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Compiled from SEC Form N-PX filings and LUMENTUM HOLDINGS INC.’s Form 8-K, filed 2023-11-21 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore LUMENTUM HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are LUMENTUM HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-11-21 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Harold L. Covert | 54,562,275 | 365,312 | 56,163 | -- | 6,171,060 | Majority: yes |
| Elect Director: Pamela F. Fletcher | 54,705,444 | 210,587 | 67,719 | -- | 6,171,060 | Majority: yes |
| Elect Director: Isaac H. Harris | 44,799,127 | 10,113,681 | 70,942 | -- | 6,171,060 | Majority: yes |
| Elect Director: Penelope A. Herscher | 53,505,137 | 1,422,971 | 55,642 | -- | 6,171,060 | Majority: yes |
| Elect Director: Julia S. Johnson | 53,925,528 | 987,472 | 70,750 | -- | 6,171,060 | Majority: yes |
| Elect Director: Brian J. Lillie | 44,808,932 | 10,116,011 | 58,807 | -- | 6,171,060 | Majority: yes |
| Elect Director: Alan S. Lowe | 54,599,845 | 306,826 | 77,079 | -- | 6,171,060 | Majority: yes |
| Elect Director: Ian S. Small | 44,747,666 | 10,178,916 | 57,168 | -- | 6,171,060 | Majority: yes |
| Elect Director: Janet S. Wong | 54,048,409 | 880,853 | 54,488 | -- | 6,171,060 | Majority: yes |
| (ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: | 26,653,255 | 28,222,008 | 108,487 | -- | 6,171,060 | Majority: no |
| (iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers: | 39,033,778 | 15,848,248 | 101,724 | -- | 6,171,060 | Majority: yes |
| (v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024: | 60,900,666 | 147,314 | 106,830 | -- | -- | Majority: yes |
Source: LUMENTUM HOLDINGS INC., Form 8-K, filed with the SEC on 2023-11-21 — read the filing on EDGAR.
Each item below shows how the 413 asset managers that disclosed a LUMENTUM HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LUMENTUM HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held 2023-11-17.
Combines 6 wordings of this item as funds reported it.
43% fund support · no official result
The 383 asset managers below cast 43% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the company's reported shares outstanding.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 16,466,810 | 0 | 0 | Against |
| Vanguard | 6,836,484 | 0 | 0 | 0 | For |
| Meeder Advisory Services, Inc. | 0 | 6,000,000 | 0 | 0 | Against |
| Invesco | 4,499,667 | 0 | 0 | 0 | For |
| AllianceBernstein | 4,283,906 | 0 | 0 | 0 | For |
| BlackRock | 3,498,293 | 32,056 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 2,214,555 | 0 | 0 | Against |
| Swedbank Robur Fonder AB | 0 | 2,000,000 | 0 | 0 | Against |
| Capital Group | 1,902,816 | 0 | 0 | 0 | For |
| Capital Research Global Investors | 1,902,767 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 1,522,623 | 0 | 0 | Against |
| State Street | 1,107,267 | 21,672 | 0 | 0 | For |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0 | 1,058,861 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 1,003,007 | 0 | 0 | 0 | For |
| Wellington | 942,664 | 0 | 0 | 0 | For |
| Divisar Capital Management LLC | 797,375 | 0 | 0 | 0 | For |
| Newton Investment Management North America, LLC | 0 | 755,848 | 0 | 0 | Against |
| Robeco Schweiz AG | 0 | 731,000 | 0 | 0 | Against |
| Hartford | 621,336 | 67,919 | 0 | 0 | For |
| EARNEST PARTNERS LLC | 0 | 686,969 | 0 | 0 | Against |
| Bridgewater | 0 | 640,990 | 0 | 0 | Against |
| Dimensional | 0 | 505,916 | 0 | 0 | Against |
| Northern Trust | 484,999 | 1,231 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 407,201 | 0 | 0 | Against |
| AMERIPRISE FINANCIAL INC | 26 | 394,089 | 0 | 0 | Against |
Showing the 25 largest of 383 asset managers. See all 383 in the interactive database.
Meeting held 2023-11-17.
Combines 6 wordings of this item as funds reported it.
