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Compiled from SEC Form N-PX filings and Phathom Pharmaceuticals, Inc.’s Form 8-K, filed 2025-06-09 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2024-2025 2025-2026
Explore Phathom Pharmaceuticals, Inc. in the interactive database Compare manager voting policies
These tallies are Phathom Pharmaceuticals, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-09 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Heidi Kunz | 34,023,182 | -- | -- | 451,384 | 17,427,382 | Majority: yes |
| Elect Director: James Topper, M.D., Ph.D. | 26,884,171 | -- | -- | 7,590,395 | 17,427,382 | Majority: yes |
| Proposal 2: Ratification of Independent Registered Public Accounting Firm The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2025: | 51,670,346 | 177,785 | 53,817 | -- | -- | Majority: yes |
| Proposal 3: Approval of the Compensation of the Named Executive Officers ("say-on-pay") The Company's stockholders voted and approved, on a non-binding, advisory basis, the compensation of the named executive officers: | 24,584,781 | 8,704,739 | 1,185,046 | -- | 17,427,382 | Majority: yes |
Source: Phathom Pharmaceuticals, Inc., Form 8-K, filed with the SEC on 2025-06-09 — read the filing on EDGAR.
Each item below shows how the 141 asset managers that disclosed a Phathom Pharmaceuticals, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Phathom Pharmaceuticals, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 11 wordings of this item as funds reported it.
74% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Proposal 3: Approval of the Compensation of the Named Executive Officers ("say-on-pay") The Company's stockholders voted and approved, on a non-binding, advisory basis, the compensation of the named executive officers:”): 24,584,781 for, 8,704,739 against, per its Form 8-K filed 2025-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 69,638,070 outstanding shares: 35% for, 12% against (47.8% of the company cast a for/against vote).
The 140 asset managers below cast 74% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Frazier Life Sciences Management, L.P. | 12,466,489 | 0 | 0 | 0 | For |
| Medicxi Ventures Management (Jersey) Ltd | 7,464,572 | 0 | 0 | 0 | For |
| Invesco | 0 | 5,627,672 | 0 | 0 | Against |
| Carlyle Group Inc. | 3,496,808 | 0 | 0 | 0 | For |
| JENNISON ASSOCIATES LLC | 0 | 3,189,836 | 0 | 0 | Against |
| Ensign Peak Advisors, Inc | 2,494,309 | 0 | 0 | 0 | For |
| NEA Management Company, LLC | 1,960,169 | 0 | 0 | 0 | For |
| WASATCH ADVISORS LP | 1,701,627 | 0 | 0 | 0 | For |
| Prudential/PGIM | 566,000 | 1,003,653 | 0 | 0 | Against |
| WASATCH FUNDS TRUST | 1,567,663 | 0 | 0 | 0 | For |
| Avidity Partners Management LP | 0 | 800,000 | 0 | 0 | Against |
| Vanguard | 792,687 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 695,884 | 0 | 0 | Against |
| Simplify Exchange Traded Funds | 0 | 0 | 681,935 | 0 | Abstain |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 512,605 | 0 | 0 | 0 | For |
| BlackRock | 470,400 | 18,915 | 0 | 0 | For |
| GW&K Investment Management, LLC | 0 | 460,879 | 0 | 0 | Against |
| StepStone Group LP | 422,085 | 0 | 0 | 0 | For |
| State Street | 406,236 | 2,389 | 0 | 0 | For |
| Woodline Partners LP | 401,814 | 0 | 0 | 0 | For |
| John Hancock | 27,629 | 264,016 | 0 | 0 | Against |
| Northern Trust | 230,277 | 0 | 0 | 0 | For |
| Equitable | 58,811 | 160,784 | 0 | 0 | Against |
| SEI | 0 | 158,801 | 0 | 0 | Against |
| Fidelity | 138,086 | 12,721 | 0 | 0 | For |
Showing the 25 largest of 140 asset managers. See all 140 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.8% fund support · no official result
The 131 asset managers below cast 99.8% of the shares they voted on this item FOR (11,784 for, 20 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Frazier Life Sciences Management, L.P. | 0 | 0 | 0 | 0 | One Year |
| Medicxi Ventures Management (Jersey) Ltd | 0 | 0 | 0 | 0 | 1 Year |
| Invesco | 0 | 0 | 0 | 0 | One Year |
| Carlyle Group Inc. | 0 | 0 | 0 | 0 | One Year |
| JENNISON ASSOCIATES LLC | 0 | 0 | 0 | 0 | 1 Year |
| Ensign Peak Advisors, Inc | 0 | 0 | 0 | 0 | 3 Years |
| NEA Management Company, LLC | 0 | 0 | 0 | 0 | 1 Year |
| WASATCH ADVISORS LP | 0 | 0 | 0 | 0 | One Year |
| Prudential/PGIM | 0 | 0 | 0 | 0 | One Year |
| WASATCH FUNDS TRUST | 0 | 0 | 0 | 0 | One Year |
| Avidity Partners Management LP | 0 | 0 | 0 | 0 | 1 Year |
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| Charles Schwab | 0 | 0 | 0 | 0 | 1 Year |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 0 | 0 | 0 | 1 Year |
| BlackRock | 0 | 0 | 0 | 0 | 1 Year |
| GW&K Investment Management, LLC | 0 | 0 | 0 | 0 | 1 Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| Woodline Partners LP | 0 | 0 | 0 | 0 | One Year |
| John Hancock | 0 | 0 | 0 | 0 | 1 Year |
| Northern Trust | 0 | 0 | 0 | 0 | 1 Year |
| Equitable | 0 | 0 | 0 | 0 | One Year |
| SEI | 0 | 0 | 0 | 0 | 1 Year |
| Fidelity | 0 | 0 | 0 | 0 | One Year |
| Wellington | 0 | 0 | 0 | 0 | 1 Year |
| BANK OF AMERICA NA | 0 | 0 | 0 | 0 | 1 Year |
Showing the 25 largest of 131 asset managers. See all 131 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Proposal 2: Ratification of Independent Registered Public Accounting Firm The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal”): 51,670,346 for, 177,785 against, per its Form 8-K filed 2025-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 69,638,070 outstanding shares: 74% for, 0.3% against (74% of the company cast a for/against vote).
