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Compiled from SEC Form N-PX filings and ConnectOne Bancorp, Inc.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore ConnectOne Bancorp, Inc. in the interactive database Compare manager voting policies
These tallies are ConnectOne Bancorp, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Frank Sorrentino III | 35,306,753 | -- | -- | 824,148 | 6,162,210 | Majority: yes |
| Elect Director: Stephen T. Boswell | 35,332,369 | -- | -- | 798,532 | 6,162,210 | Majority: yes |
| Elect Director: Frank W. Baier | 35,119,823 | -- | -- | 1,011,078 | 6,162,210 | Majority: yes |
| Elect Director: Frank Huttle III | 34,914,271 | -- | -- | 1,216,630 | 6,162,210 | Majority: yes |
| Elect Director: Michael Kempner | 35,217,799 | -- | -- | 913,102 | 6,162,210 | Majority: yes |
| Elect Director: Elizabeth Magennis | 35,248,645 | -- | -- | 882,256 | 6,162,210 | Majority: yes |
| Elect Director: Nicholas Minoia | 35,275,896 | -- | -- | 855,005 | 6,162,210 | Majority: yes |
| Elect Director: Anson M. Moise | 35,434,753 | -- | -- | 696,148 | 6,162,210 | Majority: yes |
| Elect Director: Katherin Nukk-Freeman | 35,651,735 | -- | -- | 479,166 | 6,162,210 | Majority: yes |
| Elect Director: Susan O'Donnell | 35,654,772 | -- | -- | 476,129 | 6,162,210 | Majority: yes |
| Elect Director: Daniel Rifkin | 35,699,832 | -- | -- | 431,069 | 6,162,210 | Majority: yes |
| Elect Director: Mark Sokolich | 35,699,724 | -- | -- | 431,177 | 6,162,210 | Majority: yes |
| Elect Director: Christopher Becker | 35,189,591 | -- | -- | 941,310 | 6,162,210 | Majority: yes |
| Elect Director: Edward J Haye | 35,473,849 | -- | -- | 657,052 | 6,162,210 | Majority: yes |
| Elect Director: Peter Quick | 35,569,060 | -- | -- | 561,841 | 6,162,210 | Majority: yes |
| Proposal 2: Approval of the ConnectOne Bancorp, Inc. 2026 Equity Incentive Plan. | 34,424,591 | 1,648,967 | 57,343 | -- | 6,162,210 | Majority: yes |
| Proposal 3: Approval, on an advisory basis, of compensation of the Company's Executive Officers. | 34,932,239 | 774,603 | 424,059 | -- | 6,162,210 | Majority: yes |
| Proposal 4: Ratification of Independent Auditors. | 41,871,092 | 377,047 | 44,972 | -- | -- | Majority: yes |
Source: ConnectOne Bancorp, Inc., Form 8-K — read the filing on EDGAR.
Each item below shows how the 254 asset managers that disclosed a ConnectOne Bancorp, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ConnectOne Bancorp, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 8 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Proposal 3: Approval, on an advisory basis, of compensation of the Company's Executive Officers.”): 34,932,239 for, 774,603 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 69% for, 2% against (71% of the company cast a for/against vote).
The 246 asset managers below cast 98% of the shares they voted on this item FOR (32,291,842 for, 547,240 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,447,720 | 0 | 0 | 0 | For |
| BlackRock | 4,099,749 | 41,551 | 0 | 0 | For |
| Vanguard | 3,158,339 | 1 | 0 | 0 | For |
| American Century | 1,820,442 | 0 | 0 | 0 | For |
| Wellington | 1,701,417 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,248,487 | 0 | 0 | 0 | For |
| Dimensional | 1,144,224 | 0 | 0 | 0 | For |
| Goldman Sachs | 892,543 | 0 | 0 | 0 | For |
| Charles Schwab | 821,850 | 0 | 0 | 0 | For |
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | 817,278 | 0 | 0 | 0 | For |
| Nuveen | 776,415 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| KENNEDY CAPITAL MANAGEMENT LLC | 629,680 | 110,494 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 721,639 | 0 | 0 | 0 | For |
| John Hancock | 574,501 | 0 | 0 | 0 | For |
| Boston Partners | 522,309 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 466,121 | 0 | 0 | 0 | For |
| Northern Trust | 383,581 | 4,090 | 0 | 0 | For |
| TIAA | 352,608 | 0 | 0 | 0 | For |
| BANC FUNDS CO LLC | 310,195 | 0 | 0 | 0 | For |
| EARNEST PARTNERS LLC | 265,105 | 0 | 0 | 0 | For |
| AllianceBernstein | 261,840 | 0 | 0 | 0 | For |
| Voya | 240,347 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| Putnam | 208,107 | 0 | 0 | 0 | For |
Showing the 25 largest of 246 asset managers. See all 246 in the interactive database.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Proposal 2: Approval of the ConnectOne Bancorp, Inc. 2026 Equity Incentive Plan.”): 34,424,591 for, 1,648,967 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 68% for, 3% against (72% of the company cast a for/against vote).
The 75 asset managers below cast 96% of the shares they voted on this item FOR (14,030,627 for, 529,602 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,349 | 3 | 0 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 0 | 351,938 | 0 | 0 | Against |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 0 | 177,661 | 0 | 0 | Against |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Proposal 4: Ratification of Independent Auditors.”): 41,871,092 for, 377,047 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 83% for, 0.8% against (84% of the company cast a for/against vote).
