00For
Northern Trust388,8053,414 00For
TIAA358,5930 00For
Putnam311,9120 00For
Invesco275,9220 00For
Prudential/PGIM273,2610 00For
EARNEST PARTNERS LLC208,7660 00For
AllianceBernstein180,6460 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
MELLON INVESTMENTS Corp0152,888 00Against
AIG/SunAmerica151,1480 00For

Showing the 25 largest of 183 asset managers. See all 183 in the interactive database.

3. To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 34,003,124AGAINST: 522,368

CONNECTONE BANCORP INC.’s own tally for this item (“Proposal 4: The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for 2024 was approved. The number of votes For and Against with regard to this proposal, as well”): 34,003,124 for, 522,368 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 89% for, 1% against (90% of the company cast a for/against vote).

The 71 asset managers below cast 99.2% of the shares they voted on this item FOR (15,045,752 for, 121,027 against).

FOR 99.2%
FOR: 15,045,752 (99.2%)AGAINST: 121,027 (0.8%)
Largest asset managers voting on “To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fisc” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,707271 00For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust0120,644 00Against
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 71 asset managers. See all 71 in the interactive database.

4. Election of Directors: Anson M. Moise

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,112,381WITHHELD: 158,758

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Anson M. Moise”): 28,112,381 for, 158,758 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.5% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,154,833 for, 0 against).

FOR 99.9%
FOR: 15,154,833 (100.0%)ABSTAIN: 446 (0.0%)
Largest asset managers voting on “Election of Directors: Anson M. Moise” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

5. Election of Directors: Daniel Rifkin

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,118,937WITHHELD: 152,202

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Daniel Rifkin”): 28,118,937 for, 152,202 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.4% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,154,833 for, 0 against).

FOR 99.9%
FOR: 15,154,833 (100.0%)ABSTAIN: 446 (0.0%)
Largest asset managers voting on “Election of Directors: Daniel Rifkin” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

6. Election of Directors: Elizabeth Magennis

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 27,951,373WITHHELD: 319,766

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Elizabeth Magennis”): 27,951,373 for, 319,766 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.9% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,072,043 for, 0 against).

FOR 99.4%
FOR: 15,072,043 (99.5%)ABSTAIN: 83,236 (0.5%)
Largest asset managers voting on “Election of Directors: Elizabeth Magennis” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

7. Election of Directors: Frank Huttle III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 27,109,321WITHHELD: 1,161,818

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Frank Huttle III”): 27,109,321 for, 1,161,818 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 71% for, 3% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (14,848,677 for, 0 against).

FOR 98%
FOR: 14,848,677 (98.0%)ABSTAIN: 306,602 (2.0%)
Largest asset managers voting on “Election of Directors: Frank Huttle III” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,2770 7010For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC00 105,8460Abstain
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial61,4220 31,2690For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

8. Election of Directors: Frank Sorrentino III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 27,730,969WITHHELD: 540,170

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Frank Sorrentino III”): 27,730,969 for, 540,170 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 72% for, 1% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,034,030 for, 0 against).

FOR 99.1%
FOR: 15,034,030 (99.2%)ABSTAIN: 121,249 (0.8%)
Largest asset managers voting on “Election of Directors: Frank Sorrentino III” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,4850 4930For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

9. Election of Directors: Frank W. Baier

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 27,946,699WITHHELD: 324,440

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Frank W. Baier”): 27,946,699 for, 324,440 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.9% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,154,721 for, 0 against).

FOR 99.9%
FOR: 15,154,721 (100.0%)ABSTAIN: 558 (0.0%)
Largest asset managers voting on “Election of Directors: Frank W. Baier” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

10. Election of Directors: Katherin Nukk-Freeman

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 27,693,283WITHHELD: 577,856

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Katherin Nukk-Freeman”): 27,693,283 for, 577,856 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 72% for, 2% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (14,921,773 for, 0 against).

FOR 98%
FOR: 14,921,773 (98.5%)ABSTAIN: 233,506 (1.5%)
Largest asset managers voting on “Election of Directors: Katherin Nukk-Freeman” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,2770 7010For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC00 105,8460Abstain
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

11. Election of Directors: Mark Sokolich

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,114,521WITHHELD: 156,618

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Mark Sokolich”): 28,114,521 for, 156,618 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.5% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,154,833 for, 0 against).

