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Compiled from SEC Form N-PX filings and LUMENTUM HOLDINGS INC.’s Form 8-K, filed 2024-11-22 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore LUMENTUM HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are LUMENTUM HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-11-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Harold L. Covert | 54,578,181 | 128,187 | 73,237 | -- | 5,497,400 | Majority: yes |
| Elect Director: Pamela F. Fletcher | 52,945,402 | 1,774,066 | 60,137 | -- | 5,497,400 | Majority: yes |
| Elect Director: Isaac H. Harris | 54,353,685 | 366,470 | 59,450 | -- | 5,497,400 | Majority: yes |
| Elect Director: Penelope A. Herscher | 51,824,925 | 2,895,272 | 60,038 | -- | 5,497,400 | Majority: yes |
| Elect Director: Julia S. Johnson | 52,735,827 | 1,974,198 | 69,580 | -- | 5,497,400 | Majority: yes |
| Elect Director: Brian J. Lillie | 54,283,689 | 438,521 | 57,395 | -- | 5,497,400 | Majority: yes |
| Elect Director: Alan S. Lowe | 54,574,304 | 140,224 | 65,077 | -- | 5,497,400 | Majority: yes |
| Elect Director: Ian S. Small | 54,192,641 | 530,038 | 56,926 | -- | 5,497,400 | Majority: yes |
| (ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: | 51,939,097 | 2,623,124 | 217,384 | -- | 5,497,400 | Majority: yes |
| (iii) To approve the Amended and Restated 2015 Equity Incentive Plan: | 33,301,725 | 21,252,781 | 225,099 | -- | 5,497,400 | Majority: yes |
| (iv) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 28, 2025: | 59,808,899 | 224,959 | 243,147 | -- | -- | Majority: yes |
Source: LUMENTUM HOLDINGS INC., Form 8-K, filed with the SEC on 2024-11-22 — read the filing on EDGAR.
Each item below shows how the 417 asset managers that disclosed a LUMENTUM HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LUMENTUM HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held 2024-11-20.
Combines 14 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers:”): 51,939,097 for, 2,623,124 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 76% for, 4% against (80% of the company cast a for/against vote).
The 408 asset managers below cast 97% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the company's reported shares outstanding.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 17,823,785 | 0 | 0 | 0 | For |
| Invesco | 12,048,804 | 0 | 0 | 0 | For |
| Vanguard | 7,503,576 | 0 | 0 | 0 | For |
| BlackRock | 3,382,634 | 18,942 | 0 | 0 | For |
| AllianceBernstein | 1,943,031 | 0 | 0 | 0 | For |
| Atreides Management, LP | 0 | 1,587,312 | 0 | 0 | Against |
| Charles Schwab | 1,471,927 | 0 | 0 | 0 | For |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 1,455,166 | 0 | 0 | 0 | For |
| Point72 | 1,249,488 | 0 | 0 | 0 | For |
| State Street | 1,160,008 | 39 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,136,199 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | 982,820 | 0 | 0 | 0 | For |
| VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V. | 939,027 | 0 | 0 | 0 | For |
| Divisar Capital Management LLC | 770,589 | 0 | 0 | 0 | For |
| Capital Group | 744,991 | 0 | 0 | 0 | For |
| FULLER & THALER ASSET MANAGEMENT, INC. | 719,840 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| Dimensional | 571,196 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 471,994 | 97,696 | 0 | 0 | For |
| Voya | 528,135 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Northern Trust | 505,288 | 151 | 0 | 0 | For |
| Fisher Asset Management, LLC | 456,238 | 23,542 | 0 | 0 | For |
| Shellback Capital, LP | 478,773 | 0 | 0 | 0 | For |
Showing the 25 largest of 408 asset managers. See all 408 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
61% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve the Amended and Restated 2015 Equity Incentive Plan:”): 33,301,725 for, 21,252,781 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 48.5% for, 31% against (80% of the company cast a for/against vote).
The 89 asset managers below cast 65% of the shares they voted on this item FOR (20,017,526 for, 10,982,021 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,221,521 | 7,617,754 | 0 | 0 | Against |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 1,075,114 | 0 | 0 | Against |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 471,994 | 97,696 | 0 | 0 | For |
| Capitol Series Trust | 0 | 506,120 | 0 | 0 | Against |
| Dimensional | 0 | 442,108 | 0 | 0 | Against |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 0 | 218,981 | 0 | 0 | Against |
| Jackson National | 0 | 203,317 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 184,358 | 0 | 0 | Against |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,585 | 61 | 0 | 0 | For |
| Principal | 84,344 | 30,124 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 73,240 | 5,140 | 0 | 0 | For |
| Bridge Builder Trust | 4,981 | 68,603 | 0 | 0 | Against |
Showing the 25 largest of 89 asset managers. See all 89 in the interactive database.
