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Compiled from SEC Form N-PX filings and Harrow, Inc.’s Form 8-K, filed 2026-06-22 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore Harrow, Inc. in the interactive database Compare manager voting policies
These tallies are Harrow, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Mark L. Baum | 18,733,392 | -- | -- | 2,230,383 | 8,867,198 | Majority: yes |
| Elect Director: Adrienne L. Graves | 19,375,636 | -- | -- | 1,588,139 | 8,867,198 | Majority: yes |
| Elect Director: Lauren P. Silvernail | 19,423,429 | -- | -- | 1,540,346 | 8,867,198 | Majority: yes |
| Elect Director: Perry J. Sternberg | 19,427,617 | -- | -- | 1,536,158 | 8,867,198 | Majority: yes |
| Proposal 2: To approve on an advisory basis, the compensation of the Company's named executive officers Stockholders approved, on an advisory basis, the compensation of the Company's named executive officers | 18,065,856 | 2,395,240 | 502,679 | -- | 8,867,198 | Majority: yes |
| Proposal 3: Ratification of Auditors Stockholders ratified the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026 | 28,578,182 | 1,249,248 | 3,543 | -- | -- | Majority: yes |
Source: Harrow, Inc., Form 8-K, filed with the SEC on 2026-06-22 — read the filing on EDGAR.
Each item below shows how the 225 asset managers that disclosed a Harrow, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Harrow, Inc.’s own tally for this item (“Proposal 2: To approve on an advisory basis, the compensation of the Company's named executive officers Stockholders approved, on an advisory basis, the compensation of the Company's named executive officers”): 18,065,856 for, 2,395,240 against, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,269,400 outstanding shares: 48.5% for, 6% against (54.9% of the company cast a for/against vote).
The 221 asset managers below cast 94% of the shares they voted on this item FOR (7,190,953 for, 432,000 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Private Capital Management, LLC | 2,297,639 | 0 | 0 | 0 | For |
| Vanguard | 865,247 | 6 | 2 | 0 | For |
| Charles Schwab | 540,978 | 0 | 0 | 0 | For |
| BlackRock | 529,657 | 4,341 | 0 | 0 | For |
| RICE HALL JAMES & ASSOCIATES, LLC | 353,411 | 0 | 0 | 0 | For |
| State Street | 2,764 | 307,631 | 0 | 0 | Against |
| STIFEL NICOLAUS & CO INC \MO\ | 243,592 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 157,973 | 0 | 0 | 0 | For |
| Northern Trust | 138,970 | 2,208 | 0 | 0 | For |
| FundVantage Trust | 139,789 | 0 | 0 | 0 | For |
| Goldman Sachs | 97,557 | 0 | 0 | 0 | For |
| BANK OF MONTREAL /CAN/ | 96,123 | 0 | 0 | 0 | For |
| Russell Investments | 94,821 | 0 | 0 | 0 | For |
| BBR PARTNERS, LLC | 87,000 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 79,181 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 74,365 | 0 | 0 | 0 | For |
| Wellington | 61,940 | 0 | 0 | 0 | For |
| First Trust | 56,514 | 0 | 0 | 0 | For |
| Royce | 54,700 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 52,585 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 50,599 | 0 | 0 | 0 | For |
| American Century | 49,390 | 0 | 0 | 0 | For |
| BANK OF AMERICA NA | 44,529 | 0 | 0 | 0 | For |
| UBS | 0 | 43,677 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 41,786 | 0 | 0 | 0 | For |
Showing the 25 largest of 221 asset managers. See all 221 in the interactive database.
Combines 5 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Harrow, Inc.’s own tally for this item (“Elect Director: Adrienne L. Graves”): 19,375,636 for, 1,588,139 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,269,400 outstanding shares: 52.0% for, 4% withheld (56% of the company cast a for/withheld vote).
