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Compiled from SEC Form N-PX filings and HARROW INC.’s Form 8-K, filed 2024-06-17 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore HARROW INC. in the interactive database Compare manager voting policies
These tallies are HARROW INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-17 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Mark L. Baum | 16,620,306 | -- | -- | 99,666 | 9,961,064 | Majority: yes |
| Elect Director: Adrienne L. Graves | 16,438,553 | -- | -- | 281,419 | 9,961,064 | Majority: yes |
| Elect Director: Martin A. Makary | 15,743,379 | -- | -- | 976,593 | 9,961,064 | Majority: yes |
| Elect Director: Lauren P. Silvernail | 16,434,930 | -- | -- | 285,042 | 9,961,064 | Majority: yes |
| Elect Director: Perry J. Sternberg | 15,734,292 | -- | -- | 985,680 | 9,961,064 | Majority: yes |
| Proposal 2: Ratification of Auditors Stockholders ratified the selection of KMJ Corbin & Company LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 | 26,508,303 | 121,190 | 51,543 | -- | -- | Majority: yes |
| Proposal 3: To approve on an advisory basis, the compensation of the Company's named executive officers | 14,877,198 | 1,709,038 | 133,736 | -- | 9,961,064 | Majority: yes |
Source: HARROW INC., Form 8-K, filed with the SEC on 2024-06-17 — read the filing on EDGAR.
Each item below shows how the 134 asset managers that disclosed a HARROW INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 9 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Proposal 3: To approve on an advisory basis, the compensation of the Company's named executive officers”): 14,877,198 for, 1,709,038 against, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 42% for, 5% against (46.9% of the company cast a for/against vote).
The 133 asset managers below cast 90% of the shares they voted on this item FOR (11,676,989 for, 1,336,319 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Opaleye Management Inc. | 3,745,600 | 0 | 0 | 0 | For |
| Private Capital Management, LLC | 3,438,331 | 0 | 0 | 0 | For |
| Vanguard | 680,864 | 0 | 0 | 0 | For |
| BlackRock | 5,517 | 556,127 | 0 | 0 | Against |
| STIFEL NICOLAUS & CO INC \MO\ | 541,558 | 0 | 0 | 0 | For |
| State Street | 315,861 | 228 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| WASATCH ADVISORS LP | 298,113 | 0 | 0 | 0 | For |
| FRANKLIN MUTUAL ADVISERS LLC | 281,463 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| RICE HALL JAMES & ASSOCIATES, LLC | 0 | 221,536 | 0 | 0 | Against |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 163,658 | 0 | 0 | Against |
| Northern Trust | 155,616 | 7 | 0 | 0 | For |
| STATE OF WISCONSIN INVESTMENT BOARD | 130,100 | 0 | 0 | 0 | For |
| STANSBERRY ASSET MANAGEMENT, LLC | 112,651 | 0 | 0 | 0 | For |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 108,000 | 0 | 0 | 0 | For |
| BANK OF MONTREAL /CAN/ | 107,175 | 0 | 0 | 0 | For |
| Citadel | 98,911 | 0 | 0 | 0 | For |
| Wellington | 0 | 82,223 | 0 | 0 | Against |
| Renaissance | 81,725 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 38,309 | 43,262 | 0 | 0 | Against |
| BBR PARTNERS, LLC | 65,000 | 0 | 0 | 0 | For |
| D.A. DAVIDSON & CO. | 0 | 64,212 | 0 | 0 | Against |
Showing the 25 largest of 133 asset managers. See all 133 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Elect Director: Adrienne L. Graves”): 16,438,553 for, 281,419 withheld, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 46.5% for, 0.8% withheld (47.3% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (2,197,075 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 660,770 | 0 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| BlackRock | 224,735 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 81,829 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 38,309 | 0 | 43,262 | 0 | Abstain |
| Equitable | 31,481 | 0 | 0 | 0 | For |
| Fidelity | 29,225 | 0 | 0 | 0 | For |
| TIAA | 28,666 | 0 | 0 | 0 | For |
| Lincoln Financial | 25,300 | 0 | 0 | 0 | For |
| Global X | 12,628 | 0 | 0 | 0 | For |
| Pacific Life | 9,501 | 0 | 0 | 0 | For |
| John Hancock | 6,033 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,596 | 0 | 0 | 0 | For |
| Voya | 5,552 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 4,800 | 0 | 0 | 0 | For |
| DWS | 4,421 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 4,061 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,020 | 0 | 0 | 0 | For |
| Principal | 3,783 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,780 | 0 | 0 | 0 | For |
| State Street | 2,840 | 0 | 0 | 0 | For |
| Calvert | 2,564 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Elect Director: Lauren P. Silvernail”): 16,434,930 for, 285,042 withheld, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 46.5% for, 0.9% withheld (47.3% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (2,197,075 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 660,770 | 0 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| BlackRock | 224,735 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 81,829 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 38,309 | 0 | 43,262 | 0 | Abstain |
| Equitable | 31,481 | 0 | 0 | 0 | For |
| Fidelity | 29,225 | 0 | 0 | 0 | For |
