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NEW YORK MORTGAGE TRUST INC. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and NEW YORK MORTGAGE TRUST INC.’s Form 8-K, filed 2025-06-12 (Item 5.07 on EDGAR). Page generated 02 October 2026.

11Reported items
200Asset managers
1,949Fund votes
2025-06-12Meeting date

Proxy season: 2023-2024 2024-2025

Explore NEW YORK MORTGAGE TRUST INC. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by NEW YORK MORTGAGE TRUST INC.

These tallies are NEW YORK MORTGAGE TRUST INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-12 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

NEW YORK MORTGAGE TRUST INC. — official shareholder meeting results, meeting held 2025-06-12
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Eugenia R. Cheng	51,511,160	1,313,374	229,443	--	15,283,186	Majority: yes
Elect Director: Michael B. Clement	51,511,237	1,320,883	221,857	--	15,283,186	Majority: yes
Elect Director: Audrey E. Greenberg	51,324,090	1,505,296	224,591	--	15,283,186	Majority: yes
Elect Director: Steven R. Mumma	51,170,635	1,660,107	223,235	--	15,283,186	Majority: yes
Elect Director: Steven G. Norcutt	50,778,730	2,054,338	220,909	--	15,283,186	Majority: yes
Elect Director: Lisa A. Pendergast	51,299,694	1,529,965	224,318	--	15,283,186	Majority: yes
Elect Director: Jason T. Serrano	51,523,089	1,322,408	208,480	--	15,283,186	Majority: yes
Proposal 2: To approve, on an advisory basis, the compensation of the Company's named executive officers.	50,840,821	1,801,297	411,859	--	15,283,186	Majority: yes
Proposal 4: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025 .	66,739,399	1,047,563	550,201	--	--	Majority: yes

Source: NEW YORK MORTGAGE TRUST INC., Form 8-K, filed with the SEC on 2025-06-12 — read the filing on EDGAR.

How asset managers voted at the NEW YORK MORTGAGE TRUST INC. 2024-2025 meeting

Each item below shows how the 200 asset managers that disclosed a NEW YORK MORTGAGE TRUST INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of NEW YORK MORTGAGE TRUST INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To hold an advisory vote to approve named executive officer compensation.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 50,840,821AGAINST: 1,801,297

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Proposal 2: To approve, on an advisory basis, the compensation of the Company's named executive officers.”): 50,840,821 for, 1,801,297 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 199 asset managers below cast 99.0% of the shares they voted on this item FOR (49,715,275 for, 475,865 against).

FOR 99.0%

FOR: 49,715,275 (99.1%)AGAINST: 475,865 (0.9%)ABSTAIN: 29 (0.0%)NOT VOTED: 0 (0.0%)

Largest asset managers voting on “To hold an advisory vote to approve named executive officer compensation.” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	13,216,364	0	0	For
Vanguard	6,297,750	4	1	For
Allspring	6,121,514	0	0	For
State Street	3,947,934	0	0	For
Invesco	2,989,438	0	0	For
GEODE CAPITAL MANAGEMENT, LLC	2,275,509	0	0	For
Charles Schwab	2,197,424	0	0	For
Fidelity	2,053,005	0	0	For
Global X	1,319,522	0	0	For
Northern Trust	954,411	0	0	For
VAN ECK ASSOCIATES CORP	552,236	0	0	For
VanEck ETF Trust	552,236	0	0	For
MELLON INVESTMENTS Corp	548,195	0	0	For
PRINCIPAL GLOBAL INVESTORS	451,726	0	0	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	435,504	0	0	For
SEI	372,340	0	0	For
BANK OF AMERICA NA	274,215	0	0	For
WisdomTree	261,927	0	0	For
Two Sigma	246,206	0	0	For
BNY Mellon	238,785	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
Nuveen	212,643	0	0	For
TIAA	202,629	0	0	For
ETF Series Solutions	190,976	0	0	For

Showing the 25 largest of 199 asset managers. See all 199 in the interactive database.

2. To hold an advisory vote on the frequency of future advisory votes on named executive officer compensation.

SECTION 14A SAY-ON-PAY VOTES

Combines 3 wordings of this item as funds reported it.

99.5% fund support · no official result

ONE YEAR 58%1 YEAR 41%

The 191 asset managers below cast 99.5% of the shares they voted on this item FOR (118,795 for, 563 against).

