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Compiled from SEC Form N-PX filings and HANMI FINANCIAL CORP.’s Form 8-K, filed 2024-05-23 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore HANMI FINANCIAL CORP. in the interactive database Compare manager voting policies
These tallies are HANMI FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-23 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: John J. Ahn | 22,813,365 | 709,704 | 8,738 | -- | 1,921,844 | Majority: yes |
| Elect Director: Christie K. Chu | 22,768,292 | 754,774 | 8,741 | -- | 1,921,844 | Majority: yes |
| Elect Director: Harry H. Chung | 23,377,028 | 146,038 | 8,741 | -- | 1,921,844 | Majority: yes |
| Elect Director: Bonita I. Lee | 23,476,870 | 46,058 | 8,879 | -- | 1,921,844 | Majority: yes |
| Elect Director: Gloria J. Lee | 22,936,980 | 585,942 | 8,885 | -- | 1,921,844 | Majority: yes |
| Elect Director: James A. Marasco | 23,449,323 | 75,087 | 7,397 | -- | 1,921,844 | Majority: yes |
| Elect Director: David L. Rosenblum | 23,396,850 | 127,554 | 7,403 | -- | 1,921,844 | Majority: yes |
| Elect Director: Thomas J. Williams | 23,385,188 | 139,217 | 7,402 | -- | 1,921,844 | Majority: yes |
| Elect Director: Michael M. Yang | 22,764,992 | 759,549 | 7,266 | -- | 1,921,844 | Majority: yes |
| Elect Director: Gideon Yu | 22,848,150 | 676,253 | 7,404 | -- | 1,921,844 | Majority: yes |
| (2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting. | 22,263,883 | 1,258,138 | 9,786 | -- | 1,921,844 | Majority: yes |
| (3) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. | 25,367,674 | 77,123 | 8,854 | -- | -- | Majority: yes |
Source: HANMI FINANCIAL CORP., Form 8-K, filed with the SEC on 2024-05-23 — read the filing on EDGAR.
Each item below shows how the 222 asset managers that disclosed a HANMI FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HANMI FINANCIAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 8 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting.”): 22,263,883 for, 1,258,138 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 74% for, 4% against (78% of the company cast a for/against vote).
The 213 asset managers below cast 92% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 4,242,649 | 791 | 0 | 0 | For |
| Vanguard | 2,269,007 | 0 | 0 | 0 | For |
| Dimensional | 1,857,853 | 0 | 0 | 0 | For |
| Fidelity | 1,781,679 | 0 | 0 | 0 | For |
| State Street | 1,718,265 | 306 | 0 | 0 | For |
| American Century | 0 | 980,521 | 0 | 0 | Against |
| Charles Schwab | 903,006 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 755,219 | 12,400 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 716,860 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 663,709 | 0 | 0 | 0 | For |
| Thrivent | 553,576 | 0 | 0 | 0 | For |
| AQR | 474,618 | 0 | 0 | 0 | For |
| Invesco | 464,697 | 0 | 0 | 0 | For |
| Goldman Sachs | 411,664 | 0 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 397,355 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 382,800 | 0 | 0 | Against |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 374,157 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Northern Trust | 335,781 | 0 | 0 | 0 | For |
| DE Shaw | 320,902 | 0 | 0 | 0 | For |
| SEI | 278,558 | 0 | 0 | 0 | For |
| Two Sigma | 271,712 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 246,085 | 0 | 0 | 0 | For |
| Nuveen | 234,920 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 226,205 | 0 | 0 | 0 | For |
Showing the 25 largest of 213 asset managers. See all 213 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Christie K. Chu”): 22,768,292 for, 754,774 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 75% for, 2% against (78% of the company cast a for/against vote).
The 88 asset managers below cast 97% of the shares they voted on this item FOR (13,681,049 for, 461,425 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: James A. Marasco”): 23,449,323 for, 75,087 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 77% for, 0.3% against (78% of the company cast a for/against vote).
The 88 asset managers below cast 100% of the shares they voted on this item FOR (14,142,474 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,323 | 0 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: David L. Rosenblum”): 23,396,850 for, 127,554 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 77% for, 0.5% against (78% of the company cast a for/against vote).
