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PENUMBRA INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and PENUMBRA INC.’s Form 8-K, filed 2024-06-07 (Item 5.07 on EDGAR). Page generated 02 October 2026.

8Reported items
372Asset managers
2,168Fund votes
2024-06-05Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PENUMBRA INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by PENUMBRA INC.

These tallies are PENUMBRA INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-07 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

PENUMBRA INC. — official shareholder meeting results, meeting held 2024-06-05
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Adam Elsesser	26,909,789	--	--	4,354,280	3,991,298	Majority: yes
Elect Director: Harpreet Grewal	26,895,706	--	--	4,368,363	3,991,298	Majority: yes

Source: PENUMBRA INC., Form 8-K, filed with the SEC on 2024-06-07 — read the filing on EDGAR.

How asset managers voted at the PENUMBRA INC. 2023-2024 meeting

Each item below shows how the 372 asset managers that disclosed a PENUMBRA INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PENUMBRA INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF PENUMBRA, INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

SECTION 14A SAY-ON-PAY VOTES

Combines 10 wordings of this item as funds reported it.

91% fund support · no official result

FOR 91%9%

The 359 asset managers below cast 91% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the company's reported shares outstanding.

FOR: 91.3%AGAINST: 8.6%ABSTAIN: 0.0%NOT VOTED: 0.0%UNKNOWN: 0.0%

Largest asset managers voting on “TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF PENUMBRA, INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED I” at PENUMBRA INC., 2023-2024
Asset manager	For	Against	Vote
Fidelity	11,968,927	0	For
T. Rowe Price	5,073,126	0	For
Vanguard	4,290,183	0	For
BlackRock	3,525,090	4,899	For
Capital Group	8	1,758,289	Against
State Street	1,485,671	225	For
Capital Research Global Investors	0	966,213	Against
Clearbridge Investments, LLC	785,939	0	For
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	713,781	0	For
RTW INVESTMENTS, LP	661,995	0	For
GEODE CAPITAL MANAGEMENT, LLC	608,204	0	For
Charles Schwab	511,080	0	For
Advisors' Inner Circle Fund II	490,000	0	For
Legg Mason	420,447	0	For
EAGLE ASSET MANAGEMENT INC	342,382	0	For
Allspring	328,522	0	For
MELLON INVESTMENTS Corp	324,311	0	For
BAILLIE GIFFORD OVERSEAS LTD	322,402	0	For
Man Group plc	0	306,040	Against
Northern Trust	305,244	0	For
Champlain Investment Partners, LLC	271,206	0	For
CARILLON SERIES TRUST	253,038	0	For
FRANKLIN ADVISERS INC	241,347	0	For
BAILLIE GIFFORD & CO LTD	235,964	0	For
AMCAP FUND	0	217,017	Against

Showing the 25 largest of 359 asset managers. See all 359 in the interactive database.

2. To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2024; and

AUDIT-RELATED

Combines 3 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 108 asset managers below cast 99.9% of the shares they voted on this item FOR (20,798,293 for, 4,189 against).

FOR: 20,798,293 (99.9%)AGAINST: 4,189 (0.0%)ABSTAIN: 8,598 (0.0%)

Largest asset managers voting on “To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for” at PENUMBRA INC., 2023-2024
Asset manager	For	Vote
Fidelity	6,186,969	For
Vanguard	4,233,582	For
BlackRock	2,370,160	For
T. Rowe Price	2,038,338	For
Capital Group	1,213,706	For
Advisors' Inner Circle Fund II	490,000	For
Legg Mason	420,447	For
State Street	374,784	For
Charles Schwab	255,047	For
CARILLON SERIES TRUST	253,038	For
AMCAP FUND	217,017	For
FRANKLIN STRATEGIC SERIES	216,300	For
Allspring	143,138	For
Prudential/PGIM	142,268	For
WILLIAM BLAIR FUNDS	141,202	For
TIAA	124,288	For
Bridge Builder Trust	119,065	For
Principal	118,605	For
OLD WESTBURY FUNDS INC	110,000	For
JANUS INVESTMENT FUND	107,942	For
Baird	107,712	For
Dimensional	104,843	For
Jackson National	103,775	For
American Century	96,582	For
Equitable	83,559	For

Showing the 25 largest of 108 asset managers. See all 108 in the interactive database.

