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Compiled from SEC Form N-PX filings and Penumbra, Inc.’s Form 8-K, filed 2026-06-22 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore Penumbra, Inc. in the interactive database Compare manager voting policies
These tallies are Penumbra, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Arani Bose, M.D. | 21,137,932 | -- | -- | 3,772,459 | 4,350,292 | Majority: yes |
| Elect Director: Bridget O'Rourke | 23,790,926 | -- | -- | 1,119,465 | 4,350,292 | Majority: yes |
| Elect Director: Surbhi Sarna | 24,232,264 | -- | -- | 678,127 | 4,350,292 | Majority: yes |
Source: Penumbra, Inc., Form 8-K, filed with the SEC on 2026-06-22 — read the filing on EDGAR.
Each item below shows how the 484 asset managers that disclosed a Penumbra, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Penumbra, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held 2026-06-18.
Combines 5 wordings of this item as funds reported it.
97% fund support · no official result
The 445 asset managers below cast 97% of the shares they voted on this item FOR (22,355,370 for, 671,761 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,684,362 | 3 | 0 | 0 | For |
| BlackRock | 3,462,994 | 6,811 | 86 | 0 | For |
| Fidelity | 1,421,158 | 0 | 0 | 0 | For |
| State Street | 1,099,813 | 289 | 0 | 0 | For |
| Invesco | 1,036,812 | 0 | 0 | 0 | For |
| Capital Group | 907,181 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 795,137 | 0 | 0 | 0 | For |
| Charles Schwab | 644,358 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 419,049 | 14,934 | 0 | 0 | For |
| WHITEBOX ADVISORS LLC | 395,034 | 0 | 0 | 0 | For |
| Northern Trust | 306,974 | 3,187 | 0 | 0 | For |
| CONGRESS ASSET MANAGEMENT CO | 289,355 | 0 | 0 | 0 | For |
| Janus Henderson | 270,946 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 265,254 | 0 | 0 | 0 | For |
| BALYASNY ASSET MANAGEMENT L.P. | 251,177 | 0 | 0 | 0 | For |
| Amundi | 0 | 242,583 | 0 | 0 | Against |
| CAXTON ASSOCIATES LLP | 209,884 | 0 | 0 | 0 | For |
| AQR | 180,902 | 0 | 0 | 0 | For |
| Dimensional | 180,612 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Neuberger Berman | 164,804 | 0 | 0 | 0 | For |
| Woodline Partners LP | 164,209 | 0 | 0 | 0 | For |
| AllianceBernstein | 163,394 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| DE Shaw | 155,425 | 0 | 0 | 0 | For |
Showing the 25 largest of 445 asset managers. See all 445 in the interactive database.
Meeting held 2026-05-06; no official results are on file for this meeting.
Combines 9 wordings of this item as funds reported it.
97% fund support · no official result
The 434 asset managers below cast 97% of the shares they voted on this item FOR (23,564,493 for, 775,947 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,670,863 | 4,461 | 0 | 0 | For |
| BlackRock | 3,443,243 | 0 | 86 | 0 | For |
| Fidelity | 1,829,660 | 307 | 0 | 0 | For |
| State Street | 1,097,986 | 1,952 | 0 | 0 | For |
| Invesco | 1,006,728 | 0 | 0 | 0 | For |
| Capital Group | 901,107 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 793,012 | 0 | 0 | 0 | For |
| Charles Schwab | 638,753 | 0 | 0 | 0 | For |
| WHITEBOX ADVISORS LLC | 382,034 | 0 | 0 | 0 | For |
| Janus Henderson | 321,917 | 0 | 0 | 0 | For |
| Amundi | 318,053 | 0 | 0 | 0 | For |
| Northern Trust | 310,360 | 0 | 0 | 0 | For |
| CONGRESS ASSET MANAGEMENT CO | 283,731 | 3,166 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 276,043 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 261,821 | 0 | 0 | 0 | For |
| JPMorgan | 253,023 | 0 | 0 | 0 | For |
| BALYASNY ASSET MANAGEMENT L.P. | 243,084 | 0 | 0 | 0 | For |
| Woodline Partners LP | 240,647 | 0 | 0 | 0 | For |
| Goldman Sachs | 236,759 | 0 | 0 | 0 | For |
| Hudson Bay Capital Management LP | 211,818 | 0 | 0 | 0 | For |
| Dimensional | 183,835 | 0 | 0 | 0 | For |
| SOROS FUND MANAGEMENT LLC | 182,265 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 175,568 | 0 | 0 | Against |
| GLAZER CAPITAL, LLC | 172,636 | 0 | 0 | 0 | For |
Showing the 25 largest of 434 asset managers. See all 434 in the interactive database.
