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Compiled from SEC Form N-PX filings and Liquidia Corporation’s Form 8-K, filed 2025-06-18 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Liquidia Corporation in the interactive database Compare manager voting policies
These tallies are Liquidia Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-18 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Stephen Bloch, M.D. | 39,609,683 | -- | -- | 6,598,760 | 21,352,314 | Majority: yes |
| Elect Director: Joanna Horobin, M.B., C.H.B. | 45,361,656 | -- | -- | 846,787 | 21,352,314 | Majority: yes |
| Elect Director: Roger A. Jeffs, Ph.D. | 46,091,138 | -- | -- | 117,305 | 21,352,314 | Majority: yes |
| Proposal 2: Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year | 67,519,260 | 30,220 | 11,277 | -- | -- | Majority: yes |
| Proposal 3: Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs was as follows: | 44,393,482 | 1,313,301 | 501,660 | -- | 21,352,314 | Majority: yes |
Source: Liquidia Corporation, Form 8-K, filed with the SEC on 2025-06-18 — read the filing on EDGAR.
Each item below shows how the 177 asset managers that disclosed a Liquidia Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Liquidia Corporation’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 3 wordings of this item as funds reported it.
99.6% fund support · no official result
The 169 asset managers below cast 99.6% of the shares they voted on this item FOR (53,094,649 for, 197,483 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FINDELL CAPITAL MANAGEMENT LLC | 29,000,000 | 0 | 0 | 0 | For |
| Vanguard | 3,570,724 | 0 | 0 | 0 | For |
| BlackRock | 2,552,107 | 25,261 | 0 | 0 | For |
| Opaleye Management Inc. | 2,210,000 | 0 | 0 | 0 | For |
| FARALLON CAPITAL MANAGEMENT LLC | 1,831,486 | 0 | 0 | 0 | For |
| Caligan Partners LP | 1,808,047 | 0 | 0 | 0 | For |
| State Street | 1,625,994 | 557 | 0 | 0 | For |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 1,616,778 | 0 | 0 | 0 | For |
| Fidelity | 1,400,325 | 0 | 0 | 0 | For |
| Charles Schwab | 861,657 | 0 | 0 | 0 | For |
| Vestal Point Capital, LP | 819,272 | 0 | 0 | 0 | For |
| Resolute Capital Asset Partners LLC | 424,876 | 0 | 0 | 0 | For |
| Kynam Capital Management, LP | 0 | 0 | 424,712 | 0 | Abstain |
| Janus Henderson | 379,447 | 0 | 0 | 0 | For |
| Northern Trust | 363,317 | 0 | 0 | 0 | For |
| HARBERT FUND ADVISORS, INC. | 339,158 | 0 | 0 | 0 | For |
| OBERWEIS ASSET MANAGEMENT INC/ | 250,900 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 250,900 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 223,346 | 0 | 0 | 0 | For |
| HighVista Strategies LLC | 203,509 | 0 | 0 | 0 | For |
| Velan Capital Investment Management LP | 200,000 | 0 | 0 | 0 | For |
| LB Partners LLC | 199,934 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 190,153 | 0 | 0 | 0 | For |
| Equitable | 179,578 | 0 | 0 | 0 | For |
| Mitsubishi UFJ Asset Management Co., Ltd. | 170,176 | 0 | 0 | 0 | For |
Showing the 25 largest of 169 asset managers. See all 169 in the interactive database.
Combines 2 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Liquidia Corporation’s own tally for this item (“Elect Director: Joanna Horobin, M.B., C.H.B.”): 45,361,656 for, 846,787 withheld, per its Form 8-K filed 2025-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,484,525 outstanding shares: 53.1% for, 1.0% withheld (54.1% of the company cast a for/withheld vote).