The 75 asset managers below cast 99.9% of the shares they voted on this item FOR (14,598,602 for, 1 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 1 | 0 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Anson M. Moise”): 35,434,753 for, 696,148 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 1% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,587,684 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Christopher Becker”): 35,189,591 for, 941,310 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,668 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Daniel Rifkin”): 35,699,832 for, 431,069 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 71% for, 0.9% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,668 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Edward J Haye”): 35,473,849 for, 657,052 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 71% for, 1% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,668 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Elizabeth Magennis”): 35,248,645 for, 882,256 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,464,380 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,350 | 0 | 2 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 127,287 | 0 | Abstain |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Frank Huttle III”): 34,914,271 for, 1,216,630 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 69% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,316,602 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,739,547 | 0 | 1,805 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 223,051 | 0 | Abstain |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Frank Sorrentino III”): 35,306,753 for, 824,148 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,587,684 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Frank W. Baier”): 35,119,823 for, 1,011,078 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,366,556 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,739,547 | 0 | 1,805 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 223,051 | 0 | Abstain |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Katherin Nukk-Freeman”): 35,651,735 for, 479,166 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 71% for, 1.0% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,587,684 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Mark Sokolich”): 35,699,724 for, 431,177 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 71% for, 0.9% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,668 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Michael Kempner”): 35,217,799 for, 913,102 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,668 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Nicholas Minoia”): 35,275,896 for, 855,005 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,587,426 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,350 | 0 | 2 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Peter Quick”): 35,569,060 for, 561,841 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 71% for, 1% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,668 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Stephen T. Boswell”): 35,332,369 for, 798,532 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 70% for, 2% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,591,411 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Elect Director: Susan O'Donnell”): 35,654,772 for, 476,129 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 71% for, 1.0% withheld (72% of the company cast a for/withheld vote).
The 74 asset managers below cast 100% of the shares they voted on this item FOR (14,587,684 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 2,990,741 | 0 | 0 | 0 | For |
| Vanguard | 2,741,351 | 0 | 1 | 0 | For |
| BlackRock | 2,109,815 | 0 | 0 | 0 | For |
| American Century | 895,681 | 0 | 0 | 0 | For |
| Dimensional | 850,289 | 0 | 0 | 0 | For |
| Delaware/Macquarie | 750,432 | 0 | 0 | 0 | For |
| Charles Schwab | 407,058 | 0 | 0 | 0 | For |
| TIAA | 351,938 | 0 | 0 | 0 | For |
| Goldman Sachs | 327,288 | 0 | 0 | 0 | For |
| John Hancock | 273,963 | 0 | 0 | 0 | For |
| EA Series Trust | 223,051 | 0 | 0 | 0 | For |
| JPMorgan | 182,541 | 0 | 0 | 0 | For |
| Nuveen | 177,661 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 149,307 | 0 | 0 | 0 | For |
| Hartford | 147,576 | 0 | 0 | 0 | For |
| HENNESSY FUNDS TRUST | 145,000 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 136,034 | 0 | 0 | 0 | For |
| WisdomTree | 127,287 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,855 | 0 | 0 | 0 | For |
| Equitable | 104,439 | 0 | 0 | 0 | For |
| Putnam | 104,033 | 0 | 0 | 0 | For |
| Voya | 98,284 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 98,080 | 0 | 0 | 0 | For |
| Principal | 83,817 | 0 | 0 | 0 | For |
| First Trust | 81,326 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
98% Majority: yes · of votes cast
ConnectOne Bancorp, Inc.’s own tally for this item (“Proposal 3: Approval, on an advisory basis, of compensation of the Company's Executive Officers.”): 34,932,239 for, 774,603 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,288,494 outstanding shares: 69% for, 2% against (71% of the company cast a for/against vote).
The 6 asset managers below cast 99.6% of the shares they voted on this item FOR (896,991 for, 3,208 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ALGEBRIS (UK) LTD | 859,926 | 0 | 0 | 0 | For |
| Empower | 28,445 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 7,323 | 0 | 0 | 0 | For |
| APG Asset Management US Inc. | 0 | 3,208 | 0 | 0 | Against |
| Cornerstone Investment Partners, LLC | 780 | 0 | 0 | 0 | For |
| WHITENER CAPITAL MANAGEMENT, INC. | 517 | 0 | 0 | 0 | For |
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (895,694 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ALGEBRIS (UK) LTD | 859,926 | 0 | 0 | 0 | For |
| Empower | 28,445 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 7,323 | 0 | 0 | 0 | For |
Ranked by the number of ConnectOne Bancorp, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 50,288,494 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 10.83% |
| 2 | BlackRock | 8.24% |
| 3 | Vanguard | 6.28% |
| 4 | American Century | 3.62% |
| 5 | Wellington | 3.38% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 2.48% |
| 7 | Dimensional | 2.28% |
| 8 | Goldman Sachs | 1.77% |
| 9 | Charles Schwab | 1.63% |
| 10 | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | 1.63% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 9.25% | 13F |
| Wellington Management | 6.55% | 13F |
| Dimensional Fund Advisors | 5.68% | 13F |
| FMR (Fidelity) | 4.66% | 13F |
| State Street | 3.08% | 13F |
| Goldman Sachs | 2.52% | 13F |
| Northern Trust | 0.83% | 13F |
| Charles Schwab | 0.81% | 13F |
Percentages above are of 50,288,494 shares outstanding, as reported by ConnectOne Bancorp, Inc. on its Form 10-Q dated 2026-05-05 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ConnectOne Bancorp, Inc.’s 10-Q dated 2026-05-05. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At ConnectOne Bancorp, Inc.'s shareholder meeting held 2026-05-19, in the 2025-2026 proxy season, 254 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,374 separate fund positions. Their filings are grouped here into 20 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp… — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ConnectOne Bancorp, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).
ConnectOne Bancorp, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).