| TIAA | 28,666 | 0 | 0 | 0 | For |
| Lincoln Financial | 25,300 | 0 | 0 | 0 | For |
| Global X | 12,628 | 0 | 0 | 0 | For |
| Pacific Life | 9,501 | 0 | 0 | 0 | For |
| John Hancock | 6,033 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,596 | 0 | 0 | 0 | For |
| Voya | 5,552 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 4,800 | 0 | 0 | 0 | For |
| DWS | 4,421 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 4,061 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,020 | 0 | 0 | 0 | For |
| Principal | 3,783 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,780 | 0 | 0 | 0 | For |
| State Street | 2,840 | 0 | 0 | 0 | For |
| Calvert | 2,564 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Elect Director: Mark L. Baum”): 16,620,306 for, 99,666 withheld, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 47.0% for, 0.3% withheld (47.3% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (2,240,337 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 660,770 | 0 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| BlackRock | 224,735 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 81,829 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 81,571 | 0 | 0 | 0 | For |
| Equitable | 31,481 | 0 | 0 | 0 | For |
| Fidelity | 29,225 | 0 | 0 | 0 | For |
| TIAA | 28,666 | 0 | 0 | 0 | For |
| Lincoln Financial | 25,300 | 0 | 0 | 0 | For |
| Global X | 12,628 | 0 | 0 | 0 | For |
| Pacific Life | 9,501 | 0 | 0 | 0 | For |
| John Hancock | 6,033 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,596 | 0 | 0 | 0 | For |
| Voya | 5,552 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 4,800 | 0 | 0 | 0 | For |
| DWS | 4,421 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 4,061 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,020 | 0 | 0 | 0 | For |
| Principal | 3,783 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,780 | 0 | 0 | 0 | For |
| State Street | 2,840 | 0 | 0 | 0 | For |
| Calvert | 2,564 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Elect Director: Martin A. Makary”): 15,743,379 for, 976,593 withheld, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 44% for, 3% withheld (47.3% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (1,900,473 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 660,770 | 0 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 224,735 | 0 | Abstain |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 81,829 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 38,309 | 0 | 43,262 | 0 | Abstain |
| Equitable | 26,230 | 0 | 5,251 | 0 | For |
| Fidelity | 13,901 | 0 | 15,324 | 0 | Abstain |
| TIAA | 0 | 0 | 28,666 | 0 | Abstain |
| Lincoln Financial | 25,300 | 0 | 0 | 0 | For |
| Global X | 12,628 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 9,501 | 0 | Abstain |
| John Hancock | 6,033 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 5,596 | 0 | Abstain |
| Voya | 5,552 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 4,800 | 0 | 0 | 0 | For |
| DWS | 4,421 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 4,061 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 4,020 | 0 | Abstain |
| Principal | 3,783 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,780 | 0 | 0 | 0 | For |
| State Street | 2,840 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 2,564 | 0 | Abstain |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Elect Director: Perry J. Sternberg”): 15,734,292 for, 985,680 withheld, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 44% for, 3% withheld (47.3% of the company cast a for/withheld vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (1,900,473 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 660,770 | 0 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 224,735 | 0 | Abstain |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 81,829 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 38,309 | 0 | 43,262 | 0 | Abstain |
| Equitable | 26,230 | 0 | 5,251 | 0 | For |
| Fidelity | 13,901 | 0 | 15,324 | 0 | Abstain |
| TIAA | 0 | 0 | 28,666 | 0 | Abstain |
| Lincoln Financial | 25,300 | 0 | 0 | 0 | For |
| Global X | 12,628 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 9,501 | 0 | Abstain |
| John Hancock | 6,033 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 5,596 | 0 | Abstain |
| Voya | 5,552 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 4,800 | 0 | 0 | 0 | For |
| DWS | 4,421 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 4,061 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 4,020 | 0 | Abstain |
| Principal | 3,783 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,780 | 0 | 0 | 0 | For |
| State Street | 2,840 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 2,564 | 0 | Abstain |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
HARROW INC.’s own tally for this item (“Proposal 2: Ratification of Auditors Stockholders ratified the selection of KMJ Corbin & Company LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024”): 26,508,303 for, 121,190 against, per its Form 8-K filed 2024-06-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 35,380,955 outstanding shares: 75% for, 0.4% against (75% of the company cast a for/against vote).