3. To elect the nominees for Class III director to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Adam Elsesser

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

86% Majority: yes · of votes cast

FOR 86%14%

FOR: 26,909,789WITHHELD: 4,354,280

PENUMBRA INC.’s own tally for this item (“Elect Director: Adam Elsesser”): 26,909,789 for, 4,354,280 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,681,549 outstanding shares: 70% for, 11% withheld (81% of the company cast a for/withheld vote).

The 106 asset managers below cast 100% of the shares they voted on this item FOR (19,608,624 for, 0 against).

FOR 94%

FOR: 19,608,624 (94.2%)ABSTAIN: 1,210,067 (5.8%)

Largest asset managers voting on “To elect the nominees for Class III director to serve until the 2027 Annual Meeting of Stockholders and until ” at PENUMBRA INC., 2023-2024
Asset manager	For	Abstain	Vote
Fidelity	6,157,572	29,397	For
Vanguard	4,233,582	0	For
BlackRock	2,370,160	0	For
T. Rowe Price	2,038,338	0	For
Capital Group	1,213,706	0	For
Advisors' Inner Circle Fund II	490,000	0	For
Legg Mason	420,447	0	For
State Street	374,502	282	For
Charles Schwab	255,047	0	For
CARILLON SERIES TRUST	253,038	0	For
AMCAP FUND	217,017	0	For
FRANKLIN STRATEGIC SERIES	216,300	0	For
Allspring	0	143,138	Abstain
Prudential/PGIM	142,268	0	For
WILLIAM BLAIR FUNDS	0	141,202	Abstain
TIAA	124,288	0	For
Bridge Builder Trust	108,997	10,068	For
Principal	71,888	46,717	For
OLD WESTBURY FUNDS INC	0	110,000	Abstain
JANUS INVESTMENT FUND	107,942	0	For
Baird	0	107,712	Abstain
Dimensional	0	104,843	Abstain
Jackson National	26,500	77,275	Abstain
American Century	90,400	6,182	For
Equitable	36,468	47,091	Abstain

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

4. To elect the nominees for Class III director to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Harpreet Grewal

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

86% Majority: yes · of votes cast

FOR 86%14%

FOR: 26,895,706WITHHELD: 4,368,363

PENUMBRA INC.’s own tally for this item (“Elect Director: Harpreet Grewal”): 26,895,706 for, 4,368,363 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,681,549 outstanding shares: 70% for, 11% withheld (81% of the company cast a for/withheld vote).

The 106 asset managers below cast 100% of the shares they voted on this item FOR (19,509,835 for, 0 against).

FOR 94%

FOR: 19,509,835 (93.7%)ABSTAIN: 1,308,932 (6.3%)

Largest asset managers voting on “To elect the nominees for Class III director to serve until the 2027 Annual Meeting of Stockholders and until ” at PENUMBRA INC., 2023-2024
Asset manager	For	Abstain	Vote
Fidelity	6,157,572	29,397	For
Vanguard	4,233,582	0	For
BlackRock	2,370,160	0	For
T. Rowe Price	2,003,935	34,403	For
Capital Group	1,213,706	0	For
Advisors' Inner Circle Fund II	490,000	0	For
Legg Mason	420,447	0	For
State Street	374,502	282	For
Charles Schwab	255,047	0	For
CARILLON SERIES TRUST	253,038	0	For
AMCAP FUND	217,017	0	For
FRANKLIN STRATEGIC SERIES	216,300	0	For
Allspring	0	143,138	Abstain
Prudential/PGIM	142,268	0	For
WILLIAM BLAIR FUNDS	0	141,202	Abstain
TIAA	124,288	0	For
Bridge Builder Trust	108,997	10,068	For
Principal	71,888	46,717	For
OLD WESTBURY FUNDS INC	0	110,000	Abstain
JANUS INVESTMENT FUND	107,942	0	For
Baird	0	107,712	Abstain
Dimensional	0	104,843	Abstain
Jackson National	26,500	77,275	Abstain
American Century	0	96,582	Abstain
Equitable	36,468	47,091	Abstain

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

5. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTES

42% fund support · no official result

FOR 42%AGAINST 58%

The 6 asset managers below cast 42% of the shares they voted on this item FOR (18,506 for, 25,539 against).

