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Compiled from SEC Form N-PX filings and Ellington Financial Inc.’s Form 8-K, filed 2026-05-29 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Ellington Financial Inc. in the interactive database Compare manager voting policies
These tallies are Ellington Financial Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-29 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Stephen J. Dannhauser | 48,401,715 | -- | -- | 10,328,342 | 33,067,881 | Majority: yes |
| Elect Director: Lisa Mumford | 56,886,550 | -- | -- | 1,843,507 | 33,067,881 | Majority: yes |
| Elect Director: Laurence E. Penn | 56,661,780 | -- | -- | 2,068,277 | 33,067,881 | Majority: yes |
| Elect Director: Edward Resendez | 55,950,937 | -- | -- | 2,779,120 | 33,067,881 | Majority: yes |
| Elect Director: Ronald I. Simon, Ph.D. | 55,333,825 | -- | -- | 3,396,232 | 33,067,881 | Majority: yes |
| Proposal 2: Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers were as follows: | 54,695,130 | 3,273,132 | 761,795 | -- | 33,067,881 | Majority: yes |
| Proposal 3: Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the y | 90,170,282 | 880,741 | 746,915 | -- | -- | Majority: yes |
| Proposal 4: Approval of the Equity Incentive Plan Votes on a proposal to approve the Equity Incentive Plan were as follows: | 55,004,182 | 2,837,889 | 887,986 | -- | 33,067,881 | Majority: yes |
Source: Ellington Financial Inc., Form 8-K, filed with the SEC on 2026-05-29 — read the filing on EDGAR.
Each item below shows how the 252 asset managers that disclosed a Ellington Financial Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Ellington Financial Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 4 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Proposal 2: Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers were as follows:”): 54,695,130 for, 3,273,132 against, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 44% for, 3% against (46.5% of the company cast a for/against vote).
The 249 asset managers below cast 97% of the shares they voted on this item FOR (52,587,161 for, 1,671,679 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 15,334,816 | 18,691 | 0 | 0 | For |
| Vanguard | 8,353,652 | 19 | 4 | 0 | For |
| State Street | 3,054,460 | 21,210 | 0 | 0 | For |
| Invesco | 3,045,460 | 94 | 0 | 0 | For |
| Fidelity | 2,377,511 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 2,345,753 | 0 | 0 | 0 | For |
| Charles Schwab | 2,126,190 | 0 | 0 | 0 | For |
| Victory Capital | 1,671,362 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| DELPHI FINANCIAL GROUP, INC. | 1,408,396 | 0 | 0 | 0 | For |
| VAN ECK ASSOCIATES CORP | 1,216,321 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| Northern Trust | 744,435 | 13,273 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 605,681 | 0 | 0 | 0 | For |
| First Trust | 592,533 | 0 | 0 | 0 | For |
| DE Shaw | 483,026 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 437,618 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 333,818 | 0 | 0 | 0 | For |
| Dana Investment Advisors, Inc. | 287,203 | 0 | 0 | 0 | For |
| BANK OF AMERICA NA | 255,572 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 219,968 | 0 | 0 | 0 | For |
| Nuveen | 218,955 | 0 | 0 | 0 | For |
| TIAA | 209,284 | 0 | 0 | 0 | For |
Showing the 25 largest of 249 asset managers. See all 249 in the interactive database.
95% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Proposal 4: Approval of the Equity Incentive Plan Votes on a proposal to approve the Equity Incentive Plan were as follows:”): 55,004,182 for, 2,837,889 against, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 44% for, 2% against (46.4% of the company cast a for/against vote).
The 63 asset managers below cast 99.9% of the shares they voted on this item FOR (35,336,263 for, 4,773 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,401,080 | 16 | 5 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| State Street | 1,107,222 | 77 | 0 | 0 | For |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 209,284 | 0 | 0 | 0 | For |
| Jackson National | 193,930 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 192,102 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 176,381 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 142,936 | 0 | 0 | 0 | For |
| Prudential/PGIM | 117,609 | 4,680 | 0 | 0 | For |
| Brighthouse | 120,063 | 0 | 0 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 101,911 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 74,457 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 6 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Elect Director: Edward Resendez”): 55,950,937 for, 2,779,120 withheld, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 45% for, 2% withheld (47.1% of the company cast a for/withheld vote).
The 62 asset managers below cast 100% of the shares they voted on this item FOR (34,954,906 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,401,086 | 0 | 15 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| State Street | 1,107,222 | 0 | 77 | 0 | For |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 209,284 | 0 | Abstain |
| Jackson National | 193,930 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 192,102 | 0 | Abstain |
| GraniteShares ETF Trust | 176,381 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 142,936 | 0 | 0 | 0 | For |
| Prudential/PGIM | 122,289 | 0 | 0 | 0 | For |
| Brighthouse | 100,463 | 0 | 19,600 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 101,911 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 74,457 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Elect Director: Laurence E. Penn”): 56,661,780 for, 2,068,277 withheld, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 45.5% for, 2% withheld (47.1% of the company cast a for/withheld vote).
The 62 asset managers below cast 100% of the shares they voted on this item FOR (35,354,067 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,388,232 | 0 | 12,870 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| State Street | 1,107,222 | 0 | 77 | 0 | For |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 209,284 | 0 | 0 | 0 | For |
| Jackson National | 193,930 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 192,102 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 176,381 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 142,936 | 0 | 0 | 0 | For |
| Prudential/PGIM | 122,289 | 0 | 0 | 0 | For |
| Brighthouse | 100,463 | 0 | 19,600 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 101,911 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 74,457 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Elect Director: Lisa Mumford”): 56,886,550 for, 1,843,507 withheld, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 45.6% for, 1% withheld (47.1% of the company cast a for/withheld vote).