The 39 asset managers below cast 100% of the shares they voted on this item FOR (2,240,337 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 660,770 | 0 | 0 | 0 | For |
| Royce | 314,900 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 281,463 | 0 | 0 | 0 | For |
| FundVantage Trust | 226,033 | 0 | 0 | 0 | For |
| BlackRock | 224,735 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 176,378 | 0 | 0 | 0 | For |
| Charles Schwab | 81,829 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 81,571 | 0 | 0 | 0 | For |
| Equitable | 31,481 | 0 | 0 | 0 | For |
| Fidelity | 29,225 | 0 | 0 | 0 | For |
| TIAA | 28,666 | 0 | 0 | 0 | For |
| Lincoln Financial | 25,300 | 0 | 0 | 0 | For |
| Global X | 12,628 | 0 | 0 | 0 | For |
| Pacific Life | 9,501 | 0 | 0 | 0 | For |
| John Hancock | 6,033 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,596 | 0 | 0 | 0 | For |
| Voya | 5,552 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 4,800 | 0 | 0 | 0 | For |
| DWS | 4,421 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 4,061 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,020 | 0 | 0 | 0 | For |
| Principal | 3,783 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,780 | 0 | 0 | 0 | For |
| State Street | 2,840 | 0 | 0 | 0 | For |
| Calvert | 2,564 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Ranked by the number of HARROW INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 35,380,955 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Opaleye Management Inc. | 10.59% |
| 2 | Private Capital Management, LLC | 9.72% |
| 3 | Vanguard | 1.92% |
| 4 | BlackRock | 1.59% |
| 5 | STIFEL NICOLAUS & CO INC \MO\ | 1.53% |
| 6 | State Street | 0.89% |
| 7 | Royce | 0.89% |
| 8 | WASATCH ADVISORS LP | 0.84% |
| 9 | FRANKLIN MUTUAL ADVISERS LLC | 0.80% |
| 10 | FRANKLIN VALUE INVESTORS TRUST | 0.80% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Opaleye Fund and related entity | 10.80% | DEF14A |
| Private Capital Management LLC | 10.26% | DEF14A |
| Mark L. Baum | 10.16% | DEF14A |
| BlackRock | 7.21% | 13F |
| Daniel Kaufman | 5.39% | DEF14A |
| Vanguard Group | 5.29% | 13F |
| Andrew R. Boll | 2.35% | DEF14A |
| State Street | 1.80% | 13F |
| John P. Saharek | 1.65% | DEF14A |
| Renaissance Technologies | 1.35% | 13F |
Percentages above are of 35,380,955 shares outstanding, as reported by HARROW INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HARROW INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At HARROW INC.'s shareholder meeting held 2024-06-14, in the 2023-2024 proxy season, 134 asset managers reported how they voted on 7 ballot items in their SEC Form N-PX filings, covering 854 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of the Company's named executive officers as… — FOR was 90% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HARROW INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-17.
HARROW INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.