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Compiled from SEC Form N-PX filings and ELLINGTON FINANCIAL INC.’s Form 8-K, filed 2024-05-20 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore ELLINGTON FINANCIAL INC. in the interactive database Compare manager voting policies
These tallies are ELLINGTON FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-20 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Stephen J. Dannhauser | 35,596,469 | -- | -- | 6,426,170 | 23,108,999 | Majority: yes |
| Elect Director: Lisa Mumford | 39,880,134 | -- | -- | 2,142,505 | 23,108,999 | Majority: yes |
| Elect Director: Laurence E. Penn | 40,149,726 | -- | -- | 1,872,913 | 23,108,999 | Majority: yes |
| Elect Director: Edward Resendez | 39,665,104 | -- | -- | 2,357,535 | 23,108,999 | Majority: yes |
| Elect Director: Ronald I. Simon, Ph.D. | 38,571,909 | -- | -- | 3,450,730 | 23,108,999 | Majority: yes |
| Proposal 2: Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers were as follows: | 36,317,488 | 4,979,356 | 725,795 | -- | 23,108,999 | Majority: yes |
| Proposal 3: Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the y | 62,906,734 | 1,792,708 | 432,196 | -- | -- | Majority: yes |
| Proposal 4: Approval of an Amendment to our Charter to Increase the Total Authorized Number of Common Shares for Issuance from 200,000,000 to 300,000,000 shares, with a Corresponding Increase in the Total Authorized Number of Shares from 300,000,000 to 400,000 | 56,087,204 | 8,150,455 | 893,979 | -- | -- | Majority: yes |
Source: ELLINGTON FINANCIAL INC., Form 8-K, filed with the SEC on 2024-05-20 — read the filing on EDGAR.
Each item below shows how the 207 asset managers that disclosed a ELLINGTON FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ELLINGTON FINANCIAL INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 8 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Proposal 2: Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers were as follows:”): 36,317,488 for, 4,979,356 against, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 43% for, 6% against (48.6% of the company cast a for/against vote).
The 206 asset managers below cast 86% of the shares they voted on this item FOR (32,202,754 for, 5,218,050 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,518,288 | 2,713 | 0 | 0 | For |
| Invesco | 0 | 4,294,038 | 0 | 0 | Against |
| Vanguard | 4,075,702 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,552,961 | 0 | 0 | 0 | For |
| Fidelity | 1,541,834 | 0 | 0 | 0 | For |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,488,611 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 1,477,142 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Charles Schwab | 1,273,425 | 0 | 0 | 0 | For |
| State Street | 1,086,217 | 0 | 0 | 0 | For |
| Northern Trust | 487,040 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 411,161 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 192,794 | 0 | 0 | For |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | 404,016 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| JACOBS ASSET MANAGEMENT, LLC | 387,500 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 224,085 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 206,967 | 0 | 0 | Against |
| BNY Mellon | 0 | 189,301 | 0 | 0 | Against |
| Voya | 157,828 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 149,762 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 147,245 | 0 | 0 | 0 | For |
| Nuveen | 134,861 | 0 | 0 | 0 | For |
Showing the 25 largest of 206 asset managers. See all 206 in the interactive database.
Combines 4 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Proposal 4: Approval of an Amendment to our Charter to Increase the Total Authorized Number of Common Shares for Issuance from 200,000,000 to 300,000,000 shares, with a Corresponding Increase in the Total Authorized Numb”): 56,087,204 for, 8,150,455 against, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 66% for, 10% against (76% of the company cast a for/against vote).
The 64 asset managers below cast 99.9% of the shares they voted on this item FOR (25,503,949 for, 14,880 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 1,477,142 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Charles Schwab | 620,655 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 0 | 0 | 0 | For |
| TIAA | 133,536 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 121,586 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 57,720 | 0 | 0 | 0 | For |
| Lincoln Financial | 55,100 | 0 | 0 | 0 | For |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 45,795 | 0 | 0 | 0 | For |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Proposal 3: Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent reg”): 62,906,734 for, 1,792,708 against, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 74% for, 2% against (76% of the company cast a for/against vote).
