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Compiled from SEC Form N-PX filings and HOULIHAN LOKEY INC.’s Form 8-K, filed 2023-09-22 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore HOULIHAN LOKEY INC. in the interactive database Compare manager voting policies
These tallies are HOULIHAN LOKEY INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-09-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Irwin N. Gold | 204,808,721 | -- | -- | 21,535,542 | 2,155,410 | Majority: yes |
| Elect Director: Cyrus D. Walker | 197,960,324 | -- | -- | 28,383,939 | 2,155,410 | Majority: yes |
| Elect Director: Gillian B. Zucker | 221,764,492 | -- | -- | 4,581,658 | 2,153,523 | Majority: yes |
| Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation | 217,443,187 | 8,831,426 | 71,540 | -- | 2,153,520 | Majority: yes |
| Proposal 3: Ratification of Independent Registered Public Accounting Firm | 227,354,899 | 1,084,034 | 60,740 | -- | 0 | Majority: yes |
| Proposal 4: Amend and Restate the Amended and Restated Certificate of Incorporation | 195,390,127 | 30,887,664 | 68,362 | -- | 2,153,520 | Majority: yes |
Source: HOULIHAN LOKEY INC., Form 8-K, filed with the SEC on 2023-09-22 — read the filing on EDGAR.
Each item below shows how the 380 asset managers that disclosed a HOULIHAN LOKEY INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HOULIHAN LOKEY INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 217,443,187 for, 8,831,426 against, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 354 asset managers below cast 84% of the shares they voted on this item FOR (46,425,910 for, 8,569,294 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,535,966 | 0 | 0 | 0 | For |
| Maryland State Retirement & Pension System | 3,000,000 | 0 | 0 | 0 | For |
| Fidelity | 2,487,234 | 462,573 | 0 | 0 | For |
| AllianceBernstein | 2,701,253 | 0 | 0 | 0 | For |
| BlackRock | 2,634,482 | 0 | 0 | 0 | For |
| EARNEST PARTNERS LLC | 2,456,530 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,201,848 | 0 | 0 | 0 | For |
| Thrivent | 1,757,714 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 1,732,171 | 0 | 0 | Against |
| Wellington | 1,614,926 | 0 | 0 | 0 | For |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 1,392,977 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 1,232,123 | 0 | 0 | 0 | For |
| Clearbridge Investments, LLC | 1,177,835 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,075,000 | 0 | 0 | 0 | For |
| Virtus | 1,021,148 | 0 | 0 | 0 | For |
| State Street | 782,191 | 0 | 0 | 0 | For |
| Charles Schwab | 779,900 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 771,732 | 0 | 0 | 0 | For |
| UBS | 0 | 764,210 | 0 | 0 | Against |
| HARBOR FUNDS | 717,194 | 0 | 0 | 0 | For |
| Dimensional | 0 | 675,016 | 0 | 0 | Against |
| Capital Group | 618,291 | 0 | 0 | 0 | For |
| Burgundy Asset Management Ltd. | 598,924 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,003 | 0 | 0 | 0 | For |
| GW&K Investment Management, LLC | 5,942 | 529,672 | 0 | 0 | Against |
Showing the 25 largest of 354 asset managers. See all 354 in the interactive database.
