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NEW YORK MORTGAGE TRUST INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and NEW YORK MORTGAGE TRUST INC.’s Form 8-K, filed 2024-06-24 (Item 5.07 on EDGAR). Page generated 02 October 2026.

9Ballot items
201Asset managers
1,632Fund votes
2024-06-24Meeting date

Proxy season: 2023-2024 2024-2025

Explore NEW YORK MORTGAGE TRUST INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by NEW YORK MORTGAGE TRUST INC.

These tallies are NEW YORK MORTGAGE TRUST INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-24 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

NEW YORK MORTGAGE TRUST INC. — official shareholder meeting results, meeting held 2024-06-24
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Eugenia R. Cheng	48,754,009	1,568,650	213,106	--	--	Majority: yes
Elect Director: Michael B. Clement	48,743,100	1,580,248	212,417	--	--	Majority: yes
Elect Director: Audrey E. Greenberg	48,785,833	1,542,057	207,875	--	--	Majority: yes
Elect Director: Steven R. Mumma	48,345,429	1,975,758	214,578	--	--	Majority: yes
Elect Director: Steven G. Norcutt	47,938,751	2,381,780	215,234	--	--	Majority: yes
Elect Director: Lisa A. Pendergast	48,618,039	1,705,672	212,054	--	--	Majority: yes
Elect Director: Jason T. Serrano	48,599,032	1,721,243	215,490	--	--	Majority: yes
Proposal 2: To approve, on an advisory basis, the compensation of the Company's named executive officers.	47,452,684	2,759,953	323,128	--	17,401,202	Majority: yes
Proposal 3: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 .	65,970,550	1,366,116	600,301	--	--	Majority: yes

Source: NEW YORK MORTGAGE TRUST INC., Form 8-K, filed with the SEC on 2024-06-24 — read the filing on EDGAR.

How asset managers voted at the NEW YORK MORTGAGE TRUST INC. 2023-2024 meeting

Each item below shows how the 201 asset managers that disclosed a NEW YORK MORTGAGE TRUST INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. To hold an advisory vote to approve named executive officer compensation; and

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%

FOR: 47,452,684AGAINST: 2,759,953

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Proposal 2: To approve, on an advisory basis, the compensation of the Company's named executive officers.”): 47,452,684 for, 2,759,953 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 199 asset managers below cast 99.0% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 99%

FOR: 98.9%AGAINST: 0.9%ABSTAIN: 0.0%NOT VOTED: 0.1%

Largest asset managers voting on “To hold an advisory vote to approve named executive officer compensation; and” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Vote
BlackRock	13,060,001	For
Allspring	6,218,874	For
Vanguard	6,112,772	For
State Street	4,231,999	For
Charles Schwab	3,265,228	For
Invesco	3,012,705	For
GEODE CAPITAL MANAGEMENT, LLC	2,175,020	For
Fidelity	2,071,728	For
Global X	1,081,105	For
Northern Trust	908,215	For
BALYASNY ASSET MANAGEMENT L.P.	735,624	For
VAN ECK ASSOCIATES CORP	588,961	For
VanEck ETF Trust	588,961	For
EMG Holdings, L.P.	477,877	For
PRINCIPAL GLOBAL INVESTORS	468,290	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	467,267	For
Clear Harbor Asset Management, LLC	465,751	For
MELLON INVESTMENTS Corp	395,371	For
Equitable	251,275	For
Columbia Threadneedle	245,929	For
BANK OF AMERICA NA	214,146	For
Nuveen	212,643	For
Jackson National	203,734	For
TIAA	203,140	For
MUTUAL FUND SERIES TRUST	200,963	For

Showing the 25 largest of 199 asset managers. See all 199 in the interactive database.

2. To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 65,970,550AGAINST: 1,366,116

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Proposal 3: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 .”): 65,970,550 for, 1,366,116 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 99.9% of the shares they voted on this item FOR (30,543,312 for, 103 against).

FOR 99.7%

FOR: 30,543,312 (99.8%)AGAINST: 103 (0.0%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as o” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	10,986,809	0	For
Vanguard	5,965,802	0	For
Allspring	3,009,901	0	For
Fidelity	2,062,001	0	For
Charles Schwab	1,593,491	0	For
Invesco	1,492,228	0	For
State Street	1,253,292	103	For
Global X	1,081,105	0	For
VanEck ETF Trust	588,961	0	For
Equitable	251,275	0	For
Columbia Threadneedle	245,929	0	For
Jackson National	203,734	0	For
TIAA	202,379	0	For
MUTUAL FUND SERIES TRUST	200,963	0	For
QUANTITATIVE MASTER SERIES LLC	169,730	0	For
AIG/SunAmerica	166,709	0	For
Principal	100,967	0	For
Thrivent	77,887	0	For
Lincoln Financial	76,645	0	For
Voya	70,029	0	For
SEI	69,939	0	For
Empower	0	0	Not Voted
JPMorgan	63,820	0	For
Brighthouse	59,272	0	For
RBB FUND, INC.	45,897	0	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

3. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Audrey E. Greenberg

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 48,785,833AGAINST: 1,542,057

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Audrey E. Greenberg”): 48,785,833 for, 1,542,057 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 100% of the shares they voted on this item FOR (30,543,415 for, 0 against).