The 63 asset managers below cast 97% of the shares they voted on this item FOR (23,999,122 for, 773,708 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 0 | 738,471 | 0 | 0 | Against |
| Charles Schwab | 620,655 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 0 | 0 | 0 | For |
| TIAA | 133,536 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 121,575 | 11 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 57,720 | 0 | 0 | 0 | For |
| Lincoln Financial | 55,100 | 0 | 0 | 0 | For |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 45,795 | 0 | 0 | 0 | For |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Edward Resendez”): 39,665,104 for, 2,357,535 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 46.6% for, 3% withheld (49.4% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (24,616,178 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 738,671 | 0 | 0 | 0 | For |
| Charles Schwab | 620,655 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 133,536 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 121,536 | 0 | 50 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 57,720 | 0 | 0 | 0 | For |
| Lincoln Financial | 55,100 | 0 | 0 | 0 | For |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 45,795 | 0 | 0 | 0 | For |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Laurence E. Penn”): 40,149,726 for, 1,872,913 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 47.2% for, 2% withheld (49.4% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (24,742,262 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 738,671 | 0 | 0 | 0 | For |
| Charles Schwab | 620,655 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 0 | 0 | 0 | For |
| TIAA | 133,536 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 121,551 | 0 | 35 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 57,720 | 0 | 0 | 0 | For |
| Lincoln Financial | 55,100 | 0 | 0 | 0 | For |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 45,795 | 0 | 0 | 0 | For |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Lisa Mumford”): 39,880,134 for, 2,142,505 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 46.9% for, 3% withheld (49.4% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (24,616,189 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 738,671 | 0 | 0 | 0 | For |
| Charles Schwab | 620,655 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 133,536 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 121,547 | 0 | 39 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 57,720 | 0 | 0 | 0 | For |
| Lincoln Financial | 55,100 | 0 | 0 | 0 | For |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 45,795 | 0 | 0 | 0 | For |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Ronald I. Simon, Ph.D.”): 38,571,909 for, 3,450,730 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 45.3% for, 4% withheld (49.4% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (23,877,507 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Global X | 1,298,907 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 0 | 0 | 738,671 | 0 | Abstain |
| Charles Schwab | 620,655 | 0 | 0 | 0 | For |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,709 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 133,536 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 121,536 | 0 | 50 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 57,720 | 0 | 0 | 0 | For |
| Lincoln Financial | 55,100 | 0 | 0 | 0 | For |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 45,795 | 0 | 0 | 0 | For |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Stephen J. Dannhauser”): 35,596,469 for, 6,426,170 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 42% for, 8% withheld (49.4% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (22,105,147 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 10,066,398 | 0 | 0 | 0 | For |
| Vanguard | 4,016,837 | 0 | 0 | 0 | For |
| Invesco | 2,127,449 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 1,975,137 | 0 | 0 | 0 | For |
| Fidelity | 1,540,042 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 1,298,907 | 0 | Abstain |
| Advisors' Inner Circle Fund III | 738,671 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 620,655 | 0 | Abstain |
| MoA Funds Corp | 388,667 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 221,602 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 217,709 | 0 | Abstain |
| TIAA | 0 | 0 | 133,536 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 129,380 | 0 | 0 | 0 | For |
| State Street | 202 | 0 | 121,384 | 0 | Abstain |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| BNY Mellon | 94,398 | 0 | 0 | 0 | For |
| Equitable | 90,955 | 0 | 0 | 0 | For |
| Principal | 90,049 | 0 | 0 | 0 | For |
| Voya | 78,914 | 0 | 0 | 0 | For |
| Harbor Funds II | 62,558 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 0 | 0 | 57,720 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 55,100 | 0 | Abstain |
| ETF Series Solutions | 50,753 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 45,795 | 0 | Abstain |
| Allianz | 39,645 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
85% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Stephen J. Dannhauser”): 35,596,469 for, 6,426,170 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 42% for, 8% withheld (49.4% of the company cast a for/withheld vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (738,471 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 738,471 | 0 | 0 | 0 | For |
| Ranger Global Real Estate Advisors, LLC | 0 | 0 | 0 | 0 | -- |
95% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Lisa Mumford”): 39,880,134 for, 2,142,505 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 46.9% for, 3% withheld (49.4% of the company cast a for/withheld vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (738,471 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 738,471 | 0 | 0 | 0 | For |
| Ranger Global Real Estate Advisors, LLC | 0 | 0 | 0 | 0 | -- |
96% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Laurence E. Penn”): 40,149,726 for, 1,872,913 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 47.2% for, 2% withheld (49.4% of the company cast a for/withheld vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (738,471 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 738,471 | 0 | 0 | 0 | For |
| Ranger Global Real Estate Advisors, LLC | 0 | 0 | 0 | 0 | -- |
94% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Edward Resendez”): 39,665,104 for, 2,357,535 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 46.6% for, 3% withheld (49.4% of the company cast a for/withheld vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (738,471 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 738,471 | 0 | 0 | 0 | For |
| Ranger Global Real Estate Advisors, LLC | 0 | 0 | 0 | 0 | -- |
92% Majority: yes · of votes cast
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Ronald I. Simon, Ph.D.”): 38,571,909 for, 3,450,730 withheld, per its Form 8-K filed 2024-05-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,056,648 outstanding shares: 45.3% for, 4% withheld (49.4% of the company cast a for/withheld vote).
No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 0 | 0 | 738,471 | 0 | Abstain |
| Ranger Global Real Estate Advisors, LLC | 0 | 0 | 0 | 0 | -- |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,035 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| SYNTAX ETF TRUST | 885 | 0 | 0 | 0 | For |
| Boltwood Capital Management | 150 | 0 | 0 | 0 | For |
Ranked by the number of ELLINGTON FINANCIAL INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 85,056,648 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.37% |
| 2 | Invesco | 5.05% |
| 3 | Vanguard | 4.79% |
| 4 | James Alpha Funds Trust | 2.32% |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 1.83% |
| 6 | Fidelity | 1.81% |
| 7 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1.75% |
| 8 | Advisors' Inner Circle Fund III | 1.74% |
| 9 | Global X | 1.53% |
| 10 | Charles Schwab | 1.50% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 18.35% | 13F |
| Vanguard Group | 7.82% | 13F |
| State Street | 3.37% | 13F |
| Invesco | 2.58% | 13F |
| Geode Capital | 2.01% | 13F |
| Morgan Stanley | 0.89% | 13F |
| Northern Trust | 0.85% | 13F |
| Charles Schwab | 0.77% | 13F |
| BNY Mellon | 0.74% | 13F |
| Goldman Sachs | 0.53% | 13F |
Percentages above are of 85,056,648 shares outstanding, as reported by ELLINGTON FINANCIAL INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ELLINGTON FINANCIAL INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At ELLINGTON FINANCIAL INC.'s shareholder meeting held 2024-05-17, in the 2023-2024 proxy season, 207 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,561 separate fund positions. Their filings are grouped here into 14 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — The approval, on an advisory basis, of the compensation of the named executive officers. — FOR was 88% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ELLINGTON FINANCIAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-20.
ELLINGTON FINANCIAL INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.