Meeting held 2026-05-06; no official results are on file for this meeting.
Combines 3 wordings of this item as funds reported it.
100% fund support · no official result
The 106 asset managers below cast 100% of the shares they voted on this item FOR (10,407,315 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,366,429 | 0 | 0 | 0 | For |
| BlackRock | 2,069,460 | 0 | 0 | 0 | For |
| Fidelity | 1,222,576 | 0 | 0 | 0 | For |
| Invesco | 491,485 | 0 | 0 | 0 | For |
| Capital Group | 450,075 | 0 | 0 | 0 | For |
| Charles Schwab | 318,078 | 0 | 0 | 0 | For |
| State Street | 288,316 | 0 | 0 | 0 | For |
| JPMorgan | 253,023 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 157,754 | 0 | 0 | 0 | For |
| Jackson National | 123,309 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,012 | 0 | 0 | 0 | For |
| Dimensional | 103,662 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 99,890 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 73,736 | 0 | 0 | 0 | For |
| First Trust | 73,643 | 0 | 0 | 0 | For |
| American Century | 69,764 | 0 | 0 | 0 | For |
| TIAA | 68,368 | 0 | 0 | 0 | For |
| Allspring | 66,632 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 65,035 | 0 | 0 | 0 | For |
| MERGER FUND | 62,650 | 0 | 0 | 0 | For |
| Victory Capital | 59,381 | 0 | 0 | 0 | For |
| Equitable | 55,700 | 0 | 0 | 0 | For |
| Thrivent | 53,415 | 0 | 0 | 0 | For |
| John Hancock | 42,289 | 0 | 0 | 0 | For |
Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.
Meeting held 2026-05-06; no official results are on file for this meeting.
Combines 2 wordings of this item as funds reported it.
97% fund support · no official result
The 105 asset managers below cast 97% of the shares they voted on this item FOR (10,093,592 for, 306,588 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,366,425 | 4 | 0 | 0 | For |
| BlackRock | 2,069,460 | 0 | 0 | 0 | For |
| Fidelity | 1,222,576 | 0 | 0 | 0 | For |
| Invesco | 491,485 | 0 | 0 | 0 | For |
| Capital Group | 450,075 | 0 | 0 | 0 | For |
| Charles Schwab | 318,078 | 0 | 0 | 0 | For |
| State Street | 8,654 | 279,662 | 0 | 0 | Against |
| JPMorgan | 253,023 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 157,754 | 0 | 0 | 0 | For |
| Jackson National | 123,309 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,012 | 0 | 0 | 0 | For |
| Dimensional | 103,662 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 99,890 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 73,736 | 0 | 0 | 0 | For |
| First Trust | 73,643 | 0 | 0 | 0 | For |
| American Century | 69,764 | 0 | 0 | 0 | For |
| TIAA | 68,368 | 0 | 0 | 0 | For |
| Allspring | 66,632 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 65,035 | 0 | 0 | 0 | For |
| MERGER FUND | 62,650 | 0 | 0 | 0 | For |
| Victory Capital | 59,381 | 0 | 0 | 0 | For |
| Equitable | 55,700 | 0 | 0 | 0 | For |
| Thrivent | 53,415 | 0 | 0 | 0 | For |
| John Hancock | 42,289 | 0 | 0 | 0 | For |
Showing the 25 largest of 105 asset managers. See all 105 in the interactive database.
Meeting held 2026-06-18.