The 62 asset managers below cast 100% of the shares they voted on this item FOR (35,147,743 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,401,091 | 0 | 10 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| State Street | 1,107,299 | 0 | 0 | 0 | For |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 209,284 | 0 | Abstain |
| Jackson National | 193,930 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 192,102 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 176,381 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 142,936 | 0 | 0 | 0 | For |
| Prudential/PGIM | 122,289 | 0 | 0 | 0 | For |
| Brighthouse | 100,463 | 0 | 19,600 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 101,911 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 74,457 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Elect Director: Ronald I. Simon, Ph.D.”): 55,333,825 for, 3,396,232 withheld, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 44% for, 3% withheld (47.1% of the company cast a for/withheld vote).
The 62 asset managers below cast 100% of the shares they voted on this item FOR (34,942,044 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,388,225 | 0 | 12,877 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| State Street | 1,107,222 | 0 | 77 | 0 | For |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 209,284 | 0 | Abstain |
| Jackson National | 193,930 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 192,102 | 0 | Abstain |
| GraniteShares ETF Trust | 176,381 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 142,936 | 0 | 0 | 0 | For |
| Prudential/PGIM | 122,289 | 0 | 0 | 0 | For |
| Brighthouse | 100,463 | 0 | 19,600 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 101,911 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 74,457 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Elect Director: Stephen J. Dannhauser”): 48,401,715 for, 10,328,342 withheld, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 39% for, 8% withheld (47.1% of the company cast a for/withheld vote).
The 62 asset managers below cast 100% of the shares they voted on this item FOR (30,359,121 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,388,181 | 0 | 12,921 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 1,555,504 | 0 | Abstain |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 0 | 0 | 1,216,321 | 0 | Abstain |
| State Street | 3,433 | 0 | 1,103,866 | 0 | Abstain |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 209,284 | 0 | Abstain |
| Jackson National | 0 | 0 | 193,930 | 0 | Abstain |
| Columbia Threadneedle | 0 | 0 | 192,102 | 0 | Abstain |
| GraniteShares ETF Trust | 0 | 0 | 176,381 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 142,936 | 0 | Abstain |
| Prudential/PGIM | 122,289 | 0 | 0 | 0 | For |
| Brighthouse | 100,463 | 0 | 19,600 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 21,011 | 0 | 80,900 | 0 | Abstain |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 0 | 0 | 74,457 | 0 | Abstain |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
Ellington Financial Inc.’s own tally for this item (“Proposal 3: Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent reg”): 90,170,282 for, 880,741 against, per its Form 8-K filed 2026-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 124,649,023 outstanding shares: 72% for, 0.8% against (73% of the company cast a for/against vote).
The 62 asset managers below cast 99.8% of the shares they voted on this item FOR (35,320,320 for, 46,692 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 14,493,917 | 0 | 0 | 0 | For |
| Vanguard | 7,401,097 | 2 | 0 | 0 | For |
| Fidelity | 2,350,818 | 0 | 0 | 0 | For |
| Global X | 1,555,504 | 0 | 0 | 0 | For |
| Invesco | 1,498,182 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 1,216,321 | 0 | 0 | 0 | For |
| State Street | 1,107,222 | 77 | 0 | 0 | For |
| Charles Schwab | 1,017,625 | 0 | 0 | 0 | For |
| Victory Capital | 833,528 | 0 | 0 | 0 | For |
| JPMorgan | 613,231 | 0 | 0 | 0 | For |
| First Trust | 585,067 | 0 | 0 | 0 | For |
| Equitable | 226,847 | 0 | 0 | 0 | For |
| TIAA | 209,284 | 0 | 0 | 0 | For |
| Jackson National | 193,930 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 192,102 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 176,381 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 164,731 | 0 | 0 | 0 | For |
| WisdomTree | 142,936 | 0 | 0 | 0 | For |
| Prudential/PGIM | 122,289 | 0 | 0 | 0 | For |
| Brighthouse | 100,463 | 0 | 19,600 | 0 | For |
| Principal | 104,081 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Lincoln Financial | 101,911 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 101,624 | 0 | 0 | 0 | For |
| BNY Mellon | 74,457 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (45,950 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 32,550 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 13,400 | 0 | 0 | 0 | For |
Ranked by the number of Ellington Financial Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 124,649,023 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.32% |
| 2 | Vanguard | 6.70% |
| 3 | State Street | 2.47% |
| 4 | Invesco | 2.44% |
| 5 | Fidelity | 1.91% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 1.88% |
| 7 | Charles Schwab | 1.71% |
| 8 | Victory Capital | 1.34% |
| 9 | Global X | 1.25% |
| 10 | DELPHI FINANCIAL GROUP, INC. | 1.13% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 15.81% | 13F |
| Vanguard Group | 5.62% | 13F |
| State Street | 3.69% | 13F |
| Invesco | 1.27% | 13F |
| Northern Trust | 1.09% | 13F |
| Charles Schwab | 0.89% | 13F |
| Morgan Stanley | 0.79% | 13F |
| JPMorgan Chase | 0.75% | 13F |
| BNY Mellon | 0.65% | 13F |
Percentages above are of 124,649,023 shares outstanding, as reported by Ellington Financial Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Ellington Financial Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Ellington Financial Inc.'s shareholder meeting held 2026-05-28, in the 2025-2026 proxy season, 252 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,973 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — The approval, on an advisory basis, of the compensation of the named executive officers. — FOR was 94% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Ellington Financial Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-05-29.
Ellington Financial Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).