The 42 asset managers below cast 100% of the shares they voted on this item FOR (8,041,969 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 2,543,209 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 1,567,663 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,001,623 | 0 | 0 | 0 | For |
| Vanguard | 777,789 | 0 | 0 | 0 | For |
| Simplify Exchange Traded Funds | 681,935 | 0 | 0 | 0 | For |
| Charles Schwab | 347,939 | 0 | 0 | 0 | For |
| John Hancock | 277,799 | 0 | 0 | 0 | For |
| Equitable | 219,595 | 0 | 0 | 0 | For |
| BlackRock | 111,243 | 0 | 0 | 0 | For |
| Fidelity | 97,672 | 0 | 0 | 0 | For |
| SEI | 79,380 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,762 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 41,110 | 0 | 0 | 0 | For |
| Lincoln Financial | 30,100 | 0 | 0 | 0 | For |
| AMG Funds IV | 28,698 | 0 | 0 | 0 | For |
| PFM Multi-Manager Series Trust | 28,600 | 0 | 0 | 0 | For |
| Northern Trust | 24,666 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 19,857 | 0 | 0 | 0 | For |
| Pacific Life | 18,399 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,048 | 0 | 0 | 0 | For |
| Jackson National | 15,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,129 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 9,491 | 0 | 0 | 0 | For |
| ProShares | 9,086 | 0 | 0 | 0 | For |
| DWS | 6,090 | 0 | 0 | 0 | For |
Showing the 25 largest of 42 asset managers. See all 42 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Elect Director: Heidi Kunz”): 34,023,182 for, 451,384 withheld, per its Form 8-K filed 2025-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 69,638,070 outstanding shares: 48.9% for, 0.7% withheld (49.5% of the company cast a for/withheld vote).
The 41 asset managers below cast 100% of the shares they voted on this item FOR (7,314,444 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 2,543,209 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 1,567,663 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,001,623 | 0 | 0 | 0 | For |
| Vanguard | 777,789 | 0 | 0 | 0 | For |
| Charles Schwab | 347,939 | 0 | 0 | 0 | For |
| John Hancock | 277,799 | 0 | 0 | 0 | For |
| Equitable | 174,005 | 0 | 45,590 | 0 | For |
| BlackRock | 111,243 | 0 | 0 | 0 | For |
| Fidelity | 97,672 | 0 | 0 | 0 | For |
| SEI | 79,380 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,762 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 41,110 | 0 | 0 | 0 | For |
| Lincoln Financial | 30,100 | 0 | 0 | 0 | For |
| AMG Funds IV | 28,698 | 0 | 0 | 0 | For |
| PFM Multi-Manager Series Trust | 28,600 | 0 | 0 | 0 | For |
| Northern Trust | 24,666 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 19,857 | 0 | 0 | 0 | For |
| Pacific Life | 18,399 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,048 | 0 | 0 | 0 | For |
| Jackson National | 15,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,129 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 9,491 | 0 | 0 | 0 | For |
| ProShares | 9,086 | 0 | 0 | 0 | For |
| DWS | 6,090 | 0 | 0 | 0 | For |
| Global X | 5,622 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 4 wordings of this item as funds reported it.
78% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Elect Director: James Topper, M.D., Ph.D.”): 26,884,171 for, 7,590,395 withheld, per its Form 8-K filed 2025-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 69,638,070 outstanding shares: 39% for, 11% withheld (49.5% of the company cast a for/withheld vote).
