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Compiled from SEC Form N-PX filings and Hanmi Financial Corporation’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Hanmi Financial Corporation in the interactive database Compare manager voting policies
These tallies are Hanmi Financial Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: John J. Ahn | 24,362,516 | 535,680 | 5,779 | -- | 1,517,024 | Majority: yes |
| Elect Director: Chrstine P. Ball | 24,865,067 | 35,504 | 3,404 | -- | 1,517,024 | Majority: yes |
| Elect Director: Christie K. Chu | 24,488,628 | 410,124 | 5,223 | -- | 1,517,024 | Majority: yes |
| Elect Director: Harry H. Chung | 24,792,986 | 105,209 | 5,780 | -- | 1,517,024 | Majority: yes |
| Elect Director: Bonita I. Lee | 24,789,416 | 111,694 | 2,864 | -- | 1,517,024 | Majority: yes |
| Elect Director: Gloria J. Lee | 24,802,878 | 98,862 | 2,235 | -- | 1,517,024 | Majority: yes |
| Elect Director: James A. Marasco | 24,797,297 | 103,260 | 3,418 | -- | 1,517,024 | Majority: yes |
| Elect Director: Daniel J. Medici | 24,865,539 | 35,017 | 3,419 | -- | 1,517,024 | Majority: yes |
| Elect Director: David L. Rosenblum | 24,536,551 | 365,364 | 2,060 | -- | 1,517,024 | Majority: yes |
| Elect Director: Thomas J. Williams | 24,864,575 | 36,796 | 2,604 | -- | 1,517,024 | Majority: yes |
| (2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the Meeting. | 24,534,573 | 361,059 | 8,343 | -- | 1,517,024 | Majority: yes |
| (3) The approval of the Hanmi Financial Corporation 2026 Employee Stock Purchase Plan. | 24,886,127 | 12,400 | 5,448 | -- | 1,517,024 | Majority: yes |
| (4) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. | 26,350,596 | 68,179 | 2,224 | -- | -- | Majority: yes |
Source: Hanmi Financial Corporation, Form 8-K — read the filing on EDGAR.
Each item below shows how the 271 asset managers that disclosed a Hanmi Financial Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Hanmi Financial Corporation’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the Meeting.”): 24,534,573 for, 361,059 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 82% for, 1% against (84% of the company cast a for/against vote).
The 256 asset managers below cast 99.1% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 4,307,801 | 0 | 0 | 0 | For |
| Vanguard | 2,341,047 | 2 | 0 | 0 | For |
| American Century | 2,004,788 | 0 | 0 | 0 | For |
| Charles Schwab | 1,873,888 | 0 | 0 | 0 | For |
| Fidelity | 1,193,926 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 904,208 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 890,486 | 0 | 0 | 0 | For |
| Dimensional | 714,179 | 0 | 0 | 0 | For |
| AQR | 580,551 | 0 | 0 | 0 | For |
| Rhino Investment Partners, Inc | 504,717 | 0 | 0 | 0 | For |
| T. Rowe Price | 456,586 | 0 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 446,917 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 440,146 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 436,230 | 0 | 0 | 0 | For |
| Goldman Sachs | 429,573 | 0 | 0 | 0 | For |
| Invesco | 406,842 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 357,189 | 0 | 0 | 0 | For |
| Northern Trust | 297,832 | 0 | 0 | 0 | For |
| SEI | 283,019 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Loomis Sayles | 214,399 | 0 | 0 | 0 | For |
| Thrivent | 208,825 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 208,398 | 0 | 0 | 0 | For |
| Hillsdale Investment Management Inc. | 205,665 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 194,433 | 0 | 0 | 0 | For |
Showing the 25 largest of 256 asset managers. See all 256 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“(3) The approval of the Hanmi Financial Corporation 2026 Employee Stock Purchase Plan.”): 24,886,127 for, 12,400 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 84% for, 0.1% against (84% of the company cast a for/against vote).