FOR 99.7%

FOR: 30,543,415 (99.8%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Vote
BlackRock	10,986,809	For
Vanguard	5,965,802	For
Allspring	3,009,901	For
Fidelity	2,062,001	For
Charles Schwab	1,593,491	For
Invesco	1,492,228	For
State Street	1,253,395	For
Global X	1,081,105	For
VanEck ETF Trust	588,961	For
Equitable	251,275	For
Columbia Threadneedle	245,929	For
Jackson National	203,734	For
TIAA	202,379	For
MUTUAL FUND SERIES TRUST	200,963	For
QUANTITATIVE MASTER SERIES LLC	169,730	For
AIG/SunAmerica	166,709	For
Principal	100,967	For
Thrivent	77,887	For
Lincoln Financial	76,645	For
Voya	70,029	For
SEI	69,939	For
Empower	0	Not Voted
JPMorgan	63,820	For
Brighthouse	59,272	For
RBB FUND, INC.	45,897	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

4. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Eugenia R. Cheng

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 48,754,009AGAINST: 1,568,650

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Eugenia R. Cheng”): 48,754,009 for, 1,568,650 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 100% of the shares they voted on this item FOR (30,543,415 for, 0 against).

FOR 99.7%

FOR: 30,543,415 (99.8%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Vote
BlackRock	10,986,809	For
Vanguard	5,965,802	For
Allspring	3,009,901	For
Fidelity	2,062,001	For
Charles Schwab	1,593,491	For
Invesco	1,492,228	For
State Street	1,253,395	For
Global X	1,081,105	For
VanEck ETF Trust	588,961	For
Equitable	251,275	For
Columbia Threadneedle	245,929	For
Jackson National	203,734	For
TIAA	202,379	For
MUTUAL FUND SERIES TRUST	200,963	For
QUANTITATIVE MASTER SERIES LLC	169,730	For
AIG/SunAmerica	166,709	For
Principal	100,967	For
Thrivent	77,887	For
Lincoln Financial	76,645	For
Voya	70,029	For
SEI	69,939	For
Empower	0	Not Voted
JPMorgan	63,820	For
Brighthouse	59,272	For
RBB FUND, INC.	45,897	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

5. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Jason T. Serrano

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 48,599,032AGAINST: 1,721,243

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Jason T. Serrano”): 48,599,032 for, 1,721,243 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 99.9% of the shares they voted on this item FOR (30,543,401 for, 14 against).

FOR 99.7%

FOR: 30,543,401 (99.8%)AGAINST: 14 (0.0%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	10,986,809	0	For
Vanguard	5,965,802	0	For
Allspring	3,009,901	0	For
Fidelity	2,062,001	0	For
Charles Schwab	1,593,491	0	For
Invesco	1,492,228	0	For
State Street	1,253,381	14	For
Global X	1,081,105	0	For
VanEck ETF Trust	588,961	0	For
Equitable	251,275	0	For
Columbia Threadneedle	245,929	0	For
Jackson National	203,734	0	For
TIAA	202,379	0	For
MUTUAL FUND SERIES TRUST	200,963	0	For
QUANTITATIVE MASTER SERIES LLC	169,730	0	For
AIG/SunAmerica	166,709	0	For
Principal	100,967	0	For
Thrivent	77,887	0	For
Lincoln Financial	76,645	0	For
Voya	70,029	0	For
SEI	69,939	0	For
Empower	0	0	Not Voted
JPMorgan	63,820	0	For
Brighthouse	59,272	0	For
RBB FUND, INC.	45,897	0	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

6. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Lisa A. Pendergast

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 48,618,039AGAINST: 1,705,672

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Lisa A. Pendergast”): 48,618,039 for, 1,705,672 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 100% of the shares they voted on this item FOR (30,543,415 for, 0 against).

FOR 99.7%

FOR: 30,543,415 (99.8%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Vote
BlackRock	10,986,809	For
Vanguard	5,965,802	For
Allspring	3,009,901	For
Fidelity	2,062,001	For
Charles Schwab	1,593,491	For
Invesco	1,492,228	For
State Street	1,253,395	For
Global X	1,081,105	For
VanEck ETF Trust	588,961	For
Equitable	251,275	For
Columbia Threadneedle	245,929	For
Jackson National	203,734	For
TIAA	202,379	For
MUTUAL FUND SERIES TRUST	200,963	For
QUANTITATIVE MASTER SERIES LLC	169,730	For
AIG/SunAmerica	166,709	For
Principal	100,967	For
Thrivent	77,887	For
Lincoln Financial	76,645	For
Voya	70,029	For
SEI	69,939	For
Empower	0	Not Voted
JPMorgan	63,820	For
Brighthouse	59,272	For
RBB FUND, INC.	45,897	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

7. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Michael B. Clement

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 48,743,100AGAINST: 1,580,248

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Michael B. Clement”): 48,743,100 for, 1,580,248 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 100% of the shares they voted on this item FOR (30,543,415 for, 0 against).