The 41 asset managers below cast 100% of the shares they voted on this item FOR (3,972,370 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 0 | 0 | 2,543,209 | 0 | Abstain |
| WASATCH FUNDS TRUST | 1,567,663 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,001,623 | 0 | 0 | 0 | For |
| Vanguard | 777,789 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 347,939 | 0 | Abstain |
| John Hancock | 264,016 | 0 | 13,783 | 0 | For |
| Equitable | 13,221 | 0 | 206,374 | 0 | Abstain |
| BlackRock | 111,243 | 0 | 0 | 0 | For |
| Fidelity | 97,672 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 79,380 | 0 | Abstain |
| Goldman Sachs | 0 | 0 | 56,762 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 41,110 | 0 | 0 | 0 | For |
| Lincoln Financial | 30,100 | 0 | 0 | 0 | For |
| AMG Funds IV | 28,698 | 0 | 0 | 0 | For |
| PFM Multi-Manager Series Trust | 0 | 0 | 28,600 | 0 | Abstain |
| Northern Trust | 0 | 0 | 24,666 | 0 | Abstain |
| ETFis Series Trust I | 0 | 0 | 19,857 | 0 | Abstain |
| Pacific Life | 18,399 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,048 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 15,318 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 11,129 | 0 | Abstain |
| RBB FUND, INC. | 0 | 0 | 9,491 | 0 | Abstain |
| ProShares | 0 | 0 | 9,086 | 0 | Abstain |
| DWS | 0 | 0 | 6,090 | 0 | Abstain |
| Global X | 0 | 0 | 5,622 | 0 | Abstain |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
100% fund support · no official result
The 15 asset managers below cast 100% of the shares they voted on this item FOR (1,307,519 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Prudential/PGIM | 1,001,623 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 347,939 | 0 | Abstain |
| John Hancock | 264,016 | 0 | 13,783 | 0 | For |
| BlackRock | 0 | 0 | 111,243 | 0 | Abstain |
| SEI | 0 | 0 | 79,380 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 41,110 | 0 | Abstain |
| AMG Funds IV | 28,698 | 0 | 0 | 0 | For |
| PFM Multi-Manager Series Trust | 0 | 0 | 28,600 | 0 | Abstain |
| Bridge Builder Trust | 0 | 0 | 16,048 | 0 | Abstain |
| Jackson National | 0 | 0 | 15,318 | 0 | Abstain |
| Fidelity | 12,721 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 9,491 | 0 | Abstain |
| Global X | 0 | 0 | 5,622 | 0 | Abstain |
| Innovator ETFs Trust | 243 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 218 | 0 | 0 | 0 | For |
— fund support · no official result
No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 0 | 0 | 0 | 0 | One Year |
| Brighthouse | 0 | 0 | 0 | 0 | One Year |
— fund support · no official result
No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 0 | 0 | 0 | 0 | 1 Year |
| L2 Asset Management, LLC | 0 | 0 | 0 | 0 | 1 Year |
Ranked by the number of Phathom Pharmaceuticals, Inc. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 69,638,070 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Frazier Life Sciences Management, L.P. | 17.90% |
| 2 | Medicxi Ventures Management (Jersey) Ltd | 10.72% |
| 3 | Invesco | 8.08% |
| 4 | Carlyle Group Inc. | 5.02% |
| 5 | JENNISON ASSOCIATES LLC | 4.58% |
| 6 | Ensign Peak Advisors, Inc | 3.58% |
| 7 | NEA Management Company, LLC | 2.81% |
| 8 | WASATCH ADVISORS LP | 2.44% |
| 9 | Prudential/PGIM | 2.25% |
| 10 | WASATCH FUNDS TRUST | 2.25% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| James N. Topper | 20.72% | 13D |
| Frazier Life Sciences IX, L.P. | 8.37% | 13D |
| Invesco | 5.24% | 13F |
| Carlyle Group Inc. | 5.02% | 13G |
| BlackRock | 4.77% | 13F |
| Vanguard Group | 3.99% | 13F |
| Morgan Stanley | 1.62% | 13F |
| Geode Capital | 1.46% | 13F |
| State Street | 1.29% | 13F |
| Millennium Management | 0.75% | 13F |
Percentages above are of 69,638,070 shares outstanding, as reported by Phathom Pharmaceuticals, Inc. on its Form 10-Q dated 2025-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Phathom Pharmaceuticals, Inc.’s 10-Q dated 2025-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Phathom Pharmaceuticals, Inc.'s shareholder meeting held 2025-06-03, in the 2024-2025 proxy season, 141 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,012 separate fund positions. Their filings are grouped here into 8 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve the compensation of the named executive officers on a non-binding advisory basis… — FOR was 74% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Phathom Pharmaceuticals, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-06-09.
Phathom Pharmaceuticals, Inc. proxy season coverage: 2024-2025 (this page) · 2025-2026.