FOR: 118,795 (0.2%)AGAINST: 563 (0.0%)ABSTAIN: 1 (0.0%)ONE YEAR: 29,130,767 (58.2%)1 YEAR: 20,715,983 (41.4%)1-YEAR: 90,330 (0.2%)3 YEARS: 4,053 (0.0%)THREE YEARS: 1,047 (0.0%)3 YEAR: 2 (0.0%)2 YEAR: 0 (0.0%)NOT VOTED: 0 (0.0%)

Largest asset managers voting on “To hold an advisory vote on the frequency of future advisory votes on named executive officer compensation.” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	Abstain	Vote
BlackRock	0	1 Year
Vanguard	1	One Year
Allspring	0	One Year
State Street	0	One Year
Invesco	0	One Year
GEODE CAPITAL MANAGEMENT, LLC	0	One Year
Charles Schwab	0	1 Year
Fidelity	0	One Year
Global X	0	1 Year
Northern Trust	0	1 Year
VAN ECK ASSOCIATES CORP	0	1 Year
VanEck ETF Trust	0	1 Year
MELLON INVESTMENTS Corp	0	One Year
PRINCIPAL GLOBAL INVESTORS	0	One Year
PARAMETRIC PORTFOLIO ASSOCIATES LLC	0	One Year
SEI	0	1 Year
BANK OF AMERICA NA	0	1 Year
WisdomTree	0	One Year
Two Sigma	0	One Year
BNY Mellon	0	One Year
Investment Managers Series Trust II	0	1 Year
Equitable	0	One Year
Nuveen	0	One Year
TIAA	0	One Year
ETF Series Solutions	0	1 Year

Showing the 25 largest of 191 asset managers. See all 191 in the interactive database.

3. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Audrey E. Greenberg

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 51,324,090AGAINST: 1,505,296

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Audrey E. Greenberg”): 51,324,090 for, 1,505,296 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,595,408 for, 4,503 against).

FOR 99.9%

FOR: 29,595,408 (100.0%)AGAINST: 4,503 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,312	4,503	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,723	0	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

4. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Eugenia R. Cheng

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 51,511,160AGAINST: 1,313,374

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Eugenia R. Cheng”): 51,511,160 for, 1,313,374 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,595,038 for, 4,874 against).

FOR 99.9%

FOR: 29,595,038 (100.0%)AGAINST: 4,874 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,313	4,503	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,723	0	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

5. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Jason T. Serrano

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 51,523,089AGAINST: 1,322,408

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Jason T. Serrano”): 51,523,089 for, 1,322,408 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,595,363 for, 4,548 against).

FOR 99.9%

FOR: 29,595,363 (100.0%)AGAINST: 4,548 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,313	4,503	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,677	46	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

6. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Lisa A. Pendergast

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 51,299,694AGAINST: 1,529,965

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Lisa A. Pendergast”): 51,299,694 for, 1,529,965 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,595,037 for, 4,874 against).

FOR 99.9%

FOR: 29,595,037 (100.0%)AGAINST: 4,874 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,312	4,503	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,723	0	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

7. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Michael B. Clement

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 51,511,237AGAINST: 1,320,883

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Michael B. Clement”): 51,511,237 for, 1,320,883 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,595,038 for, 4,874 against).

FOR 99.9%

FOR: 29,595,038 (100.0%)AGAINST: 4,874 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,313	4,503	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,723	0	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

8. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven G. Norcutt

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 50,778,730AGAINST: 2,054,338

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven G. Norcutt”): 50,778,730 for, 2,054,338 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,589,366 for, 10,545 against).

FOR 99.9%

FOR: 29,589,366 (100.0%)AGAINST: 10,545 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,311	4,504	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,669	54	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

9. To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven R. Mumma

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 51,170,635AGAINST: 1,660,107

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven R. Mumma”): 51,170,635 for, 1,660,107 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,594,991 for, 4,920 against).