The 55 asset managers below cast 100% of the shares they voted on this item FOR (1,794,620 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 701,236 | 0 | 4 | 0 | For |
| Charles Schwab | 270,464 | 0 | 0 | 0 | For |
| FundVantage Trust | 139,789 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 79,181 | 0 | 0 | 0 | For |
| First Trust | 56,514 | 0 | 0 | 0 | For |
| Royce | 54,700 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 50,599 | 0 | 0 | 0 | For |
| BlackRock | 50,342 | 0 | 0 | 0 | For |
| Lincoln Financial | 41,169 | 0 | 0 | 0 | For |
| RBB Fund Trust | 35,273 | 0 | 0 | 0 | For |
| Fidelity | 34,909 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,332 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 26,762 | 0 | 0 | 0 | For |
| Equitable | 26,360 | 0 | 0 | 0 | For |
| Russell Investments | 24,947 | 0 | 0 | 0 | For |
| American Century | 24,512 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 20,561 | 0 | 0 | 0 | For |
| State Street | 14,790 | 0 | 0 | 0 | For |
| Dimensional | 14,217 | 0 | 0 | 0 | For |
| Global X | 13,604 | 0 | 0 | 0 | For |
| ProShares | 12,331 | 0 | 0 | 0 | For |
| Pacific Life | 10,480 | 0 | 0 | 0 | For |
| Grandeur Peak Global Trust | 6,222 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,068 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,324 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 5 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Harrow, Inc.’s own tally for this item (“Elect Director: Lauren P. Silvernail”): 19,423,429 for, 1,540,346 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,269,400 outstanding shares: 52.1% for, 4% withheld (56% of the company cast a for/withheld vote).
The 55 asset managers below cast 100% of the shares they voted on this item FOR (1,793,708 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 700,324 | 0 | 915 | 0 | For |
| Charles Schwab | 270,464 | 0 | 0 | 0 | For |
| FundVantage Trust | 139,789 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 79,181 | 0 | 0 | 0 | For |
| First Trust | 56,514 | 0 | 0 | 0 | For |
| Royce | 54,700 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 50,599 | 0 | 0 | 0 | For |
| BlackRock | 50,342 | 0 | 0 | 0 | For |
| Lincoln Financial | 41,169 | 0 | 0 | 0 | For |
| RBB Fund Trust | 35,273 | 0 | 0 | 0 | For |
| Fidelity | 34,909 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,332 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 26,762 | 0 | 0 | 0 | For |
| Equitable | 26,360 | 0 | 0 | 0 | For |
| Russell Investments | 24,947 | 0 | 0 | 0 | For |
| American Century | 24,512 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 20,561 | 0 | 0 | 0 | For |
| State Street | 14,790 | 0 | 0 | 0 | For |
| Dimensional | 14,217 | 0 | 0 | 0 | For |
| Global X | 13,604 | 0 | 0 | 0 | For |
| ProShares | 12,331 | 0 | 0 | 0 | For |
| Pacific Life | 10,480 | 0 | 0 | 0 | For |
| Grandeur Peak Global Trust | 6,222 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,068 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,324 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 5 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Harrow, Inc.’s own tally for this item (“Elect Director: Mark L. Baum”): 18,733,392 for, 2,230,383 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,269,400 outstanding shares: 50.3% for, 6% withheld (56% of the company cast a for/withheld vote).
The 55 asset managers below cast 100% of the shares they voted on this item FOR (1,790,871 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 699,404 | 0 | 1,835 | 0 | For |
| Charles Schwab | 270,464 | 0 | 0 | 0 | For |
| FundVantage Trust | 139,789 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 79,181 | 0 | 0 | 0 | For |
| First Trust | 56,514 | 0 | 0 | 0 | For |
| Royce | 54,700 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 50,599 | 0 | 0 | 0 | For |
| BlackRock | 50,342 | 0 | 0 | 0 | For |
| Lincoln Financial | 41,169 | 0 | 0 | 0 | For |
| RBB Fund Trust | 33,515 | 0 | 1,758 | 0 | For |
| Fidelity | 34,909 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,332 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 26,762 | 0 | 0 | 0 | For |
| Equitable | 26,360 | 0 | 0 | 0 | For |
| Russell Investments | 24,947 | 0 | 0 | 0 | For |
| American Century | 24,512 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 20,561 | 0 | 0 | 0 | For |
| State Street | 14,784 | 0 | 6 | 0 | For |
| Dimensional | 14,217 | 0 | 0 | 0 | For |
| Global X | 13,604 | 0 | 0 | 0 | For |
| ProShares | 12,331 | 0 | 0 | 0 | For |
| Pacific Life | 10,480 | 0 | 0 | 0 | For |
| Grandeur Peak Global Trust | 6,222 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,068 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,324 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 5 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Harrow, Inc.’s own tally for this item (“Elect Director: Perry J. Sternberg”): 19,427,617 for, 1,536,158 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,269,400 outstanding shares: 52.1% for, 4% withheld (56% of the company cast a for/withheld vote).
