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LIQUIDIA CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and LIQUIDIA CORP.’s Form 8-K, filed 2024-06-21 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 9Reported items
  • 148Asset managers
  • 1,152Fund votes
  • 2024-06-20Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore LIQUIDIA CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by LIQUIDIA CORP.

These tallies are LIQUIDIA CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-21 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

LIQUIDIA CORP. — official shareholder meeting results, meeting held 2024-06-20
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Damian deGoa 34,392,691---- 1,368,20619,308,637 Majority: yes
Elect Director: Arthur Kirsch 35,036,687---- 724,21019,308,637 Majority: yes
Elect Director: Paul B. Manning 24,310,666---- 11,450,23119,308,637 Majority: yes
Proposal 2: Approval of the Charter amendment The vote with respect to the approval of the Charter amendment was as follows: 53,674,6821,349,67145,181 ---- Majority: yes
Proposal 3: Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year 55,016,99439,56812,972 ---- Majority: yes
Proposal 4: Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs was as follows: 31,829,9483,823,031107,918 --19,308,637 Majority: yes

Source: LIQUIDIA CORP., Form 8-K, filed with the SEC on 2024-06-21 — read the filing on EDGAR.

How asset managers voted at the LIQUIDIA CORP. 2023-2024 meeting

Each item below shows how the 148 asset managers that disclosed a LIQUIDIA CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LIQUIDIA CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, on an advisory basis, the compensation of our named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

75% fund support · no official result

FOR 69%AGAINST 23%8%

The 142 asset managers below cast 75% of the shares they voted on this item FOR (11,646,224 for, 3,924,241 against).

FOR: 11,646,224 (68.7%)AGAINST: 3,924,241 (23.1%)ABSTAIN: 1,383,663 (8.2%)
Largest asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers.” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,860,9710 00For
BlackRock2,278,80933,268 00For
Vestal Point Capital, LP02,039,478 00Against
FARALLON CAPITAL MANAGEMENT LLC1,485,7150 00For
Kynam Capital Management, LP00 1,347,4360Abstain
State Street950,30719,802 00For
Fidelity431,3110 00For
GEODE CAPITAL MANAGEMENT, LLC423,7670 00For
HARBERT FUND ADVISORS, INC.339,1580 00For
Federated Hermes335,877621 00For
Opaleye Management Inc.329,5000 00For
LB Partners LLC282,9470 00For
Charles Schwab270,0900 00For
Northern Trust259,69732 00For
SEI238,1130 00For
Mitsubishi UFJ Asset Management Co., Ltd.0152,901 00Against
OBERWEIS ASSET MANAGEMENT INC/0150,000 00Against
OBERWEIS FUNDS0150,000 00Against
MELLON INVESTMENTS Corp143,3840 00For
Nuveen0142,114 00Against
Equitable83,47256,760 00For
TIAA0140,021 00Against
Wellington136,2420 00For
Kepos Capital LP126,9610 00For
HighVista Strategies LLC121,7540 00For

Showing the 25 largest of 142 asset managers. See all 142 in the interactive database.

2. To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.

SECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

99% fund support · no official result

9%8%ONE YEAR 67%1 YEAR 15%

The 140 asset managers below cast 99% of the shares they voted on this item FOR (1,487,688 for, 21,692 against).

FOR: 1,487,688 (8.9%)AGAINST: 21,692 (0.1%)ABSTAIN: 1,359,663 (8.2%)ONE YEAR: 11,092,646 (66.7%)1 YEAR: 2,536,866 (15.3%)1-YEAR: 121,754 (0.7%)3 YEARS: 2,752 (0.0%)
Largest asset managers voting on “To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 00One Year
BlackRock00 00One Year
Vestal Point Capital, LP00 00One Year
FARALLON CAPITAL MANAGEMENT LLC1,485,7150 00For
Kynam Capital Management, LP00 1,347,4360Abstain
State Street00 00One Year
Fidelity00 00One Year
GEODE CAPITAL MANAGEMENT, LLC00 00One Year
HARBERT FUND ADVISORS, INC.00 001 Year
Federated Hermes00 001 Year
LB Partners LLC00 001 Year
Charles Schwab00 001 Year
Northern Trust00 001 Year
SEI00 001 Year
Mitsubishi UFJ Asset Management Co., Ltd.00 00One Year
OBERWEIS ASSET MANAGEMENT INC/00 00One Year
OBERWEIS FUNDS00 00One Year
MELLON INVESTMENTS Corp00 00One Year
Nuveen00 00One Year
Equitable00 00One Year
TIAA00 00One Year
Wellington00 001 Year
Kepos Capital LP00 001 Year
HighVista Strategies LLC00 001-Year
BOOTHBAY FUND MANAGEMENT, LLC00 001 Year