66% fund support · no official result
The 378 asset managers below cast 66% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the company's reported shares outstanding.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 0 | 0 | 0 | One Year |
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| Meeder Advisory Services, Inc. | 0 | 0 | 0 | 0 | One Year |
| Invesco | 0 | 0 | 0 | 0 | One Year |
| AllianceBernstein | 0 | 0 | 0 | 0 | One Year |
| BlackRock | 0 | 0 | 0 | 0 | One Year |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | One Year |
| Swedbank Robur Fonder AB | 0 | 0 | 0 | 0 | One Year |
| Capital Group | 0 | 0 | 0 | 0 | One Year |
| Capital Research Global Investors | 0 | 0 | 0 | 0 | One Year |
| Charles Schwab | 0 | 0 | 0 | 0 | 1 Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0 | 0 | 0 | 0 | 1 Year |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | One Year |
| Wellington | 0 | 0 | 0 | 0 | 1 Year |
| Divisar Capital Management LLC | 0 | 0 | 0 | 0 | 1 Year |
| Newton Investment Management North America, LLC | 0 | 0 | 0 | 0 | One Year |
| Robeco Schweiz AG | 0 | 0 | 0 | 0 | 1 Year |
| Hartford | 0 | 0 | 0 | 0 | 1 Year |
| EARNEST PARTNERS LLC | 0 | 0 | 0 | 0 | One Year |
| Bridgewater | 0 | 0 | 0 | 0 | 1 Year |
| Dimensional | 0 | 0 | 0 | 0 | Three Years |
| Northern Trust | 0 | 0 | 0 | 0 | 1 Year |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | One Year |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0 | One Year |
Showing the 25 largest of 378 asset managers. See all 378 in the interactive database.
Meeting held 2023-11-17.
Combines 2 wordings of this item as funds reported it.
84% fund support · no official result
The 94 asset managers below cast 84% of the shares they voted on this item FOR (24,116,646 for, 4,463,270 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 2,214,555 | 0 | 0 | Against |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 621,336 | 67,919 | 0 | 0 | For |
| Dimensional | 0 | 379,717 | 0 | 0 | Against |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 264,571 | 0 | 0 | Against |
| BNY Mellon | 0 | 219,408 | 0 | 0 | Against |
| CARILLON SERIES TRUST | 0 | 195,670 | 0 | 0 | Against |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 2,938 | 157,241 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 115,796 | 10,530 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 0 | 83,518 | 0 | 0 | Against |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 58,746 | 0 | 0 | Against |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 0 | 49,978 | 0 | 0 | Against |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Meeting held 2023-11-17.
Combines 6 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024:”): 60,900,666 for, 147,314 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 91% for, 0.3% against (91% of the company cast a for/against vote).
The 93 asset managers below cast 100% of the shares they voted on this item FOR (28,639,128 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 93 asset managers. See all 93 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Alan S. Lowe”): 54,599,845 for, 306,826 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 81% for, 0.5% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 99.9% of the shares they voted on this item FOR (28,633,447 for, 5,680 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 4 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Brian J. Lillie”): 44,808,932 for, 10,116,011 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 67% for, 15% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 74% of the shares they voted on this item FOR (21,058,005 for, 7,581,122 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Against |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 50,156 | 169,252 | 0 | 0 | Against |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Harold L. Covert”): 54,562,275 for, 365,312 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 81% for, 0.6% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 100% of the shares they voted on this item FOR (28,639,127 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
81% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Ian S. Small”): 44,747,666 for, 10,178,916 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 67% for, 15% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 74% of the shares they voted on this item FOR (21,058,005 for, 7,581,122 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Against |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 50,156 | 169,252 | 0 | 0 | Against |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Isaac H. Harris”): 44,799,127 for, 10,113,681 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 67% for, 15% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 74% of the shares they voted on this item FOR (21,052,325 for, 7,586,802 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Against |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 50,156 | 169,252 | 0 | 0 | Against |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Janet S. Wong”): 54,048,409 for, 880,853 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 81% for, 1% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 99.9% of the shares they voted on this item FOR (28,633,447 for, 5,680 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Julia S. Johnson”): 53,925,528 for, 987,472 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 80% for, 1% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 99.8% of the shares they voted on this item FOR (28,607,179 for, 31,948 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Pamela F. Fletcher”): 54,705,444 for, 210,587 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 82% for, 0.4% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 100% of the shares they voted on this item FOR (28,639,127 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Penelope A. Herscher”): 53,505,137 for, 1,422,971 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 80% for, 2% against (82% of the company cast a for/against vote).
The 92 asset managers below cast 99.6% of the shares they voted on this item FOR (28,535,505 for, 103,622 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Meeting held 2023-11-17.
5% fund support · no official result
The 11 asset managers below cast 5% of the shares they voted on this item FOR (12,364 for, 255,125 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 0 | 125,685 | 0 | 0 | Against |
| Empower | 0 | 34,669 | 0 | 0 | Against |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 0 | 26,291 | 0 | 0 | Against |
| PARADIGM FUNDS | 0 | 24,600 | 0 | 0 | Against |
| Desjardins Global Asset Management Inc. | 0 | 23,100 | 0 | 0 | Against |
| Echo Street Capital Management LLC | 12,364 | 0 | 0 | 0 | For |
| Regime de rentes du Mouvement Desjardins | 0 | 10,923 | 0 | 0 | Against |
| JPMorgan | 0 | 8,217 | 0 | 0 | Against |
| TD ASSET MANAGEMENT INC | 0 | 1,367 | 0 | 0 | Against |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 253 | 0 | 0 | Against |
| MILLER HOWARD INVESTMENTS INC /NY | 0 | 20 | 0 | 0 | Against |
Meeting held 2023-11-17.
71% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers:”): 39,033,778 for, 15,848,248 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 58% for, 24% against (82% of the company cast a for/against vote).
The 10 asset managers below cast 99.9% of the shares they voted on this item FOR (125,685 for, 20 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 125,685 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 0 | 0 | One Year |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 0 | 0 | 0 | 0 | One Year |
| PARADIGM FUNDS | 0 | 0 | 0 | 0 | One Year |
| Desjardins Global Asset Management Inc. | 0 | 0 | 0 | 0 | One Year |
| Echo Street Capital Management LLC | 0 | 0 | 0 | 0 | One Year |
| Regime de rentes du Mouvement Desjardins | 0 | 0 | 0 | 0 | One Year |
| JPMorgan | 0 | 0 | 0 | 0 | One Year |
| TD ASSET MANAGEMENT INC | 0 | 0 | 0 | 0 | One Year |
| MILLER HOWARD INVESTMENTS INC /NY | 0 | 20 | 0 | 0 | Against |
Meeting held 2023-11-17.
Combines 2 wordings of this item as funds reported it.
2% fund support · no official result
The 4 asset managers below cast 2% of the shares they voted on this item FOR (127 for, 6,199 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Cornerstone Investment Partners, LLC | 0 | 6,199 | 0 | 0 | Against |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | 111 | 0 | 0 | 0 | For |
| OLD SECOND NATIONAL BANK OF AURORA | 15 | 0 | 0 | 0 | For |
| Pinnacle Family Advisors, LLC | 1 | 0 | 0 | 0 | For |
Meeting held 2023-11-17.
Combines 2 wordings of this item as funds reported it.
71% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers:”): 39,033,778 for, 15,848,248 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 58% for, 24% against (82% of the company cast a for/against vote).
The 3 asset managers below cast 100% of the shares they voted on this item FOR (1 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Cornerstone Investment Partners, LLC | 0 | 0 | 0 | 0 | 1 Year |
| OLD SECOND NATIONAL BANK OF AURORA | 0 | 0 | 0 | 0 | 2 Years |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | 1 | 0 | 0 | 0 | For |
Meeting held 2023-11-17.
35% fund support · no official result
The 3 asset managers below cast 35% of the shares they voted on this item FOR (24,600 for, 45,592 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 0 | 34,669 | 0 | 0 | Against |
| PARADIGM FUNDS | 24,600 | 0 | 0 | 0 | For |
| Regime de rentes du Mouvement Desjardins | 0 | 10,923 | 0 | 0 | Against |
Meeting held 2023-11-17.
71% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers:”): 39,033,778 for, 15,848,248 against, per its Form 8-K filed 2023-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 58% for, 24% against (82% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (4 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| WESPAC Advisors SoCal, LLC | 3 | 0 | 0 | 0 | For |
| Pinnacle Family Advisors, LLC | 1 | 0 | 0 | 0 | For |
Meeting held 2024-11-20 (outside the 2023-2024 season's 1 July to 30 June window; reported in this season's filings).
Combines 2 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers:”): 51,939,097 for, 2,623,124 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,000,000 outstanding shares: 78% for, 4% against (81% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (8 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Argyle Capital Management, LLC | 6 | 0 | 0 | 0 | For |
| First County Bank /CT/ | 2 | 0 | 0 | 0 | For |
Ranked by the number of LUMENTUM HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 67,000,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 26.29% |
| 2 | Vanguard | 10.20% |
| 3 | Meeder Advisory Services, Inc. | 8.96% |
| 4 | Invesco | 6.72% |
| 5 | AllianceBernstein | 6.39% |
| 6 | BlackRock | 5.27% |
| 7 | Columbia Threadneedle | 3.31% |
| 8 | Swedbank Robur Fonder AB | 2.99% |
| 9 | Capital Group | 2.84% |
| 10 | Capital Research Global Investors | 2.84% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 11.89% | 13F |
| Vanguard Group | 11.17% | 13F |
| Invesco | 9.01% | 13F |
| FMR (Fidelity) | 8.86% | 13F |
| Point72 | 4.03% | 13F |
| State Street | 3.02% | 13F |
| Citadel Advisors | 2.58% | 13F |
| Dimensional Fund Advisors | 2.35% | 13F |
| BNY Mellon | 2.16% | 13F |
| Franklin Templeton | 2.01% | 13F |
Percentages above are of 67,000,000 shares outstanding, as reported by LUMENTUM HOLDINGS INC. on its Form 10-Q dated 2023-09-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LUMENTUM HOLDINGS INC.’s 10-Q dated 2023-09-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At LUMENTUM HOLDINGS INC.'s shareholder meeting held 2023-11-17, in the 2023-2024 proxy season, 413 asset managers reported how they voted in their SEC Form N-PX filings, covering 5,558 separate fund positions. Their filings are grouped here into 20 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LUMENTUM HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. — the reporting funds cast 43% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
LUMENTUM HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.