FOR: 18,506 (42.0%)AGAINST: 25,539 (58.0%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at PENUMBRA INC., 2023-2024
Asset manager	For	Against	Vote
JPMorgan	18,249	0	For
Empower	0	17,938	Against
Genus Capital Management Inc.	0	7,300	Against
Desjardins Global Asset Management Inc.	0	301	Against
Milliman Variable Insurance Trust	256	0	For
Convergence Investment Partners, LLC	1	0	For

6. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

37% fund support · no official result

FOR 37%AGAINST 63%

The 3 asset managers below cast 37% of the shares they voted on this item FOR (1,895 for, 3,274 against).

FOR: 1,895 (36.7%)AGAINST: 3,274 (63.3%)

Largest asset managers voting on “14A Executive Compensation” at PENUMBRA INC., 2023-2024
Asset manager	For	Against	Vote
Baker Avenue Asset Management, LP	0	3,274	Against
AMERICAN PENSION INVESTORS TRUST	1,850	0	For
Granite Investment Partners, LLC	45	0	For

7. DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 20%WITHHOLD/ABSTAIN 80%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (3,411 for, 0 against).

FOR: 3,411 (20.1%)WITHHOLD/ABSTAIN: 13,562 (79.9%)

Largest asset managers voting on “DIRECTOR” at PENUMBRA INC., 2023-2024
Asset manager	For	Vote
RBB FUND, INC.	0	Withhold/Abstain
TIMOTHY PLAN	3,354	For
SYNTAX ETF TRUST	57	For

8. Ratify PricewaterhouseCoopers LLP as Auditors

AUDIT-RELATED

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (18,194 for, 0 against).

FOR: 18,194 (100.0%)

Largest asset managers voting on “Ratify PricewaterhouseCoopers LLP as Auditors” at PENUMBRA INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Empower	17,938	0	0	0	For
Milliman Variable Insurance Trust	256	0	0	0	For

Largest PENUMBRA INC. shareholders voting in 2023-2024

Ranked by the number of PENUMBRA INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 38,681,549 shares outstanding at the time of that meeting.

Top PENUMBRA INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	Fidelity	30.94%
2	T. Rowe Price	13.12%
3	Vanguard	11.09%
4	BlackRock	9.13%
5	Capital Group	4.55%
6	State Street	3.84%
7	Capital Research Global Investors	2.50%
8	Clearbridge Investments, LLC	2.03%
9	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	1.85%
10	RTW INVESTMENTS, LP	1.71%

Reported PENUMBRA INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

PENUMBRA INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
FMR (Fidelity)	15.23%	13F
FMR LLC	14.97%	DEF14A
BlackRock	10.78%	13F
Vanguard Group	9.92%	13F
T. Rowe Price	7.82%	13F
Capital Research Global Investors	6.92%	DEF14A
Adam Elsesser	3.65%	DEF14A
State Street	3.11%	13F
JPMorgan Chase	2.18%	13F
Morgan Stanley	1.79%	13F

Percentages above are of 38,681,549 shares outstanding, as reported by PENUMBRA INC. on its Form 10-K dated 2023-12-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PENUMBRA INC.’s 10-K dated 2023-12-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At PENUMBRA INC.'s shareholder meeting held 2024-06-05, in the 2023-2024 proxy season, 372 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,168 separate fund positions. Their filings are grouped here into 8 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. PENUMBRA INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF PENUMBRA, INC.'S NAMED EXECUTIVE OFFICERS… — the reporting funds cast 91% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

PENUMBRA INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.