Showing the 25 largest of 140 asset managers. See all 140 in the interactive database.

3. Election of Directors: Arthur Kirsch

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 35,036,687WITHHELD: 724,210

LIQUIDIA CORP.’s own tally for this item (“Elect Director: Arthur Kirsch”): 35,036,687 for, 724,210 withheld, per its Form 8-K filed 2024-06-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 76,382,718 outstanding shares: 45.9% for, 1.0% withheld (46.8% of the company cast a for/withheld vote).

The 46 asset managers below cast 100% of the shares they voted on this item FOR (5,518,167 for, 0 against).

FOR 99.9%
FOR: 5,518,167 (100.0%)ABSTAIN: 10 (0.0%)
Largest asset managers voting on “Election of Directors: Arthur Kirsch” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,7350 100For
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

4. Election of Directors: Damian deGoa

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 34,392,691WITHHELD: 1,368,206

LIQUIDIA CORP.’s own tally for this item (“Elect Director: Damian deGoa”): 34,392,691 for, 1,368,206 withheld, per its Form 8-K filed 2024-06-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 76,382,718 outstanding shares: 45.0% for, 2% withheld (46.8% of the company cast a for/withheld vote).

The 46 asset managers below cast 100% of the shares they voted on this item FOR (5,310,272 for, 0 against).

FOR 96%
FOR: 5,310,272 (96.2%)ABSTAIN: 207,905 (3.8%)
Largest asset managers voting on “Election of Directors: Damian deGoa” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street2640 163,4810Abstain
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial00 41,1000Abstain
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

5. Election of Directors: Paul B. Manning

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

68% Majority: yes · of votes cast

FOR 68%WITHHELD 32%
FOR: 24,310,666WITHHELD: 11,450,231

LIQUIDIA CORP.’s own tally for this item (“Elect Director: Paul B. Manning”): 24,310,666 for, 11,450,231 withheld, per its Form 8-K filed 2024-06-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 76,382,718 outstanding shares: 32% for, 15% withheld (46.8% of the company cast a for/withheld vote).

The 46 asset managers below cast 100% of the shares they voted on this item FOR (92,117 for, 0 against).

ABSTAIN 98%
FOR: 92,117 (1.7%)ABSTAIN: 5,426,060 (98.3%)
Largest asset managers voting on “Election of Directors: Paul B. Manning” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 2,741,0480Abstain
BlackRock00 780,0880Abstain
Fidelity00 430,3400Abstain
Federated Hermes00 167,4940Abstain
State Street650 163,6800Abstain
OBERWEIS FUNDS00 150,0000Abstain
Equitable00 140,2320Abstain
TIAA00 140,0210Abstain
Charles Schwab00 135,0450Abstain
SEI00 118,1290Abstain
QUANTITATIVE MASTER SERIES LLC00 93,8240Abstain
Russell Investments67,9600 00For
Lincoln Financial00 41,1000Abstain
Invesco00 28,5230Abstain
Principal Exchange-Traded Funds00 26,6890Abstain
AQR00 25,0790Abstain
AIG/SunAmerica00 24,8060Abstain
Royce24,0000 00For
Northern Trust00 21,4930Abstain
Global X00 19,7710Abstain
Pacific Life00 18,1060Abstain
John Hancock00 18,0570Abstain
ProShares00 16,9180Abstain
ALPS ETF Trust00 15,3530Abstain
Bridge Builder Trust00 13,2200Abstain

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

6. To ratify the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Year Ending December 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%
FOR: 55,016,994AGAINST: 39,568

LIQUIDIA CORP.’s own tally for this item (“Proposal 3: Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registe”): 55,016,994 for, 39,568 against, per its Form 8-K filed 2024-06-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 76,382,718 outstanding shares: 72% for, 0.1% against (72% of the company cast a for/against vote).