Meeting held 2024-11-20.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Penelope A. Herscher”): 51,824,925 for, 2,895,272 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 76% for, 4% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (31,033,481 for, 27,840 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 569,690 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,626 | 20 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 3 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Harold L. Covert”): 54,578,181 for, 128,187 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 80% for, 0.2% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (31,061,311 for, 10 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 569,690 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,636 | 10 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Pamela F. Fletcher”): 52,945,402 for, 1,774,066 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 77% for, 3% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (31,047,211 for, 14,110 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 569,690 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,626 | 20 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Isaac H. Harris”): 54,353,685 for, 366,470 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 79% for, 0.6% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.5% of the shares they voted on this item FOR (30,935,629 for, 125,692 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 471,994 | 97,696 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,636 | 10 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Julia S. Johnson”): 52,735,827 for, 1,974,198 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 77% for, 3% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.8% of the shares they voted on this item FOR (31,000,307 for, 61,014 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 569,690 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,626 | 20 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Brian J. Lillie”): 54,283,689 for, 438,521 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 79% for, 0.7% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.5% of the shares they voted on this item FOR (30,935,629 for, 125,692 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 471,994 | 97,696 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,636 | 10 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Alan S. Lowe”): 54,574,304 for, 140,224 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 80% for, 0.3% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (31,052,162 for, 9,159 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 569,690 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,636 | 10 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 2 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Ian S. Small”): 54,192,641 for, 530,038 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 79% for, 0.8% against (80% of the company cast a for/against vote).
The 87 asset managers below cast 99.5% of the shares they voted on this item FOR (30,935,629 for, 125,692 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 471,994 | 97,696 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,636 | 10 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iv) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 28, 2025:”): 59,808,899 for, 224,959 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 87% for, 0.4% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (31,047,632 for, 13,734 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,839,275 | 0 | 0 | 0 | For |
| Vanguard | 7,342,733 | 0 | 0 | 0 | For |
| Invesco | 5,941,876 | 0 | 0 | 0 | For |
| BlackRock | 1,124,444 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,075,114 | 0 | 0 | 0 | For |
| Charles Schwab | 735,955 | 0 | 0 | 0 | For |
| NEW ECONOMY FUND | 717,000 | 0 | 0 | 0 | For |
| AllianceBernstein | 571,963 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 569,690 | 0 | 0 | 0 | For |
| Capitol Series Trust | 506,120 | 0 | 0 | 0 | For |
| Dimensional | 442,108 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 318,088 | 0 | 0 | 0 | For |
| TIAA | 262,128 | 0 | 0 | 0 | For |
| Voya | 218,981 | 0 | 0 | 0 | For |
| Jackson National | 203,317 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 184,358 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 153,801 | 0 | 0 | 0 | For |
| Equitable | 121,788 | 0 | 0 | 0 | For |
| State Street | 119,642 | 4 | 0 | 0 | For |
| Principal | 114,468 | 0 | 0 | 0 | For |
| SEI | 88,184 | 0 | 0 | 0 | For |
| Franklin Templeton | 88,033 | 0 | 0 | 0 | For |
| Hartford | 83,680 | 0 | 0 | 0 | For |
| Nuveen | 78,380 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 73,584 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Meeting held 2024-11-20.
61% Majority: yes · of votes cast
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve the Amended and Restated 2015 Equity Incentive Plan:”): 33,301,725 for, 21,252,781 against, per its Form 8-K filed 2024-11-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,600,000 outstanding shares: 48.5% for, 31% against (80% of the company cast a for/against vote).
The 3 asset managers below cast 34% of the shares they voted on this item FOR (24,600 for, 47,555 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 0 | 37,755 | 0 | 0 | Against |
| PARADIGM FUNDS | 24,600 | 0 | 0 | 0 | For |
| WASHINGTON CAPITAL MANAGEMENT, INC | 0 | 9,800 | 0 | 0 | Against |
Meeting held 2023-11-17 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).
0% fund support · no official result
The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 1,776 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 1,626 | 0 | 0 | Against |
| VAUGHAN DAVID INVESTMENTS LLC/IL | 0 | 150 | 0 | 0 | Against |
Meeting held 2023-11-17 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).
— fund support · no official result
No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 0 | 0 | 0 | 1 Year |
| VAUGHAN DAVID INVESTMENTS LLC/IL | 0 | 0 | 0 | 0 | 1 Year |
Ranked by the number of LUMENTUM HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 68,600,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 25.98% |
| 2 | Invesco | 17.56% |
| 3 | Vanguard | 10.94% |
| 4 | BlackRock | 4.96% |
| 5 | AllianceBernstein | 2.83% |
| 6 | Atreides Management, LP | 2.31% |
| 7 | Charles Schwab | 2.15% |
| 8 | SCHRODER INVESTMENT MANAGEMENT GROUP | 2.12% |
| 9 | Point72 | 1.82% |
| 10 | State Street | 1.69% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| FMR (Fidelity) | 12.15% | 13F |
| Vanguard Group | 10.83% | 13F |
| BlackRock | 9.42% | 13F |
| Vanguard Capital Management | 7.66% | 13G |
| Invesco | 5.62% | 13F |
| Point72 | 5.59% | 13F |
| State Street | 3.26% | 13F |
| Geode Capital | 1.82% | 13F |
| Nuveen | 1.79% | 13F |
| Citadel Advisors | 1.73% | 13F |
Percentages above are of 68,600,000 shares outstanding, as reported by LUMENTUM HOLDINGS INC. on its Form 10-Q dated 2024-09-28 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LUMENTUM HOLDINGS INC.’s 10-Q dated 2024-09-28. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At LUMENTUM HOLDINGS INC.'s shareholder meeting held 2024-11-20, in the 2024-2025 proxy season, 417 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,909 separate fund positions. Their filings are grouped here into 14 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on a non-binding advisory basis, the compensation of our named executive officers. — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: LUMENTUM HOLDINGS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-11-22.
LUMENTUM HOLDINGS INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.