FOR 99.9%

FOR: 29,594,991 (100.0%)AGAINST: 4,920 (0.0%)ABSTAIN: 1 (0.0%)

Largest asset managers voting on “To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Vote
BlackRock	11,108,263	0	0	For
Vanguard	6,094,312	4,503	1	For
Allspring	2,912,501	0	0	For
Fidelity	2,047,023	0	0	For
Global X	1,319,522	0	0	For
State Street	1,113,677	46	0	For
Charles Schwab	1,031,894	0	0	For
VanEck ETF Trust	552,236	0	0	For
Invesco	465,844	0	0	For
WisdomTree	261,927	0	0	For
Investment Managers Series Trust II	238,061	0	0	For
Equitable	221,646	0	0	For
TIAA	202,379	0	0	For
ETF Series Solutions	190,976	0	0	For
SEI	185,049	0	0	For
Columbia Threadneedle	180,374	0	0	For
AIG/SunAmerica	164,135	0	0	For
Jackson National	157,654	0	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	0	For
BNY Mellon	96,176	0	0	For
Principal	87,976	0	0	For
Prudential/PGIM	82,480	0	0	For
Empower	74,062	0	0	For
Lincoln Financial	67,345	0	0	For
Thrivent	66,532	0	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

10. TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM, AND APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 66,739,399AGAINST: 1,047,563

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Proposal 4: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025 .”): 66,739,399 for, 1,047,563 against, per its Form 8-K filed 2025-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 53 asset managers below cast 99.9% of the shares they voted on this item FOR (29,599,856 for, 56 against).

FOR 99.9%

FOR: 29,599,856 (100.0%)AGAINST: 56 (0.0%)ABSTAIN: 0 (0.0%)

Largest asset managers voting on “TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM, AND APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS O” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Vote
BlackRock	11,108,263	0	For
Vanguard	6,098,814	1	For
Allspring	2,912,501	0	For
Fidelity	2,047,023	0	For
Global X	1,319,522	0	For
State Street	1,113,669	54	For
Charles Schwab	1,031,894	0	For
VanEck ETF Trust	552,236	0	For
Invesco	465,844	0	For
WisdomTree	261,927	0	For
Investment Managers Series Trust II	238,061	0	For
Equitable	221,646	0	For
TIAA	202,379	0	For
ETF Series Solutions	190,976	0	For
SEI	185,049	0	For
Columbia Threadneedle	180,374	0	For
AIG/SunAmerica	164,135	0	For
Jackson National	157,654	0	For
QUANTITATIVE MASTER SERIES LLC	156,594	0	For
BNY Mellon	96,176	0	For
Principal	87,976	0	For
Prudential/PGIM	82,480	0	For
Empower	74,062	0	For
Lincoln Financial	67,345	0	For
Thrivent	66,532	0	For

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

11. Advisory Vote on Say on Pay Frequency

SECTION 14A SAY-ON-PAY VOTES

— fund support · no official result

ONE YEAR 100%

No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.

ONE YEAR: 120,746 (100.0%)

Largest asset managers voting on “Advisory Vote on Say on Pay Frequency” at NEW YORK MORTGAGE TRUST INC., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
Empower	0	0	0	0	One Year
JPMorgan	0	0	0	0	One Year
CLEARWATER INVESTMENT TRUST	0	0	0	0	One Year

Largest NEW YORK MORTGAGE TRUST INC. shareholders voting in 2024-2025

Ranked by the number of NEW YORK MORTGAGE TRUST INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting.

Top NEW YORK MORTGAGE TRUST INC. shareholders by shares voted, 2024-2025
#	Asset manager	Shares voted
1	BlackRock	13,216,364
2	Vanguard	6,297,755
3	Allspring	6,121,514
4	State Street	3,947,934
5	Invesco	2,989,438
6	GEODE CAPITAL MANAGEMENT, LLC	2,275,509
7	Charles Schwab	2,197,424
8	Fidelity	2,053,005
9	Global X	1,319,522
10	Northern Trust	954,411

Shown as share counts, not percentages: no shares-outstanding figure has been matched to NEW YORK MORTGAGE TRUST INC. for the 2024-2025 season, so there is no denominator to divide by.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At NEW YORK MORTGAGE TRUST INC.'s shareholder meeting held 2025-06-12, in the 2024-2025 proxy season, 200 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,949 separate fund positions. Their filings are grouped here into 11 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To hold an advisory vote to approve named executive officer compensation. — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NEW YORK MORTGAGE TRUST INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-06-12.

NEW YORK MORTGAGE TRUST INC. proxy season coverage: 2023-2024 · 2024-2025 (this page).