Combines 9 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
Penumbra, Inc.’s own tally for this item (“Elect Director: Arani Bose, M.D.”): 21,137,932 for, 3,772,459 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,331,425 outstanding shares: 53.7% for, 10% withheld (63% of the company cast a for/withheld vote).
The 103 asset managers below cast 100% of the shares they voted on this item FOR (7,767,970 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,374,613 | 0 | 18 | 0 | For |
| BlackRock | 0 | 0 | 2,102,930 | 0 | Abstain |
| Fidelity | 1,006,185 | 0 | 18,326 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,010 | 0 | 14 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 148,789 | 0 | 7,211 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 68,728 | 0 | 0 | 0 | For |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 41,888 | 0 | 13,547 | 0 | For |
| First Trust | 45,920 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
Meeting held 2026-06-18.
Combines 9 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Penumbra, Inc.’s own tally for this item (“Elect Director: Bridget O'Rourke”): 23,790,926 for, 1,119,465 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,331,425 outstanding shares: 60% for, 3% withheld (63% of the company cast a for/withheld vote).
The 103 asset managers below cast 100% of the shares they voted on this item FOR (9,841,769 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,371,914 | 0 | 2,717 | 0 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,024 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 68,728 | 0 | Abstain |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,435 | 0 | 0 | 0 | For |
| First Trust | 45,920 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
Meeting held 2026-06-18.
Combines 9 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Penumbra, Inc.’s own tally for this item (“Elect Director: Surbhi Sarna”): 24,232,264 for, 678,127 withheld, per its Form 8-K filed 2026-06-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 39,331,425 outstanding shares: 62% for, 2% withheld (63% of the company cast a for/withheld vote).
The 103 asset managers below cast 100% of the shares they voted on this item FOR (9,841,771 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,371,916 | 0 | 2,715 | 0 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,024 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 68,728 | 0 | Abstain |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,435 | 0 | 0 | 0 | For |
| First Trust | 45,920 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
Meeting held 2026-06-18.
Combines 5 wordings of this item as funds reported it.
100% fund support · no official result
The 98 asset managers below cast 100% of the shares they voted on this item FOR (9,927,788 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,374,631 | 0 | 0 | 0 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,024 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 68,728 | 0 | 0 | 0 | For |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,835 | 0 | 0 | 0 | For |
| First Trust | 45,920 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 98 asset managers. See all 98 in the interactive database.
Meeting held 2026-06-18.
100% fund support · no official result
The 9 asset managers below cast 100% of the shares they voted on this item FOR (1,045,099 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| HBK INVESTMENTS L P | 967,025 | 0 | 0 | 0 | For |
| Birnam Oak Advisors, LP | 50,008 | 0 | 0 | 0 | For |
| Empower | 18,206 | 0 | 0 | 0 | For |
| Wilshire Advisors LLC | 5,416 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,384 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 57 | 0 | 0 | 0 | For |
| Impact Investors, Inc | 0 | 0 | 0 | 0 | No Vote |
| Coyle Financial Counsel LLC | 2 | 0 | 0 | 0 | For |
| Milliman Funds Trust | 1 | 0 | 0 | 0 | For |
Meeting held 2026-05-06; no official results are on file for this meeting.
100% fund support · no official result
The 7 asset managers below cast 100% of the shares they voted on this item FOR (921,007 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| HBK INVESTMENTS L P | 840,671 | 0 | 0 | 0 | For |
| Birnam Oak Advisors, LP | 47,705 | 0 | 0 | 0 | For |
| Empower | 18,206 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,928 | 0 | 0 | 0 | For |
| Wilshire Advisors LLC | 4,862 | 0 | 0 | 0 | For |
| BlackRock | 4,633 | 0 | 0 | 0 | For |
| Coyle Financial Counsel LLC | 2 | 0 | 0 | 0 | For |
Meeting held 2026-05-06; no official results are on file for this meeting.