FOR 99.7%

FOR: 30,543,415 (99.8%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Vote
BlackRock	10,986,809	For
Vanguard	5,965,802	For
Allspring	3,009,901	For
Fidelity	2,062,001	For
Charles Schwab	1,593,491	For
Invesco	1,492,228	For
State Street	1,253,395	For
Global X	1,081,105	For
VanEck ETF Trust	588,961	For
Equitable	251,275	For
Columbia Threadneedle	245,929	For
Jackson National	203,734	For
TIAA	202,379	For
MUTUAL FUND SERIES TRUST	200,963	For
QUANTITATIVE MASTER SERIES LLC	169,730	For
AIG/SunAmerica	166,709	For
Principal	100,967	For
Thrivent	77,887	For
Lincoln Financial	76,645	For
Voya	70,029	For
SEI	69,939	For
Empower	0	Not Voted
JPMorgan	63,820	For
Brighthouse	59,272	For
RBB FUND, INC.	45,897	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

8. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven G. Norcutt

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%

FOR: 47,938,751AGAINST: 2,381,780

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven G. Norcutt”): 47,938,751 for, 2,381,780 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 99.9% of the shares they voted on this item FOR (30,540,231 for, 3,184 against).

FOR 99.7%

FOR: 30,540,231 (99.8%)AGAINST: 3,184 (0.0%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	10,986,809	0	For
Vanguard	5,965,802	0	For
Allspring	3,009,901	0	For
Fidelity	2,062,001	0	For
Charles Schwab	1,593,491	0	For
Invesco	1,492,228	0	For
State Street	1,253,292	103	For
Global X	1,081,105	0	For
VanEck ETF Trust	588,961	0	For
Equitable	251,275	0	For
Columbia Threadneedle	245,929	0	For
Jackson National	203,734	0	For
TIAA	202,379	0	For
MUTUAL FUND SERIES TRUST	200,963	0	For
QUANTITATIVE MASTER SERIES LLC	169,730	0	For
AIG/SunAmerica	166,709	0	For
Principal	100,967	0	For
Thrivent	77,887	0	For
Lincoln Financial	76,645	0	For
Voya	70,029	0	For
SEI	69,939	0	For
Empower	0	0	Not Voted
JPMorgan	63,820	0	For
Brighthouse	59,272	0	For
RBB FUND, INC.	45,897	0	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

9. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven R. Mumma

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 48,345,429AGAINST: 1,975,758

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven R. Mumma”): 48,345,429 for, 1,975,758 against, per its Form 8-K filed 2024-06-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 56 asset managers below cast 99.9% of the shares they voted on this item FOR (30,543,120 for, 295 against).

FOR 99.7%

FOR: 30,543,120 (99.8%)AGAINST: 295 (0.0%)NOT VOTED: 67,633 (0.2%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	10,986,809	0	For
Vanguard	5,965,802	0	For
Allspring	3,009,901	0	For
Fidelity	2,062,001	0	For
Charles Schwab	1,593,491	0	For
Invesco	1,492,228	0	For
State Street	1,253,381	14	For
Global X	1,081,105	0	For
VanEck ETF Trust	588,961	0	For
Equitable	251,275	0	For
Columbia Threadneedle	245,929	0	For
Jackson National	203,734	0	For
TIAA	202,379	0	For
MUTUAL FUND SERIES TRUST	200,963	0	For
QUANTITATIVE MASTER SERIES LLC	169,730	0	For
AIG/SunAmerica	166,709	0	For
Principal	100,967	0	For
Thrivent	77,887	0	For
Lincoln Financial	76,645	0	For
Voya	70,029	0	For
SEI	69,939	0	For
Empower	0	0	Not Voted
JPMorgan	63,820	0	For
Brighthouse	59,272	0	For
RBB FUND, INC.	45,897	0	For

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Largest NEW YORK MORTGAGE TRUST INC. shareholders voting in 2023-2024

Ranked by the number of NEW YORK MORTGAGE TRUST INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting.

Top NEW YORK MORTGAGE TRUST INC. shareholders by shares voted, 2023-2024
#	Asset manager	Shares voted
1	BlackRock	13,060,001
2	Allspring	6,218,874
3	Vanguard	6,112,772
4	State Street	4,231,999
5	Charles Schwab	3,265,228
6	Invesco	3,012,705
7	GEODE CAPITAL MANAGEMENT, LLC	2,175,020
8	Fidelity	2,071,728
9	Global X	1,081,105
10	Northern Trust	908,215

Shown as share counts, not percentages: no shares-outstanding figure has been matched to NEW YORK MORTGAGE TRUST INC. for the 2023-2024 season, so there is no denominator to divide by.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At NEW YORK MORTGAGE TRUST INC.'s shareholder meeting held 2024-06-24, in the 2023-2024 proxy season, 201 asset managers reported how they voted on 9 ballot items in their SEC Form N-PX filings, covering 1,632 separate fund positions. On the most widely held item on that ballot — To hold an advisory vote to approve named executive officer compensation; and — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NEW YORK MORTGAGE TRUST INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-24.

NEW YORK MORTGAGE TRUST INC. proxy season coverage: 2023-2024 (this page) · 2024-2025.