The 47 asset managers below cast 100% of the shares they voted on this item FOR (7,062,756 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,420,762 | 0 | 0 | 0 | For |
| BlackRock | 810,413 | 0 | 0 | 0 | For |
| Fidelity | 702,845 | 0 | 0 | 0 | For |
| Charles Schwab | 430,574 | 0 | 0 | 0 | For |
| State Street | 321,604 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 250,900 | 0 | 0 | 0 | For |
| Equitable | 179,578 | 0 | 0 | 0 | For |
| TIAA | 156,502 | 0 | 0 | 0 | For |
| First Trust | 145,586 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,731 | 0 | 0 | 0 | For |
| Russell Investments | 67,960 | 0 | 0 | 0 | For |
| Invesco | 59,382 | 0 | 0 | 0 | For |
| Lincoln Financial | 47,100 | 0 | 0 | 0 | For |
| Global X | 38,474 | 0 | 0 | 0 | For |
| Northern Trust | 35,855 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 32,688 | 0 | 0 | 0 | For |
| Brighthouse | 23,874 | 0 | 1,168 | 0 | For |
| ProShares | 24,839 | 0 | 0 | 0 | For |
| John Hancock | 22,529 | 0 | 0 | 0 | For |
| Pacific Life | 20,334 | 0 | 0 | 0 | For |
| Voya | 16,546 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 13,044 | 0 | 0 | 0 | For |
| New York Life | 12,783 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 12,654 | 0 | 0 | 0 | For |
| AQR | 10,962 | 0 | 0 | 0 | For |
Showing the 25 largest of 47 asset managers. See all 47 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Liquidia Corporation’s own tally for this item (“Elect Director: Roger A. Jeffs, Ph.D.”): 46,091,138 for, 117,305 withheld, per its Form 8-K filed 2025-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,484,525 outstanding shares: 53.9% for, 0.2% withheld (54.1% of the company cast a for/withheld vote).
The 47 asset managers below cast 100% of the shares they voted on this item FOR (7,063,530 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,420,762 | 0 | 0 | 0 | For |
| BlackRock | 810,413 | 0 | 0 | 0 | For |
| Fidelity | 702,845 | 0 | 0 | 0 | For |
| Charles Schwab | 430,574 | 0 | 0 | 0 | For |
| State Street | 321,600 | 0 | 4 | 0 | For |
| OBERWEIS FUNDS | 250,900 | 0 | 0 | 0 | For |
| Equitable | 179,578 | 0 | 0 | 0 | For |
| TIAA | 156,502 | 0 | 0 | 0 | For |
| First Trust | 145,586 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,731 | 0 | 0 | 0 | For |
| Russell Investments | 67,960 | 0 | 0 | 0 | For |
| Invesco | 59,382 | 0 | 0 | 0 | For |
| Lincoln Financial | 47,100 | 0 | 0 | 0 | For |
| Global X | 38,474 | 0 | 0 | 0 | For |
| Northern Trust | 35,855 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 32,688 | 0 | 0 | 0 | For |
| Brighthouse | 23,874 | 0 | 1,168 | 0 | For |
| ProShares | 24,839 | 0 | 0 | 0 | For |
| John Hancock | 22,529 | 0 | 0 | 0 | For |
| Pacific Life | 20,334 | 0 | 0 | 0 | For |
| Voya | 16,546 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 13,044 | 0 | 0 | 0 | For |
| New York Life | 12,783 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 12,654 | 0 | 0 | 0 | For |
| AQR | 10,962 | 0 | 0 | 0 | For |
Showing the 25 largest of 47 asset managers. See all 47 in the interactive database.
Combines 2 wordings of this item as funds reported it.
86% Majority: yes · of votes cast
Liquidia Corporation’s own tally for this item (“Elect Director: Stephen Bloch, M.D.”): 39,609,683 for, 6,598,760 withheld, per its Form 8-K filed 2025-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,484,525 outstanding shares: 46.3% for, 8% withheld (54.1% of the company cast a for/withheld vote).
The 47 asset managers below cast 100% of the shares they voted on this item FOR (5,115,267 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,420,762 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 810,413 | 0 | Abstain |
| Fidelity | 680,460 | 0 | 22,385 | 0 | For |
| Charles Schwab | 430,574 | 0 | 0 | 0 | For |
| State Street | 321,491 | 0 | 113 | 0 | For |
| OBERWEIS FUNDS | 0 | 0 | 250,900 | 0 | Abstain |
| Equitable | 0 | 0 | 179,578 | 0 | Abstain |
| TIAA | 156,502 | 0 | 0 | 0 | For |
| First Trust | 0 | 0 | 145,586 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 107,731 | 0 | Abstain |
| Russell Investments | 0 | 0 | 67,960 | 0 | Abstain |
| Invesco | 0 | 0 | 59,382 | 0 | Abstain |
| Lincoln Financial | 47,100 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 38,474 | 0 | Abstain |
| Northern Trust | 35,855 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 32,688 | 0 | Abstain |
| Brighthouse | 0 | 0 | 25,042 | 0 | Abstain |
| ProShares | 0 | 0 | 24,839 | 0 | Abstain |
| John Hancock | 0 | 0 | 22,529 | 0 | Abstain |
| Pacific Life | 0 | 0 | 20,334 | 0 | Abstain |
| Voya | 0 | 0 | 16,546 | 0 | Abstain |
| ETFis Series Trust I | 0 | 0 | 13,044 | 0 | Abstain |
| New York Life | 12,783 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 12,654 | 0 | Abstain |
| AQR | 0 | 0 | 10,962 | 0 | Abstain |
Showing the 25 largest of 47 asset managers. See all 47 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Liquidia Corporation’s own tally for this item (“Proposal 2: Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registe”): 67,519,260 for, 30,220 against, per its Form 8-K filed 2025-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,484,525 outstanding shares: 79% for, 0.1% against (79% of the company cast a for/against vote).