The 88 asset managers below cast 99.9% of the shares they voted on this item FOR (14,142,199 for, 275 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas J. Williams”): 23,385,188 for, 139,217 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 77% for, 0.5% against (78% of the company cast a for/against vote).
The 88 asset managers below cast 99.9% of the shares they voted on this item FOR (14,142,292 for, 182 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael M. Yang”): 22,764,992 for, 759,549 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 75% for, 3% against (78% of the company cast a for/against vote).
The 88 asset managers below cast 97% of the shares they voted on this item FOR (13,678,046 for, 464,428 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“(3) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.”): 25,367,674 for, 77,123 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 84% for, 0.3% against (84% of the company cast a for/against vote).
The 88 asset managers below cast 99.5% of the shares they voted on this item FOR (14,078,278 for, 64,196 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,323 | 0 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Bonita I. Lee”): 23,476,870 for, 46,058 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 78% for, 0.2% against (78% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (14,133,212 for, 182 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Gideon Yu”): 22,848,150 for, 676,253 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 75% for, 2% against (78% of the company cast a for/against vote).
The 87 asset managers below cast 97% of the shares they voted on this item FOR (13,671,969 for, 461,425 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Gloria J. Lee”): 22,936,980 for, 585,942 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 76% for, 2% against (78% of the company cast a for/against vote).
The 87 asset managers below cast 97% of the shares they voted on this item FOR (13,671,969 for, 461,425 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Harry H. Chung”): 23,377,028 for, 146,038 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 77% for, 0.5% against (78% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (14,133,212 for, 182 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: John J. Ahn”): 22,813,365 for, 709,704 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 75% for, 2% against (78% of the company cast a for/against vote).
The 87 asset managers below cast 97% of the shares they voted on this item FOR (13,671,969 for, 461,425 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting.”): 22,263,883 for, 1,258,138 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 74% for, 4% against (78% of the company cast a for/against vote).
The 7 asset managers below cast 99.3% of the shares they voted on this item FOR (162,231 for, 1,097 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 126,488 | 0 | 0 | 0 | For |
| ALGERT GLOBAL LLC | 25,453 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 0 | 0 | Not Voted |
| TD ASSET MANAGEMENT INC | 7,500 | 0 | 0 | 0 | For |
| Two Roads Shared Trust | 2,760 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 1,097 | 0 | 0 | Against |
| NTV ASSET MANAGEMENT LLC | 30 | 0 | 0 | 0 | For |
95% Majority: yes · of votes cast
HANMI FINANCIAL CORP.’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting.”): 22,263,883 for, 1,258,138 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 30,276,358 outstanding shares: 74% for, 4% against (78% of the company cast a for/against vote).
The 3 asset managers below cast 100% of the shares they voted on this item FOR (7,611 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TIMOTHY PLAN | 7,425 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 93 | 0 | 0 | 0 | For |
| L2 Asset Management, LLC | 93 | 0 | 0 | 0 | For |
Ranked by the number of HANMI FINANCIAL CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 30,276,358 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 14.02% |
| 2 | Vanguard | 7.49% |
| 3 | Dimensional | 6.14% |
| 4 | Fidelity | 5.88% |
| 5 | State Street | 5.68% |
| 6 | American Century | 3.24% |
| 7 | Charles Schwab | 2.98% |
| 8 | LSV ASSET MANAGEMENT | 2.54% |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 2.37% |
| 10 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 2.19% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.38% | 13F |
| FMR (Fidelity) | 7.99% | 13F |
| Vanguard Group | 7.12% | 13F |
| Dimensional Fund Advisors | 6.32% | 13F |
| FMR LLC | 6.25% | DEF14A |
| State Street Corporation | 5.25% | DEF14A |
| AQR Capital | 2.68% | 13F |
| Geode Capital | 2.37% | 13F |
| Goldman Sachs | 2.00% | 13F |
| JPMorgan Chase | 1.73% | 13F |
Percentages above are of 30,276,358 shares outstanding, as reported by HANMI FINANCIAL CORP. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HANMI FINANCIAL CORP.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At HANMI FINANCIAL CORP.'s shareholder meeting held 2024-05-22, in the 2023-2024 proxy season, 222 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,607 separate fund positions. Their filings are grouped here into 14 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To provide a non-binding advisory vote to approve the compensation of our Named Executive… — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HANMI FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-23.
HANMI FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.