The 91 asset managers below cast 100% of the shares they voted on this item FOR (12,234,384 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Christie K. Chu”): 24,488,628 for, 410,124 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 82% for, 1% against (84% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (12,234,047 for, 161 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,366 | 3 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Chrstine P. Ball”): 24,865,067 for, 35,504 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 84% for, 0.2% against (84% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (12,234,208 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Daniel J. Medici”): 24,865,539 for, 35,017 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 84% for, 0.2% against (84% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (12,234,208 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: David L. Rosenblum”): 24,536,551 for, 365,364 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 82% for, 1% against (84% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (12,234,050 for, 158 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: James A. Marasco”): 24,797,297 for, 103,260 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 83% for, 0.4% against (84% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (12,234,208 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Thomas J. Williams”): 24,864,575 for, 36,796 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 84% for, 0.2% against (84% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (12,234,208 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“(4) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026.”): 26,350,596 for, 68,179 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 89% for, 0.3% against (89% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (12,234,208 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Bonita I. Lee”): 24,789,416 for, 111,694 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 83% for, 0.4% against (84% of the company cast a for/against vote).
The 86 asset managers below cast 100% of the shares they voted on this item FOR (12,226,128 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Gloria J. Lee”): 24,802,878 for, 98,862 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 83% for, 0.4% against (84% of the company cast a for/against vote).
The 86 asset managers below cast 100% of the shares they voted on this item FOR (12,226,128 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: Harry H. Chung”): 24,792,986 for, 105,209 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 83% for, 0.4% against (84% of the company cast a for/against vote).
The 86 asset managers below cast 99.9% of the shares they voted on this item FOR (12,225,970 for, 158 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,073,369 | 0 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 132,115 | 0 | 0 | 0 | For |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“Elect Director: John J. Ahn”): 24,362,516 for, 535,680 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 82% for, 2% against (84% of the company cast a for/against vote).
The 86 asset managers below cast 99% of the shares they voted on this item FOR (12,089,795 for, 136,333 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 2,069,309 | 4,060 | 0 | 0 | For |
| Fidelity | 980,302 | 0 | 0 | 0 | For |
| American Century | 976,575 | 0 | 0 | 0 | For |
| Charles Schwab | 913,372 | 0 | 0 | 0 | For |
| Dimensional | 524,679 | 0 | 0 | 0 | For |
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 160,492 | 0 | 0 | 0 | For |
| SEI | 141,085 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 140,400 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 139,134 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 132,115 | 0 | 0 | Against |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 124,800 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 115,875 | 0 | 0 | 0 | For |
| Empower | 91,662 | 0 | 0 | 0 | For |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 106,812 | 0 | 0 | 0 | For |
| Thrivent | 102,409 | 0 | 0 | 0 | For |
| Principal | 100,585 | 0 | 0 | 0 | For |
| Nationwide | 85,608 | 0 | 0 | 0 | For |
| Prudential/PGIM | 81,252 | 0 | 0 | 0 | For |
| OPTIMUM FUND TRUST | 73,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
Combines 2 wordings of this item as funds reported it.
35% fund support · no official result
The 82 asset managers below cast 35% of the shares they voted on this item FOR (4,112,178 for, 7,763,045 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,187,908 | 0 | 0 | 0 | For |
| Vanguard | 4,884 | 2,060,940 | 0 | 0 | Against |
| Fidelity | 8,362 | 971,940 | 0 | 0 | Against |
| American Century | 0 | 976,575 | 0 | 0 | Against |
| Charles Schwab | 0 | 913,372 | 0 | 0 | Against |
| Dimensional | 0 | 524,679 | 0 | 0 | Against |
| Invesco | 195,576 | 0 | 0 | 0 | For |
| Goldman Sachs | 185,914 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 160,492 | 0 | 0 | Against |
| SEI | 0 | 141,085 | 0 | 0 | Against |
| ADVISORS' INNER CIRCLE FUND | 0 | 140,400 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 139,134 | 0 | 0 | Against |
| EA Series Trust | 0 | 132,115 | 0 | 0 | Against |
| WisdomTree | 127,272 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 124,800 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 115,875 | 0 | 0 | Against |
| Royce | 110,667 | 0 | 0 | 0 | For |
| Mercer Funds | 0 | 106,812 | 0 | 0 | Against |
| Thrivent | 0 | 102,409 | 0 | 0 | Against |
| Principal | 0 | 100,585 | 0 | 0 | Against |
| Nationwide | 14,459 | 71,149 | 0 | 0 | Against |
| Prudential/PGIM | 0 | 81,252 | 0 | 0 | Against |
| OPTIMUM FUND TRUST | 0 | 73,400 | 0 | 0 | Against |
| TIAA | 0 | 68,276 | 0 | 0 | Against |
| Principal Exchange-Traded Funds | 0 | 64,334 | 0 | 0 | Against |
Showing the 25 largest of 82 asset managers. See all 82 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the Meeting.”): 24,534,573 for, 361,059 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 82% for, 1% against (84% of the company cast a for/against vote).
