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Compiled from SEC Form N-PX filings and HOULIHAN LOKEY INC.’s Form 8-K, filed 2024-09-23 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore HOULIHAN LOKEY INC. in the interactive database Compare manager voting policies
These tallies are HOULIHAN LOKEY INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-09-23 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Scott J. Adelson | 198,002,434 | -- | -- | 15,072,800 | 2,028,702 | Majority: yes |
| Elect Director: Ekpedeme M. Bassey | 195,814,918 | -- | -- | 17,260,316 | 2,028,702 | Majority: yes |
| Elect Director: Robert A. Schriesheim | 192,456,940 | -- | -- | 20,209,909 | 2,437,087 | Majority: yes |
| Elect Director: P. Eric Siegert | 207,711,356 | -- | -- | 4,970,402 | 2,422,178 | Majority: yes |
| Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation | 206,218,345 | 6,854,293 | 29,183 | -- | 2,002,115 | Majority: yes |
| Proposal 4: Ratification of Independent Registered Public Accounting Firm | 213,470,217 | 1,601,349 | 32,370 | -- | 0 | Majority: yes |
Source: HOULIHAN LOKEY INC., Form 8-K, filed with the SEC on 2024-09-23 — read the filing on EDGAR.
Each item below shows how the 436 asset managers that disclosed a HOULIHAN LOKEY INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HOULIHAN LOKEY INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 13 wordings of this item as funds reported it.
99.9% fund support · no official result
The 411 asset managers below cast 99.9% of the shares they voted on this item FOR (174,901 for, 21 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| Fidelity | 0 | 0 | 0 | 0 | One Year |
| BlackRock | 0 | 0 | 0 | 0 | 1 Year |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0 | One Year |
| EARNEST PARTNERS LLC | 0 | 0 | 0 | 0 | One Year |
| T. Rowe Price | 0 | 0 | 0 | 0 | One Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| Neuberger Berman | 0 | 0 | 0 | 0 | 1 Year |
| Thrivent | 0 | 0 | 0 | 0 | One Year |
| Wellington | 0 | 0 | 0 | 0 | 1 Year |
| Capital Group | 0 | 0 | 0 | 0 | 1Yr |
| BAMCO INC /NY/ | 0 | 0 | 0 | 0 | One Year |
| Virtus | 0 | 0 | 0 | 0 | One Year |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 0 | 0 | 0 | 0 | One Year |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | One Year |
| Charles Schwab | 0 | 0 | 0 | 0 | 1 Year |
| AllianceBernstein | 0 | 0 | 0 | 0 | One Year |
| Clearbridge Investments, LLC | 0 | 0 | 0 | 0 | One Year |
| UBS | 0 | 0 | 0 | 0 | One Year |
| Invesco | 0 | 0 | 0 | 0 | One Year |
| HARBOR FUNDS | 0 | 0 | 0 | 0 | 1 Year |
| FMI FUNDS INC | 0 | 0 | 0 | 0 | 1 Year |
| Northern Trust | 0 | 0 | 0 | 0 | 1 Year |
| EAGLE ASSET MANAGEMENT INC | 0 | 0 | 0 | 0 | One Year |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0 | One Year |
Showing the 25 largest of 411 asset managers. See all 411 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 218 asset managers below cast 69% of the shares they voted on this item FOR (11,298,573 for, 5,152,033 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 4,443,216 | 73 | 0 | 0 | For |
| Neuberger Berman | 0 | 1,539,380 | 0 | 0 | Against |
| Wellington | 1,321,603 | 0 | 0 | 0 | For |
| Charles Schwab | 923,176 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 617,586 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 0 | 605,000 | 0 | 0 | Against |
| Vanguard | 559,451 | 0 | 0 | 0 | For |
| Northern Trust | 555,641 | 0 | 0 | 0 | For |
| FIDUCIARY MANAGEMENT INC /WI/ | 0 | 449,323 | 0 | 0 | Against |
| Natixis | 0 | 392,598 | 0 | 0 | Against |
| GW&K Investment Management, LLC | 0 | 95,823 | 0 | 0 | Split |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 372,462 | 0 | 0 | Against |
| TRUST FOR PROFESSIONAL MANAGERS | 357,477 | 7,352 | 0 | 0 | For |
| CARILLON SERIES TRUST | 339,065 | 0 | 0 | 0 | For |
| WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC | 0 | 0 | 0 | 0 | Not Voted |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 236,732 | 0 | 0 | 0 | For |
| Van Berkom & Associates Inc. | 222,660 | 0 | 0 | 0 | For |
| ARGENT CAPITAL MANAGEMENT LLC | 210,925 | 0 | 0 | 0 | For |
| John Hancock | 130,648 | 75,930 | 0 | 0 | For |
| Jackson National | 136,153 | 7,113 | 0 | 0 | For |
| Russell Investments | 0 | 137,838 | 0 | 0 | Against |
| Bridge Builder Trust | 135,144 | 0 | 0 | 0 | For |
| GHP Investment Advisors, Inc. | 0 | 127,501 | 0 | 0 | Against |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 118,140 | 0 | 0 | Against |
| RAYMOND JAMES & ASSOCIATES | 0 | 107,319 | 0 | 0 | Against |
Showing the 25 largest of 218 asset managers. See all 218 in the interactive database.