The 46 asset managers below cast 99.9% of the shares they voted on this item FOR (5,518,155 for, 22 against).

FOR 99.9%
FOR: 5,518,155 (100.0%)AGAINST: 22 (0.0%)
Largest asset managers voting on “To ratify the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Account” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,72322 00For
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

7. To approve an amendment to our Charter to increase the total number of authorized shares of our common stock from 100,000,000 shares to 115,000,000 shares.

CAPITAL STRUCTUREMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 53,674,682AGAINST: 1,349,671

LIQUIDIA CORP.’s own tally for this item (“Proposal 2: Approval of the Charter amendment The vote with respect to the approval of the Charter amendment was as follows:”): 53,674,682 for, 1,349,671 against, per its Form 8-K filed 2024-06-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 76,382,718 outstanding shares: 70% for, 2% against (72% of the company cast a for/against vote).

The 45 asset managers below cast 100% of the shares they voted on this item FOR (5,518,085 for, 0 against).

FOR 100%
FOR: 5,518,085 (100.0%)
Largest asset managers voting on “To approve an amendment to our Charter to increase the total number of authorized shares of our common stock f” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,7450 00For
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.

8. Advisory Vote on Say on Pay Frequency

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

ONE YEAR 99.9%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (92 for, 0 against).

FOR: 92 (0.0%)ONE YEAR: 398,557 (100.0%)
Largest asset managers voting on “Advisory Vote on Say on Pay Frequency” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Eversept Partners, LP00 00One Year
Warren Street Wealth Advisors, LLC920 00For

9. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

89% Majority: yes · of votes cast

FOR 89%11%
FOR: 31,829,948AGAINST: 3,823,031

LIQUIDIA CORP.’s own tally for this item (“Proposal 4: Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs was as follows:”): 31,829,948 for, 3,823,031 against, per its Form 8-K filed 2024-06-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 76,382,718 outstanding shares: 42% for, 5% against (46.7% of the company cast a for/against vote).

The 2 asset managers below cast 100% of the shares they voted on this item FOR (398,649 for, 0 against).

FOR 100%
FOR: 398,649 (100.0%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Eversept Partners, LP398,5570 00For
Warren Street Wealth Advisors, LLC920 00For

Largest LIQUIDIA CORP. shareholders voting in 2023-2024

Ranked by the number of LIQUIDIA CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 76,382,718 shares outstanding at the time of that meeting.

Top LIQUIDIA CORP. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 3.75%
2BlackRock 3.03%
3Vestal Point Capital, LP 2.67%
4FARALLON CAPITAL MANAGEMENT LLC 1.95%
5Kynam Capital Management, LP 1.76%
6State Street 1.27%
7Fidelity 0.56%
8GEODE CAPITAL MANAGEMENT, LLC 0.55%
9HARBERT FUND ADVISORS, INC. 0.44%
10Federated Hermes 0.44%

Reported LIQUIDIA CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

LIQUIDIA CORP. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
David Johnson 13.68% DEF14A
Caligan Partners LP 13.56% DEF14A
Legend Aggregator, LP 9.40% DEF14A
S 8.74% 13G
Paul B. Manning 8.29% DEF14A
BlackRock 6.85% 13F
Vanguard Group 5.19% 13F
Roger Jeffs, Ph.D. 4.96% DEF14A
Goldman Sachs 3.64% 13F
Damian deGoa 1.92% DEF14A

Percentages above are of 76,382,718 shares outstanding, as reported by LIQUIDIA CORP. on its Form 10-Q dated 2024-05-02 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LIQUIDIA CORP.’s 10-Q dated 2024-05-02. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At LIQUIDIA CORP.'s shareholder meeting held 2024-06-20, in the 2023-2024 proxy season, 148 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,152 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LIQUIDIA CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of our named executive officers. — the reporting funds cast 75% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

LIQUIDIA CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.