FOR 99.9%
FOR: 15,154,833 (100.0%)ABSTAIN: 446 (0.0%)
Largest asset managers voting on “Election of Directors: Mark Sokolich” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

12. Election of Directors: Michael Kempner

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,112,112WITHHELD: 159,027

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Michael Kempner”): 28,112,112 for, 159,027 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.5% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,154,833 for, 0 against).

FOR 99.9%
FOR: 15,154,833 (100.0%)ABSTAIN: 446 (0.0%)
Largest asset managers voting on “Election of Directors: Michael Kempner” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

13. Election of Directors: Nicholas Minoia

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 27,352,815WITHHELD: 918,324

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Nicholas Minoia”): 27,352,815 for, 918,324 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 71% for, 2% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (14,921,390 for, 0 against).

FOR 98%
FOR: 14,921,390 (98.5%)ABSTAIN: 233,889 (1.5%)
Largest asset managers voting on “Election of Directors: Nicholas Minoia” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,0060 9720For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC00 105,8460Abstain
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

14. Election of Directors: Stephen T. Boswell

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%
FOR: 28,023,486WITHHELD: 247,653

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Stephen T. Boswell”): 28,023,486 for, 247,653 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 73% for, 0.7% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,154,721 for, 0 against).

FOR 99.9%
FOR: 15,154,721 (100.0%)ABSTAIN: 558 (0.0%)
Largest asset managers voting on “Election of Directors: Stephen T. Boswell” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 4460For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

15. Election of Directors: Susan C. O'Donnell

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 28,232,870WITHHELD: 38,269

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Susan O'Donnell”): 28,232,870 for, 38,269 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,333,053 outstanding shares: 74% for, 0.1% withheld (74% of the company cast a for/withheld vote).

The 69 asset managers below cast 100% of the shares they voted on this item FOR (15,155,279 for, 0 against).

FOR 100%
FOR: 15,155,279 (100.0%)
Largest asset managers voting on “Election of Directors: Susan C. O'Donnell” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,9780 00For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

16. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESCompany result: Passed

95% Passed · of votes cast

FOR 95%
FOR: 26,780,254AGAINST: 1,339,821

CONNECTONE BANCORP INC.’s own tally for this item (“Proposal 2: The non-binding resolution with respect to the compensation of the Company's executive officers was adopted.”): 26,780,254 for, 1,339,821 against — passed, per its Form 8-K (Item 5.07). Of all 38,333,053 outstanding shares: 70% for, 3% against (73% of the company cast a for/against vote).

The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,083,963 for, 0 against).

FOR 100%
FOR: 1,083,963 (100.0%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
JPMorgan1,078,6330 00For
ALGERT GLOBAL LLC5,3300 00For

Largest CONNECTONE BANCORP INC. shareholders voting in 2023-2024

Ranked by the number of CONNECTONE BANCORP INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 38,333,053 shares outstanding at the time of that meeting.

Top CONNECTONE BANCORP INC. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 18.35%
2BlackRock 8.84%
3Dimensional 5.89%
4Vanguard 5.59%
5American Century 2.85%
6Nuveen 2.77%
7JPMorgan 2.44%
8Charles Schwab 2.40%
9GEODE CAPITAL MANAGEMENT, LLC 2.04%
10State Street 1.93%

Reported CONNECTONE BANCORP INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

CONNECTONE BANCORP INC. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 12.67% 13F
FMR (Fidelity) 8.27% 13F
Vanguard Group 7.44% 13F
Dimensional Fund Advisors 6.03% 13F
Goldman Sachs 3.17% 13F
State Street 2.79% 13F
Nuveen 2.19% 13F
Geode Capital 2.14% 13F
JPMorgan Chase 1.49% 13F
Charles Schwab 1.20% 13F

Percentages above are of 38,333,053 shares outstanding, as reported by CONNECTONE BANCORP INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CONNECTONE BANCORP INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At CONNECTONE BANCORP INC.'s shareholder meeting held 2024-05-21, in the 2023-2024 proxy season, 190 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,719 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CONNECTONE BANCORP INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To vote, on an advisory basis, on how often the Company will conduct an advisory vote on… — the reporting funds cast 100% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

CONNECTONE BANCORP INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.