The 10 asset managers below cast 97% of the shares they voted on this item FOR (113,178 for, 3,293 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Petiole USA ltd | 69,851 | 0 | 0 | 0 | For |
| Empower | 28,900 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 5,684 | 0 | 0 | 0 | For |
| KTF INVESTMENTS, LLC | 3,600 | 0 | 0 | 0 | For |
| APG Asset Management US Inc. | 0 | 3,293 | 0 | 0 | Against |
| Integrated Quantitative Investments LLC | 2,921 | 0 | 0 | 0 | For |
| MQS Management LLC | 2,153 | 0 | 0 | 0 | For |
| Coyle Financial Counsel LLC | 34 | 0 | 0 | 0 | For |
| NTV ASSET MANAGEMENT LLC | 30 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 5 | 0 | 0 | 0 | For |
92% fund support · no official result
The 8 asset managers below cast 92% of the shares they voted on this item FOR (321,900 for, 29,002 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 271,907 | 0 | 0 | 0 | For |
| Empower | 0 | 28,900 | 0 | 0 | Against |
| Brighthouse | 24,453 | 0 | 0 | 0 | For |
| Lincoln Financial | 10,978 | 0 | 0 | 0 | For |
| Vanguard | 7,440 | 102 | 0 | 0 | For |
| FORUM FUNDS II | 5,684 | 0 | 0 | 0 | For |
| RBB Fund Trust | 1,280 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 158 | 0 | 0 | 0 | For |
99% Majority: yes · of votes cast
Hanmi Financial Corporation’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the Meeting.”): 24,534,573 for, 361,059 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 29,766,435 outstanding shares: 82% for, 1% against (84% of the company cast a for/against vote).
The 3 asset managers below cast 100% of the shares they voted on this item FOR (1,596 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| RBB Fund Trust | 1,280 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 158 | 0 | 0 | 0 | For |
| L2 Asset Management, LLC | 158 | 0 | 0 | 0 | For |
Ranked by the number of Hanmi Financial Corporation shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 29,766,435 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 14.47% |
| 2 | Vanguard | 7.86% |
| 3 | American Century | 6.74% |
| 4 | Charles Schwab | 6.30% |
| 5 | Fidelity | 4.01% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 3.04% |
| 7 | LSV ASSET MANAGEMENT | 2.99% |
| 8 | Dimensional | 2.40% |
| 9 | AQR | 1.95% |
| 10 | Rhino Investment Partners, Inc | 1.70% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.74% | 13F |
| Vanguard Group | 7.40% | 13F |
| Dimensional Fund Advisors | 5.92% | 13F |
| State Street | 5.18% | 13F |
| Charles Schwab | 3.23% | 13F |
| Goldman Sachs | 2.07% | 13F |
| FMR LLC | 1.92% | 13G |
| Morgan Stanley | 1.74% | 13F |
| JPMorgan Chase | 1.54% | 13F |
Percentages above are of 29,766,435 shares outstanding, as reported by Hanmi Financial Corporation on its Form 10-Q dated 2026-04-30 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Hanmi Financial Corporation’s 10-Q dated 2026-04-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Hanmi Financial Corporation's shareholder meeting held 2026-05-27, in the 2025-2026 proxy season, 271 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,250 separate fund positions. Their filings are grouped here into 17 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To provide a non-binding advisory vote to approve the compensation of our Named Executive… — FOR was 99% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Hanmi Financial Corporation's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).
Hanmi Financial Corporation proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).