Combines 7 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Irwin N. Gold”): 204,808,721 for, 21,535,542 withheld, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 104 asset managers below cast 99.9% of the shares they voted on this item FOR (12,555,377 for, 96 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,463,681 | 0 | 900 | 0 | For |
| Fidelity | 957,217 | 0 | 708,291 | 0 | For |
| BlackRock | 1,114,893 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 0 | 0 | 1,075,000 | 0 | Abstain |
| Virtus | 0 | 0 | 1,021,148 | 0 | Abstain |
| Thrivent | 0 | 0 | 873,394 | 0 | Abstain |
| T. Rowe Price | 0 | 0 | 844,670 | 0 | Abstain |
| HARBOR FUNDS | 0 | 0 | 717,194 | 0 | Abstain |
| Neuberger Berman | 686,863 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 0 | 603,465 | 0 | Abstain |
| Columbia Threadneedle | 0 | 0 | 566,003 | 0 | Abstain |
| Dimensional | 0 | 0 | 532,247 | 0 | Abstain |
| Legg Mason | 465,300 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 465,000 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 435,600 | 0 | 0 | 0 | For |
| AMCAP FUND | 387,294 | 0 | 0 | 0 | For |
| Charles Schwab | 379,555 | 0 | 0 | 0 | For |
| John Hancock | 192,091 | 0 | 53,630 | 0 | For |
| AB RELATIVE VALUE FUND, INC. | 0 | 0 | 244,930 | 0 | Abstain |
| Waddell & Reed | 0 | 0 | 243,951 | 0 | Abstain |
| Principal | 0 | 0 | 191,025 | 0 | Abstain |
| Goldman Sachs | 137,431 | 0 | 22,647 | 0 | For |
| Lincoln Financial | 0 | 0 | 151,337 | 0 | Abstain |
| Royce | 0 | 0 | 131,647 | 0 | Abstain |
| TIAA | 0 | 0 | 130,460 | 0 | Abstain |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Combines 7 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Cyrus D. Walker”): 197,960,324 for, 28,383,939 withheld, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 104 asset managers below cast 99.9% of the shares they voted on this item FOR (10,508,657 for, 96 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,463,681 | 0 | 900 | 0 | For |
| Fidelity | 957,217 | 0 | 708,291 | 0 | For |
| BlackRock | 1,114,893 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 0 | 0 | 1,075,000 | 0 | Abstain |
| Virtus | 0 | 0 | 1,021,148 | 0 | Abstain |
| Thrivent | 0 | 0 | 873,394 | 0 | Abstain |
| T. Rowe Price | 0 | 0 | 844,670 | 0 | Abstain |
| HARBOR FUNDS | 0 | 0 | 717,194 | 0 | Abstain |
| Neuberger Berman | 0 | 0 | 686,863 | 0 | Abstain |
| AllianceBernstein | 0 | 0 | 603,465 | 0 | Abstain |
| Columbia Threadneedle | 0 | 0 | 566,003 | 0 | Abstain |
| Dimensional | 0 | 0 | 532,247 | 0 | Abstain |
| Legg Mason | 465,300 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 0 | 0 | 465,000 | 0 | Abstain |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 435,600 | 0 | Abstain |
| AMCAP FUND | 387,294 | 0 | 0 | 0 | For |
| Charles Schwab | 379,555 | 0 | 0 | 0 | For |
| John Hancock | 192,091 | 0 | 53,630 | 0 | For |
| AB RELATIVE VALUE FUND, INC. | 0 | 0 | 244,930 | 0 | Abstain |
| Waddell & Reed | 0 | 0 | 243,951 | 0 | Abstain |
| Principal | 0 | 0 | 191,025 | 0 | Abstain |
| Goldman Sachs | 4,065 | 0 | 156,013 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 151,337 | 0 | Abstain |
| Royce | 0 | 0 | 131,647 | 0 | Abstain |
| TIAA | 0 | 0 | 130,460 | 0 | Abstain |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Gillian B. Zucker”): 221,764,492 for, 4,581,658 withheld, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 104 asset managers below cast 100% of the shares they voted on this item FOR (20,199,135 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,464,581 | 0 | 0 | 0 | For |
| Fidelity | 1,665,508 | 0 | 0 | 0 | For |
| BlackRock | 1,114,893 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,075,000 | 0 | 0 | 0 | For |
| Virtus | 1,021,148 | 0 | 0 | 0 | For |
| Thrivent | 873,394 | 0 | 0 | 0 | For |
| T. Rowe Price | 844,670 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 717,194 | 0 | 0 | 0 | For |
| Neuberger Berman | 686,863 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 0 | 603,465 | 0 | Abstain |
| Columbia Threadneedle | 566,003 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 532,247 | 0 | Abstain |
| Legg Mason | 465,300 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 465,000 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 435,600 | 0 | 0 | 0 | For |
| AMCAP FUND | 387,294 | 0 | 0 | 0 | For |
| Charles Schwab | 379,555 | 0 | 0 | 0 | For |
| John Hancock | 205,893 | 0 | 39,828 | 0 | For |
| AB RELATIVE VALUE FUND, INC. | 0 | 0 | 244,930 | 0 | Abstain |
| Waddell & Reed | 243,951 | 0 | 0 | 0 | For |
| Principal | 42,809 | 0 | 148,216 | 0 | Abstain |
| Goldman Sachs | 160,078 | 0 | 0 | 0 | For |
| Lincoln Financial | 145,904 | 0 | 5,433 | 0 | For |
| Royce | 131,647 | 0 | 0 | 0 | For |
| TIAA | 130,460 | 0 | 0 | 0 | For |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Combines 6 wordings of this item as funds reported it.
86% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 4: Amend and Restate the Amended and Restated Certificate of Incorporation”): 195,390,127 for, 30,887,664 against, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 104 asset managers below cast 43% of the shares they voted on this item FOR (9,484,237 for, 12,490,957 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,846,114 | 618,467 | 0 | 0 | For |
| Fidelity | 895,959 | 769,549 | 0 | 0 | For |
| BlackRock | 1,114,893 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 0 | 1,075,000 | 0 | 0 | Against |
| Virtus | 0 | 1,021,148 | 0 | 0 | Against |
| Thrivent | 0 | 873,394 | 0 | 0 | Against |
| T. Rowe Price | 0 | 844,670 | 0 | 0 | Against |
| HARBOR FUNDS | 0 | 717,194 | 0 | 0 | Against |
| Neuberger Berman | 0 | 686,863 | 0 | 0 | Against |
| AllianceBernstein | 0 | 603,465 | 0 | 0 | Against |
| Columbia Threadneedle | 566,003 | 0 | 0 | 0 | For |
| Dimensional | 0 | 532,247 | 0 | 0 | Against |
| Legg Mason | 0 | 465,300 | 0 | 0 | Against |
| FMI FUNDS INC | 0 | 465,000 | 0 | 0 | Against |
| FRANKLIN STRATEGIC SERIES | 0 | 435,600 | 0 | 0 | Against |
| AMCAP FUND | 387,294 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 379,555 | 0 | 0 | Against |
| John Hancock | 138,395 | 107,326 | 0 | 0 | For |
| AB RELATIVE VALUE FUND, INC. | 0 | 244,930 | 0 | 0 | Against |
| Waddell & Reed | 0 | 243,951 | 0 | 0 | Against |
| Principal | 50,300 | 140,725 | 0 | 0 | Against |
| Goldman Sachs | 0 | 160,078 | 0 | 0 | Against |
| Lincoln Financial | 0 | 151,337 | 0 | 0 | Against |
| Royce | 0 | 131,647 | 0 | 0 | Against |
| TIAA | 0 | 130,460 | 0 | 0 | Against |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 3: Ratification of Independent Registered Public Accounting Firm”): 227,354,899 for, 1,084,034 against, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 103 asset managers below cast 99.9% of the shares they voted on this item FOR (21,972,222 for, 752 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,464,581 | 0 | 0 | 0 | For |
| Fidelity | 1,665,508 | 0 | 0 | 0 | For |
| BlackRock | 1,114,893 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,075,000 | 0 | 0 | 0 | For |
| Virtus | 1,021,148 | 0 | 0 | 0 | For |
| Thrivent | 873,394 | 0 | 0 | 0 | For |
| T. Rowe Price | 844,670 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 717,194 | 0 | 0 | 0 | For |
| Neuberger Berman | 686,863 | 0 | 0 | 0 | For |
| AllianceBernstein | 603,465 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,003 | 0 | 0 | 0 | For |
| Dimensional | 532,247 | 0 | 0 | 0 | For |
| Legg Mason | 465,300 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 465,000 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 435,600 | 0 | 0 | 0 | For |
| AMCAP FUND | 387,294 | 0 | 0 | 0 | For |
| Charles Schwab | 379,555 | 0 | 0 | 0 | For |
| John Hancock | 245,721 | 0 | 0 | 0 | For |
| AB RELATIVE VALUE FUND, INC. | 244,930 | 0 | 0 | 0 | For |
| Waddell & Reed | 243,951 | 0 | 0 | 0 | For |
| Principal | 191,025 | 0 | 0 | 0 | For |
| Goldman Sachs | 160,078 | 0 | 0 | 0 | For |
| Lincoln Financial | 151,337 | 0 | 0 | 0 | For |
| Royce | 131,647 | 0 | 0 | 0 | For |
| TIAA | 130,460 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
96% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 217,443,187 for, 8,831,426 against, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 9 asset managers below cast 95% of the shares they voted on this item FOR (478,423 for, 24,868 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 434,400 | 0 | 0 | 0 | For |
| JPMorgan | 26,552 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 24,424 | 0 | 0 | Against |
| EFG Asset Management (North America) Corp. | 11,287 | 0 | 0 | 0 | For |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 3,064 | 0 | 0 | 0 | For |
| TIMOTHY PLAN | 2,220 | 0 | 0 | 0 | For |
| Triasima Portfolio Management inc. | 800 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 444 | 0 | 0 | Against |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 100 | 0 | 0 | 0 | For |
Combines 5 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 217,443,187 for, 8,831,426 against, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 6 asset managers below cast 47.4% of the shares they voted on this item FOR (33,726 for, 37,383 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Taylor Frigon Capital Management LLC | 28,768 | 0 | 0 | 0 | For |
| Granite Investment Partners, LLC | 0 | 25,285 | 0 | 0 | Against |
| Zurich Insurance Group Ltd/FI | 0 | 11,900 | 0 | 0 | Against |
| AMERICAN PENSION INVESTORS TRUST | 3,850 | 0 | 0 | 0 | For |
| Parisi Gray Wealth Management | 1,108 | 0 | 0 | 0 | For |
| Empower | 0 | 198 | 0 | 0 | Against |
96% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 217,443,187 for, 8,831,426 against, per its Form 8-K filed 2023-09-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 2 asset managers below cast 100% of the shares they voted on this item FOR (55,308 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Segall Bryant & Hamill Trust | 40,330 | 0 | 0 | 0 | For |
| Grandeur Peak Global Trust | 14,978 | 0 | 0 | 0 | For |
Ranked by the number of HOULIHAN LOKEY INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 63,806,156 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 10.24% |
| 2 | Maryland State Retirement & Pension System | 4.70% |
| 3 | Fidelity | 4.62% |
| 4 | AllianceBernstein | 4.23% |
| 5 | BlackRock | 4.13% |
| 6 | EARNEST PARTNERS LLC | 3.85% |
| 7 | T. Rowe Price | 3.45% |
| 8 | Thrivent | 2.75% |
| 9 | Neuberger Berman | 2.71% |
| 10 | Wellington | 2.53% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| HL Voting Trust | 25.69% | DEF14A |
| Irwin N. Gold | 25.69% | DEF14A |
| Scott L. Beiser | 25.69% | DEF14A |
| BlackRock Fund Advisors | 8.32% | DEF14A |
| Vanguard Group | 8.31% | 13F |
| EARNEST Partners, LLC | 5.06% | DEF14A |
| Kayne Anderson Rudnick Investment Management, LLC | 4.37% | DEF14A |
| Wellington Management | 3.16% | 13F |
| State Street | 2.51% | 13F |
| FMR (Fidelity) | 2.25% | 13F |
Percentages above are of 63,806,156 shares outstanding, as reported by HOULIHAN LOKEY INC. on its Form 10-Q dated 2023-06-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HOULIHAN LOKEY INC.’s 10-Q dated 2023-06-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At HOULIHAN LOKEY INC.'s shareholder meeting held 2023-09-20, in the 2023-2024 proxy season, 380 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,602 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers as disclosed… — FOR was 96% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HOULIHAN LOKEY INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2023-09-22.
HOULIHAN LOKEY INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.