100% fund support · no official result
The 4 asset managers below cast 100% of the shares they voted on this item FOR (27,634 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 18,206 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,928 | 0 | 0 | 0 | For |
| AMERICAN PENSION INVESTORS TRUST | 3,000 | 0 | 0 | 0 | For |
| WILLIAMSBURG INVESTMENT TRUST | 1,500 | 0 | 0 | 0 | For |
Meeting held 2026-05-06; no official results are on file for this meeting.
66% fund support · no official result
The 3 asset managers below cast 66% of the shares they voted on this item FOR (2,924 for, 1,500 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Baker Avenue Asset Management, LP | 2,924 | 0 | 0 | 0 | For |
| LEAVELL INVESTMENT MANAGEMENT, INC. | 0 | 0 | 2,200 | 0 | Abstain |
| WILLIAMSBURG INVESTMENT TRUST | 0 | 1,500 | 0 | 0 | Against |
Meeting held 2026-06-18.
Combines 3 wordings of this item as funds reported it.
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (35,010 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Ursa Fund Management, LLC | 35,000 | 0 | 0 | 0 | For |
| National Philanthropic Trust | 0 | 0 | 0 | 0 | Not Voted |
| THOR INVESTMENT MANAGEMENT INC /OH/ /ADV | 10 | 0 | 0 | 0 | For |
Meeting held 2026-06-18.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (4,503 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| AMERICAN PENSION INVESTORS TRUST | 3,000 | 0 | 0 | 0 | For |
| WILLIAMSBURG INVESTMENT TRUST | 1,500 | 0 | 0 | 0 | For |
| MARCO INVESTMENT MANAGEMENT LLC | 3 | 0 | 0 | 0 | For |
Meeting held 2026-06-18.
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (22,591 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 18,206 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,384 | 0 | 0 | 0 | For |
| Milliman Funds Trust | 1 | 0 | 0 | 0 | For |
Reported under meeting date 2026-03-26; no official results on file for that date.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (116,088 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Slotnik Capital, LLC | 116,000 | 0 | 0 | 0 | For |
| Spinnaker ETF Series | 88 | 0 | 0 | 0 | For |
Meeting held 2026-05-06; no official results are on file for this meeting.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (23,134 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 18,206 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,928 | 0 | 0 | 0 | For |
Meeting held 2026-05-06; no official results are on file for this meeting.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (4,500 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| AMERICAN PENSION INVESTORS TRUST | 3,000 | 0 | 0 | 0 | For |
| WILLIAMSBURG INVESTMENT TRUST | 1,500 | 0 | 0 | 0 | For |
Meeting held 2026-06-18.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (8 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Modern Wealth Management, LLC | 4 | 0 | 0 | 0 | For |
| Tandem Financial, LLC | 4 | 0 | 0 | 0 | For |
Ranked by the number of Penumbra, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 39,331,425 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 9.37% |
| 2 | BlackRock | 8.82% |
| 3 | Fidelity | 3.61% |
| 4 | State Street | 2.80% |
| 5 | Invesco | 2.64% |
| 6 | Capital Group | 2.31% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 2.02% |
| 8 | Charles Schwab | 1.64% |
| 9 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 1.10% |
| 10 | WHITEBOX ADVISORS LLC | 1.00% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 11.01% | 13F |
| Vanguard Group | 9.59% | 13F |
| Barclays PLC | 5.95% | 13G |
| State Street | 3.01% | 13F |
| Adam Elsesser | 1.93% | DEF14A |
| Goldman Sachs | 1.83% | 13F |
| Invesco | 1.37% | 13F |
| Morgan Stanley | 1.34% | 13F |
| FMR (Fidelity) | 1.26% | 13F |
| JPMorgan Chase | 1.02% | 13F |
Percentages above are of 39,331,425 shares outstanding, as reported by Penumbra, Inc. on its Form 10-Q dated 2026-04-22 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Penumbra, Inc.’s 10-Q dated 2026-04-22. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At Penumbra, Inc.'s 2 shareholder meetings in the 2025-2026 proxy season (held 2026-05-06 and 2026-06-18), 484 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,387 separate fund positions. Their filings are grouped here into 19 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Penumbra, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of Penumbra, Inc.'s named executive officers… — the reporting funds cast 97% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
Penumbra, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).