Combines 2 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 202 asset managers below cast 97% of the shares they voted on this item FOR (39,180,263 for, 1,290,256 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,789,657 | 0 | 0 | 0 | For |
| Fidelity | 4,451,391 | 91,858 | 0 | 0 | For |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 2,727,836 | 0 | 0 | 0 | For |
| EARNEST PARTNERS LLC | 2,712,344 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,201,023 | 0 | 0 | 0 | For |
| State Street | 1,889,956 | 0 | 0 | 0 | For |
| Thrivent | 1,469,619 | 0 | 0 | 0 | For |
| Capital Group | 1,190,765 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 1,186,623 | 0 | 0 | 0 | For |
| Virtus | 1,162,290 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 947,577 | 0 | 0 | 0 | For |
| AllianceBernstein | 896,892 | 0 | 0 | 0 | For |
| Clearbridge Investments, LLC | 862,462 | 0 | 0 | 0 | For |
| UBS | 664,398 | 0 | 0 | 0 | For |
| Invesco | 661,394 | 0 | 0 | 0 | For |
| EAGLE ASSET MANAGEMENT INC | 564,598 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 533,345 | 0 | 0 | 0 | For |
| Dimensional | 0 | 533,114 | 0 | 0 | Against |
| Burgundy Asset Management Ltd. | 495,744 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 456,300 | 0 | 0 | 0 | For |
| First Trust | 415,121 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| Ancora Advisors LLC | 367,963 | 0 | 0 | 0 | For |
| Goldman Sachs | 320,394 | 3,965 | 0 | 0 | For |
Showing the 25 largest of 202 asset managers. See all 202 in the interactive database.
Combines 6 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Ekpedeme M. Bassey”): 195,814,918 for, 17,260,316 withheld, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 118 asset managers below cast 100% of the shares they voted on this item FOR (18,319,131 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 0 | 0 | 1,162,290 | 0 | Abstain |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 739,507 | 0 | Abstain |
| Thrivent | 0 | 0 | 729,412 | 0 | Abstain |
| HARBOR FUNDS | 0 | 0 | 617,586 | 0 | Abstain |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 422,708 | 0 | 2,485 | 0 | For |
| First Trust | 0 | 0 | 414,472 | 0 | Abstain |
| Dimensional | 0 | 0 | 401,270 | 0 | Abstain |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 7,352 | 0 | 357,477 | 0 | Abstain |
| CARILLON SERIES TRUST | 0 | 0 | 339,065 | 0 | Abstain |
| AllianceBernstein | 0 | 0 | 316,218 | 0 | Abstain |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 133,871 | 0 | 72,707 | 0 | For |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: P. Eric Siegert”): 207,711,356 for, 4,970,402 withheld, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 118 asset managers below cast 100% of the shares they voted on this item FOR (23,746,294 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 1,162,290 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 739,507 | 0 | Abstain |
| Thrivent | 729,412 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 617,586 | 0 | 0 | 0 | For |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 2,688 | 0 | 422,505 | 0 | Abstain |
| First Trust | 414,472 | 0 | 0 | 0 | For |
| Dimensional | 401,270 | 0 | 0 | 0 | For |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 364,829 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 339,065 | 0 | 0 | 0 | For |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 196,376 | 0 | 10,202 | 0 | For |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Robert A. Schriesheim”): 192,456,940 for, 20,209,909 withheld, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 118 asset managers below cast 100% of the shares they voted on this item FOR (16,759,994 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 1,820,308 | 0 | 833,331 | 0 | For |
| Virtus | 0 | 0 | 1,162,290 | 0 | Abstain |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 739,507 | 0 | Abstain |
| Thrivent | 0 | 0 | 729,412 | 0 | Abstain |
| HARBOR FUNDS | 0 | 0 | 617,586 | 0 | Abstain |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 215 | 0 | 424,978 | 0 | Abstain |
| First Trust | 0 | 0 | 414,472 | 0 | Abstain |
| Dimensional | 0 | 0 | 401,270 | 0 | Abstain |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 7,352 | 0 | 357,477 | 0 | Abstain |
| CARILLON SERIES TRUST | 0 | 0 | 339,065 | 0 | Abstain |
| AllianceBernstein | 0 | 0 | 316,218 | 0 | Abstain |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 133,871 | 0 | 72,707 | 0 | For |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Scott J. Adelson”): 198,002,434 for, 15,072,800 withheld, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 118 asset managers below cast 100% of the shares they voted on this item FOR (19,522,248 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 0 | 0 | 1,162,290 | 0 | Abstain |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 739,507 | 0 | 0 | 0 | For |
| Thrivent | 0 | 0 | 729,412 | 0 | Abstain |
| HARBOR FUNDS | 0 | 0 | 617,586 | 0 | Abstain |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 422,708 | 0 | 2,485 | 0 | For |
| First Trust | 0 | 0 | 414,472 | 0 | Abstain |
| Dimensional | 0 | 0 | 401,270 | 0 | Abstain |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 7,352 | 0 | 357,477 | 0 | Abstain |
| CARILLON SERIES TRUST | 0 | 0 | 339,065 | 0 | Abstain |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 144,073 | 0 | 62,505 | 0 | For |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 4: Ratification of Independent Registered Public Accounting Firm”): 213,470,217 for, 1,601,349 against, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 116 asset managers below cast 99.9% of the shares they voted on this item FOR (25,054,099 for, 1,945 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 1,162,290 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 739,507 | 0 | 0 | 0 | For |
| Thrivent | 729,412 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 617,586 | 0 | 0 | 0 | For |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 425,148 | 45 | 0 | 0 | For |
| First Trust | 414,472 | 0 | 0 | 0 | For |
| Dimensional | 401,270 | 0 | 0 | 0 | For |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 364,829 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 339,065 | 0 | 0 | 0 | For |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 206,578 | 0 | 0 | 0 | For |
Showing the 25 largest of 116 asset managers. See all 116 in the interactive database.
97% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 11 asset managers below cast 93% of the shares they voted on this item FOR (559,741 for, 45,002 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 438,679 | 0 | 0 | 0 | For |
| JPMorgan | 77,908 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 35,422 | 0 | 0 | Against |
| Empower | 26,700 | 0 | 0 | 0 | For |
| Triasima Portfolio Management inc. | 3,482 | 9,000 | 0 | 0 | Against |
| TD ASSET MANAGEMENT INC | 7,000 | 0 | 0 | 0 | For |
| EFG Asset Management (North America) Corp. | 5,435 | 0 | 0 | 0 | For |
| GuideStone | 462 | 0 | 0 | 0 | For |
| Regime de rentes du Mouvement Desjardins | 0 | 380 | 0 | 0 | Against |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 200 | 0 | 0 | Against |
| HC CAPITAL TRUST | 75 | 0 | 0 | 0 | For |
100% fund support · no official result
The 9 asset managers below cast 100% of the shares they voted on this item FOR (445,679 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 438,679 | 0 | 0 | 0 | For |
| JPMorgan | 0 | 0 | 0 | 0 | One Year |
| Desjardins Global Asset Management Inc. | 0 | 0 | 0 | 0 | One Year |
| Empower | 0 | 0 | 0 | 0 | One Year |
| Triasima Portfolio Management inc. | 0 | 0 | 0 | 0 | One Year |
| TD ASSET MANAGEMENT INC | 7,000 | 0 | 0 | 0 | For |
| EFG Asset Management (North America) Corp. | 0 | 0 | 0 | 0 | One Year |
| GuideStone | 0 | 0 | 0 | 0 | One Year |
| HC CAPITAL TRUST | 0 | 0 | 0 | 0 | One Year |
Combines 5 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 6 asset managers below cast 82% of the shares they voted on this item FOR (1,881 for, 400 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Parisi Gray Wealth Management | 1,066 | 0 | 0 | 0 | For |
| GAMMA Investing LLC | 808 | 0 | 0 | 0 | For |
| Wallington Asset Management, LLC | 0 | 202 | 0 | 0 | Against |
| Empower | 0 | 198 | 0 | 0 | Against |
| MQS Management LLC | 7 | 0 | 0 | 0 | For |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 5 asset managers below cast 100% of the shares they voted on this item FOR (36,866 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Pier Capital, LLC | 36,216 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 0 | 0 | 1 |
| Dunham Funds | 650 | 0 | 0 | 0 | For |
| MQS Management LLC | 0 | 0 | 0 | 0 | 1 Year |
| Wallington Asset Management, LLC | 0 | 0 | 0 | 0 | -- |
97% Majority: yes · of votes cast
HOULIHAN LOKEY INC.’s own tally for this item (“Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed 2024-09-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 3 asset managers below cast 100% of the shares they voted on this item FOR (44,777 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Pier Capital, LLC | 36,216 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 7,911 | 0 | 0 | 0 | For |
| Dunham Funds | 650 | 0 | 0 | 0 | For |
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (27,237 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 26,700 | 0 | 0 | 0 | For |
| GuideStone | 462 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 75 | 0 | 0 | 0 | For |
Ranked by the number of HOULIHAN LOKEY INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | Vanguard | 6,349,108 |
| 2 | Fidelity | 4,543,249 |
| 3 | BlackRock | 4,443,289 |
| 4 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 2,727,836 |
| 5 | EARNEST PARTNERS LLC | 2,712,344 |
| 6 | T. Rowe Price | 2,201,023 |
| 7 | State Street | 1,889,956 |
| 8 | Neuberger Berman | 1,539,380 |
| 9 | Thrivent | 1,469,619 |
| 10 | Wellington | 1,321,603 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to HOULIHAN LOKEY INC. for the 2024-2025 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At HOULIHAN LOKEY INC.'s shareholder meeting held 2024-09-18, in the 2024-2025 proxy season, 436 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,043 separate fund positions. Their filings are grouped here into 14 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. HOULIHAN LOKEY INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the frequency (every one, two or THREE YEARS) of future… — the reporting funds cast 99.9% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
HOULIHAN LOKEY INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.