The 47 asset managers below cast 99.9% of the shares they voted on this item FOR (7,062,746 for, 788 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,420,762 | 0 | 0 | 0 | For |
| BlackRock | 810,413 | 0 | 0 | 0 | For |
| Fidelity | 702,845 | 0 | 0 | 0 | For |
| Charles Schwab | 430,574 | 0 | 0 | 0 | For |
| State Street | 321,594 | 10 | 0 | 0 | For |
| OBERWEIS FUNDS | 250,900 | 0 | 0 | 0 | For |
| Equitable | 179,578 | 0 | 0 | 0 | For |
| TIAA | 156,502 | 0 | 0 | 0 | For |
| First Trust | 145,586 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,731 | 0 | 0 | 0 | For |
| Russell Investments | 67,960 | 0 | 0 | 0 | For |
| Invesco | 59,382 | 0 | 0 | 0 | For |
| Lincoln Financial | 47,100 | 0 | 0 | 0 | For |
| Global X | 38,474 | 0 | 0 | 0 | For |
| Northern Trust | 35,855 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 32,688 | 0 | 0 | 0 | For |
| Brighthouse | 23,874 | 0 | 1,168 | 0 | For |
| ProShares | 24,839 | 0 | 0 | 0 | For |
| John Hancock | 22,529 | 0 | 0 | 0 | For |
| Pacific Life | 20,334 | 0 | 0 | 0 | For |
| Voya | 16,546 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 13,044 | 0 | 0 | 0 | For |
| New York Life | 12,783 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 12,654 | 0 | 0 | 0 | For |
| AQR | 10,962 | 0 | 0 | 0 | For |
Showing the 25 largest of 47 asset managers. See all 47 in the interactive database.
99.9% fund support · no official result
The 3 asset managers below cast 99.9% of the shares they voted on this item FOR (586,017 for, 500 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Tyro Capital Management LLC | 473,417 | 0 | 0 | 0 | For |
| Focus Partners Wealth | 90,000 | 500 | 0 | 0 | For |
| DIKER MANAGEMENT LLC | 22,600 | 0 | 0 | 0 | For |
97% Majority: yes · of votes cast
Liquidia Corporation’s own tally for this item (“Proposal 3: Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs was as follows:”): 44,393,482 for, 1,313,301 against, per its Form 8-K filed 2025-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 85,484,525 outstanding shares: 51.9% for, 2% against (53.5% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (134,602 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Eversept Partners, LP | 105,914 | 0 | 0 | 0 | For |
| JPMorgan | 28,688 | 0 | 0 | 0 | For |
Ranked by the number of Liquidia Corporation shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 85,484,525 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | FINDELL CAPITAL MANAGEMENT LLC | 33.92% |
| 2 | Vanguard | 4.18% |
| 3 | BlackRock | 3.02% |
| 4 | Opaleye Management Inc. | 2.59% |
| 5 | FARALLON CAPITAL MANAGEMENT LLC | 2.14% |
| 6 | Caligan Partners LP | 2.12% |
| 7 | State Street | 1.90% |
| 8 | DEERFIELD MANAGEMENT COMPANY, L.P. | 1.89% |
| 9 | Fidelity | 1.64% |
| 10 | Charles Schwab | 1.01% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Farallon Partners, L.L.C. | 9.91% | 13G |
| Caligan Partners LP | 9.64% | DEF14A |
| David Johnson | 9.64% | DEF14A |
| Paul B. Manning | 7.85% | DEF14A |
| BlackRock | 5.54% | 13F |
| Roger A. Jeffs, Ph.D. | 5.41% | DEF14A |
| Vanguard Group | 4.06% | 13F |
| Legend Aggregator, LP | 2.18% | 13G |
| State Street | 2.09% | 13F |
| Damian deGoa | 1.75% | DEF14A |
Percentages above are of 85,484,525 shares outstanding, as reported by Liquidia Corporation on its Form 10-Q dated 2025-05-01 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Liquidia Corporation’s 10-Q dated 2025-05-01. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Liquidia Corporation's shareholder meeting held 2025-06-17, in the 2024-2025 proxy season, 177 asset managers reported how they voted in their SEC Form N-PX filings, covering 746 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Liquidia Corporation's own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of our named executive officers. — the reporting funds cast 99.6% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
Liquidia Corporation proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.