The 55 asset managers below cast 100% of the shares they voted on this item FOR (1,794,620 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 701,236 | 0 | 4 | 0 | For |
| Charles Schwab | 270,464 | 0 | 0 | 0 | For |
| FundVantage Trust | 139,789 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 79,181 | 0 | 0 | 0 | For |
| First Trust | 56,514 | 0 | 0 | 0 | For |
| Royce | 54,700 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 50,599 | 0 | 0 | 0 | For |
| BlackRock | 50,342 | 0 | 0 | 0 | For |
| Lincoln Financial | 41,169 | 0 | 0 | 0 | For |
| RBB Fund Trust | 35,273 | 0 | 0 | 0 | For |
| Fidelity | 34,909 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,332 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 26,762 | 0 | 0 | 0 | For |
| Equitable | 26,360 | 0 | 0 | 0 | For |
| Russell Investments | 24,947 | 0 | 0 | 0 | For |
| American Century | 24,512 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 20,561 | 0 | 0 | 0 | For |
| State Street | 14,790 | 0 | 0 | 0 | For |
| Dimensional | 14,217 | 0 | 0 | 0 | For |
| Global X | 13,604 | 0 | 0 | 0 | For |
| ProShares | 12,331 | 0 | 0 | 0 | For |
| Pacific Life | 10,480 | 0 | 0 | 0 | For |
| Grandeur Peak Global Trust | 6,222 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,068 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,324 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 2 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Harrow, Inc.’s own tally for this item (“Proposal 3: Ratification of Auditors Stockholders ratified the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026”): 28,578,182 for, 1,249,248 against, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 37,269,400 outstanding shares: 77% for, 3% against (80% of the company cast a for/against vote).
The 54 asset managers below cast 99.9% of the shares they voted on this item FOR (1,791,050 for, 4 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 701,236 | 4 | 0 | 0 | For |
| Charles Schwab | 270,464 | 0 | 0 | 0 | For |
| FundVantage Trust | 139,789 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 79,181 | 0 | 0 | 0 | For |
| First Trust | 56,514 | 0 | 0 | 0 | For |
| Royce | 54,700 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 50,599 | 0 | 0 | 0 | For |
| BlackRock | 50,342 | 0 | 0 | 0 | For |
| Lincoln Financial | 41,169 | 0 | 0 | 0 | For |
| RBB Fund Trust | 35,273 | 0 | 0 | 0 | For |
| Fidelity | 34,909 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,332 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 26,762 | 0 | 0 | 0 | For |
| Equitable | 26,360 | 0 | 0 | 0 | For |
| Russell Investments | 24,947 | 0 | 0 | 0 | For |
| American Century | 24,512 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 20,561 | 0 | 0 | 0 | For |
| State Street | 14,790 | 0 | 0 | 0 | For |
| Dimensional | 14,217 | 0 | 0 | 0 | For |
| Global X | 13,604 | 0 | 0 | 0 | For |
| ProShares | 12,331 | 0 | 0 | 0 | For |
| Pacific Life | 10,480 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,068 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,324 | 0 | 0 | 0 | For |
| SEI | 5,200 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Ranked by the number of Harrow, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 37,269,400 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Private Capital Management, LLC | 6.16% |
| 2 | Vanguard | 2.32% |
| 3 | Charles Schwab | 1.45% |
| 4 | BlackRock | 1.43% |
| 5 | RICE HALL JAMES & ASSOCIATES, LLC | 0.95% |
| 6 | State Street | 0.83% |
| 7 | STIFEL NICOLAUS & CO INC \MO\ | 0.65% |
| 8 | MARSHALL WACE, LLP | 0.42% |
| 9 | Northern Trust | 0.38% |
| 10 | FundVantage Trust | 0.38% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Opaleye L.P. and related persons | 9.88% | DEF14A |
| Mark L. Baum | 9.83% | DEF14A |
| Private Capital Management LLC | 9.74% | DEF14A |
| BlackRock | 6.85% | 13F |
| Opaleye Management Inc. | 6.44% | 13G |
| Vanguard Group | 5.16% | 13F |
| Daniel Kaufman | 5.04% | 13G |
| Andrew R. Boll | 2.75% | DEF14A |
| State Street | 2.29% | 13F |
| Geode Capital | 2.29% | 13F |
Percentages above are of 37,269,400 shares outstanding, as reported by Harrow, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Harrow, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At Harrow, Inc.'s shareholder meeting held 2026-06-18, in the 2025-2026 proxy season, 225 asset managers reported how they voted on 6 ballot items in their SEC Form N-PX filings, covering 1,179 separate fund positions. On the most widely held item on that ballot — To approve, on a non-binding advisory basis, the compensation of the Company's named executive… — FOR was 88% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Harrow, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-22.
Harrow, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).